Overview
Assets Under Management: $127 million
High-Net-Worth Clients: 32
Average Client Assets: $2.9 million
Frequently Asked Questions
SULLIVAN INVESTMENTS GROUP, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #148708), SULLIVAN INVESTMENTS GROUP, LLC is subject to fiduciary duty under federal law.
SULLIVAN INVESTMENTS GROUP, LLC serves 32 high-net-worth clients according to their SEC filing dated December 20, 2024. View client details ↓
According to their SEC Form ADV, SULLIVAN INVESTMENTS GROUP, LLC offers financial planning and portfolio management for individuals. View all service details ↓
SULLIVAN INVESTMENTS GROUP, LLC manages $127 million in client assets according to their SEC filing dated December 20, 2024.
According to their SEC Form ADV, SULLIVAN INVESTMENTS GROUP, LLC serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals
Clients
Number of High-Net-Worth Clients: 32
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 72.89%
Average Client Assets: $2.9 million
Total Client Accounts: 340
Discretionary Accounts: 337
Non-Discretionary Accounts: 3
Regulatory Filings
CRD Number: 148708
Filing ID: 1915583
Last Filing Date: 2024-12-20 12:03:00