Overview
Assets Under Management: $312 million
Headquarters: SAN CLEMENTE, CA
High-Net-Worth Clients: 121
Average Client Assets: $2 million
Frequently Asked Questions
STEPHENSON AND COMPANY, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #111453), STEPHENSON AND COMPANY, INC. is subject to fiduciary duty under federal law.
STEPHENSON AND COMPANY, INC. is headquartered in SAN CLEMENTE, CA.
STEPHENSON AND COMPANY, INC. serves 121 high-net-worth clients according to their SEC filing dated March 03, 2025. View client details ↓
According to their SEC Form ADV, STEPHENSON AND COMPANY, INC. offers financial planning, portfolio management for individuals, and pension consulting services. View all service details ↓
STEPHENSON AND COMPANY, INC. manages $312 million in client assets according to their SEC filing dated March 03, 2025.
According to their SEC Form ADV, STEPHENSON AND COMPANY, INC. serves high-net-worth individuals and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Pension Consulting
Clients
Number of High-Net-Worth Clients: 121
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 89.71
Average High-Net-Worth Client Assets: $2 million
Total Client Accounts: 543
Discretionary Accounts: 449
Non-Discretionary Accounts: 94
Regulatory Filings
CRD Number: 111453
Last Filing Date: 2025-03-03 00:00:00
Website: https://stephensonfinancial.com