Overview
Assets Under Management: $356 million
Headquarters: CLOQUET, MN
High-Net-Worth Clients: 401
Average Client Assets: $323,211
Frequently Asked Questions
SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #152003), SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC is subject to fiduciary duty under federal law.
SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC is headquartered in CLOQUET, MN.
SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC serves 401 high-net-worth clients according to their SEC filing dated January 21, 2026. View client details ↓
According to their SEC Form ADV, SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC offers portfolio management for individuals, portfolio management for businesses, and portfolio management for institutional clients. View all service details ↓
SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC manages $356 million in client assets according to their SEC filing dated January 21, 2026.
According to their SEC Form ADV, SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC serves high-net-worth individuals, businesses, and institutional clients. View client details ↓
Services Offered
Services: Portfolio Management for Individuals, Portfolio Management for Companies, Portfolio Management for Institutional Clients
Clients
Number of High-Net-Worth Clients: 401
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 36.39
Average High-Net-Worth Client Assets: $323,211
Total Client Accounts: 2,084
Discretionary Accounts: 2,056
Non-Discretionary Accounts: 28
Regulatory Filings
CRD Number: 152003
Filing ID: 2043656
Last Filing Date: 2026-01-21 15:06:06