Overview
Assets Under Management: $269 million
High-Net-Worth Clients: 74
Average Client Assets: $1 million
Frequently Asked Questions
SWAN CAPITAL, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #305793), SWAN CAPITAL, LLC is subject to fiduciary duty under federal law.
SWAN CAPITAL, LLC serves 74 high-net-worth clients according to their SEC filing dated August 27, 2025. View client details ↓
According to their SEC Form ADV, SWAN CAPITAL, LLC offers financial planning, portfolio management for individuals, portfolio management for pooled investment vehicles, and educational seminars and workshops. View all service details ↓
SWAN CAPITAL, LLC manages $269 million in client assets according to their SEC filing dated August 27, 2025.
According to their SEC Form ADV, SWAN CAPITAL, LLC serves high-net-worth individuals and pooled investment vehicles. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Pooled Investment Vehicles, Educational Seminars
Clients
Number of High-Net-Worth Clients: 74
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 36.98
Average High-Net-Worth Client Assets: $1 million
Total Client Accounts: 1,853
Discretionary Accounts: 1,853
Regulatory Filings
CRD Number: 305793
Filing ID: 2012166
Last Filing Date: 2025-08-27 10:41:00
Website: https://swan-capital.com