Overview
Assets Under Management: $15.0 billion
Headquarters: PARSIPPANY, NJ
High-Net-Worth Clients: 1,730
Average Client Assets: $7 million
Frequently Asked Questions
SUMMIT FINANCIAL, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #299322), SUMMIT FINANCIAL, LLC is subject to fiduciary duty under federal law.
SUMMIT FINANCIAL, LLC is headquartered in PARSIPPANY, NJ.
SUMMIT FINANCIAL, LLC serves 1,730 high-net-worth clients according to their SEC filing dated July 23, 2025. View client details ↓
According to their SEC Form ADV, SUMMIT FINANCIAL, LLC offers financial planning, portfolio management for individuals, pension consulting services, and selection of other advisors. View all service details ↓
SUMMIT FINANCIAL, LLC is ranked #35 by Barron's in 2025 and #31 by Forbes in 2025. Learn more about these rankings ↓
SUMMIT FINANCIAL, LLC manages $15.0 billion in client assets according to their SEC filing dated July 23, 2025.
According to their SEC Form ADV, SUMMIT FINANCIAL, LLC serves high-net-worth individuals and pension and profit-sharing plans. View client details ↓
Recent Rankings
Forbes 2025: 31
Barron's 2025:
35
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Pension Consulting, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 1,730
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 75.30
Average High-Net-Worth Client Assets: $7 million
Total Client Accounts: 22,079
Discretionary Accounts: 12,710
Non-Discretionary Accounts: 9,369
Regulatory Filings
CRD Number: 299322
Filing ID: 2004657
Last Filing Date: 2025-07-23 08:37:00
Website: https://sfr1.com