Overview
Assets Under Management: $144 million
High-Net-Worth Clients: 16
Average Client Assets: $4.4 million
Frequently Asked Questions
SWEENEY ASSET MANAGEMENT LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #130567), SWEENEY ASSET MANAGEMENT LLC is subject to fiduciary duty under federal law.
SWEENEY ASSET MANAGEMENT LLC serves 16 high-net-worth clients according to their SEC filing dated November 13, 2018. View client details ↓
According to their SEC Form ADV, SWEENEY ASSET MANAGEMENT LLC offers portfolio management for individuals, portfolio management for institutional clients, pension consulting services, and selection of other advisors. View all service details ↓
SWEENEY ASSET MANAGEMENT LLC manages $144 million in client assets according to their SEC filing dated November 13, 2018.
According to their SEC Form ADV, SWEENEY ASSET MANAGEMENT LLC serves high-net-worth individuals, institutional clients, and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Pension Consulting, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 16
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 48.42%
Average Client Assets: $4.4 million
Total Client Accounts: 48
Discretionary Accounts: 47
Non-Discretionary Accounts: 1
Regulatory Filings
CRD Number: 130567
Filing ID: 1249674
Last Filing Date: 2018-11-13 13:47:00