Overview
Assets Under Management: $258 million
Headquarters: WESTERVILLE, OH
High-Net-Worth Clients: 73
Average Client Assets: $2 million
Frequently Asked Questions
SWISHER FINANCIAL CONCEPTS, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #121384), SWISHER FINANCIAL CONCEPTS, INC. is subject to fiduciary duty under federal law.
SWISHER FINANCIAL CONCEPTS, INC. is headquartered in WESTERVILLE, OH.
SWISHER FINANCIAL CONCEPTS, INC. serves 73 high-net-worth clients according to their SEC filing dated February 25, 2025. View client details ↓
According to their SEC Form ADV, SWISHER FINANCIAL CONCEPTS, INC. offers financial planning, portfolio management for individuals, and pension consulting services. View all service details ↓
SWISHER FINANCIAL CONCEPTS, INC. manages $258 million in client assets according to their SEC filing dated February 25, 2025.
According to their SEC Form ADV, SWISHER FINANCIAL CONCEPTS, INC. serves high-net-worth individuals and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Pension Consulting
Clients
Number of High-Net-Worth Clients: 73
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 51.53
Average High-Net-Worth Client Assets: $2 million
Total Client Accounts: 1,350
Discretionary Accounts: 1,048
Non-Discretionary Accounts: 302
Regulatory Filings
CRD Number: 121384
Last Filing Date: 2025-02-25 00:00:00
Website: https://swisherfinancial.com