Overview

Assets Under Management: $130 million
Headquarters: ROCHESTER, NY
High-Net-Worth Clients: 50
Average Client Assets: $2 million

Frequently Asked Questions

STEVEN CHARLES CAPITAL LTD is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.

Yes. As an SEC-registered investment advisor (CRD #104814), STEVEN CHARLES CAPITAL LTD is subject to fiduciary duty under federal law.

STEVEN CHARLES CAPITAL LTD is headquartered in ROCHESTER, NY.

STEVEN CHARLES CAPITAL LTD serves 50 high-net-worth clients according to their SEC filing dated March 05, 2024. View client details ↓

According to their SEC Form ADV, STEVEN CHARLES CAPITAL LTD offers portfolio management for individuals and portfolio management for institutional clients. View all service details ↓

STEVEN CHARLES CAPITAL LTD manages $130 million in client assets according to their SEC filing dated March 05, 2024.

According to their SEC Form ADV, STEVEN CHARLES CAPITAL LTD serves high-net-worth individuals and institutional clients. View client details ↓

Services Offered

Services: Portfolio Management for Individuals, Portfolio Management for Institutional Clients

Clients

Number of High-Net-Worth Clients: 50
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 100.00
Average High-Net-Worth Client Assets: $2 million
Total Client Accounts: 114
Discretionary Accounts: 114

Regulatory Filings

CRD Number: 104814
Last Filing Date: 2024-03-05 00:00:00
Website: https://stevencharlescapital.com