Overview
Assets Under Management: $270 million
Headquarters: IRVINE, CA
High-Net-Worth Clients: 44
Average Client Assets: $2.1 million
Frequently Asked Questions
SPECTRUM WEALTH MANAGEMENT, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #135530), SPECTRUM WEALTH MANAGEMENT, LLC is subject to fiduciary duty under federal law.
SPECTRUM WEALTH MANAGEMENT, LLC is headquartered in IRVINE, CA.
SPECTRUM WEALTH MANAGEMENT, LLC serves 44 high-net-worth clients according to their SEC filing dated September 15, 2025. View client details ↓
According to their SEC Form ADV, SPECTRUM WEALTH MANAGEMENT, LLC offers financial planning, portfolio management for individuals, pension consulting services, and selection of other advisors. View all service details ↓
SPECTRUM WEALTH MANAGEMENT, LLC manages $270 million in client assets according to their SEC filing dated September 15, 2025.
According to their SEC Form ADV, SPECTRUM WEALTH MANAGEMENT, LLC serves high-net-worth individuals and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Pension Consulting, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 44
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 34.97%
Average Client Assets: $2.1 million
Total Client Accounts: 505
Discretionary Accounts: 445
Non-Discretionary Accounts: 60
Regulatory Filings
CRD Number: 135530
Filing ID: 2015716
Last Filing Date: 2025-09-15 12:21:15