Overview

Assets Under Management: $1.3 billion
Headquarters: INDEPENDENCE, OH
High-Net-Worth Clients: 885
Average Client Assets: $1 million

Services Offered

Services: Financial Planning, Portfolio Management for Individuals, Pension Consulting, Educational Seminars

Clients

Number of High-Net-Worth Clients: 885
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 82.27
Average High-Net-Worth Client Assets: $1 million
Total Client Accounts: 3,669
Discretionary Accounts: 3,632
Non-Discretionary Accounts: 37

Regulatory Filings

CRD Number: 148586
Filing ID: 2002846
Last Filing Date: 2025-07-23 15:21:00
Website: https://swpconnect.com