Overview
Assets Under Management: $390 million
Headquarters: WOODBURY, NY
High-Net-Worth Clients: 161
Average Client Assets: $2 million
Frequently Asked Questions
SPIELBERGER & BROOKS, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #147197), SPIELBERGER & BROOKS, INC. is subject to fiduciary duty under federal law.
SPIELBERGER & BROOKS, INC. is headquartered in WOODBURY, NY.
SPIELBERGER & BROOKS, INC. serves 161 high-net-worth clients according to their SEC filing dated February 24, 2025. View client details ↓
According to their SEC Form ADV, SPIELBERGER & BROOKS, INC. offers financial planning, portfolio management for individuals, pension consulting services, and selection of other advisors. View all service details ↓
SPIELBERGER & BROOKS, INC. manages $390 million in client assets according to their SEC filing dated February 24, 2025.
According to their SEC Form ADV, SPIELBERGER & BROOKS, INC. serves high-net-worth individuals and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Pension Consulting, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 161
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 95.27
Average High-Net-Worth Client Assets: $2 million
Total Client Accounts: 248
Discretionary Accounts: 244
Non-Discretionary Accounts: 4
Regulatory Filings
CRD Number: 147197
Last Filing Date: 2025-02-24 00:00:00
Website: https://spielbergerbrooks.com