Overview
Assets Under Management: $2.0 billion
Headquarters: HOUSTON, TX
High-Net-Worth Clients: 689
Average Client Assets: $661,651
Frequently Asked Questions
SUNBELT SECURITIES, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #42180), SUNBELT SECURITIES, INC. is subject to fiduciary duty under federal law.
SUNBELT SECURITIES, INC. is headquartered in HOUSTON, TX.
SUNBELT SECURITIES, INC. serves 689 high-net-worth clients according to their SEC filing dated June 24, 2025. View client details ↓
According to their SEC Form ADV, SUNBELT SECURITIES, INC. offers financial planning, portfolio management for individuals, portfolio management for institutional clients, and selection of other advisors. View all service details ↓
SUNBELT SECURITIES, INC. manages $2.0 billion in client assets according to their SEC filing dated June 24, 2025.
According to their SEC Form ADV, SUNBELT SECURITIES, INC. serves high-net-worth individuals and institutional clients. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 689
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 22.52
Average High-Net-Worth Client Assets: $661,651
Total Client Accounts: 5,355
Discretionary Accounts: 5,355
Regulatory Filings
CRD Number: 42180
Filing ID: 1999679
Last Filing Date: 2025-06-24 13:07:00
Website: https://sunbeltsecurities.com