Overview
- Total Firm Assets
- $892 million
- Average High-Net-Worth Client Portfolio Size
- $6.5 million
Fee Disclosure
Source: SPA FORM ADV PART 2A 19 MARCH 2025 (2025-03-27)
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Latest filing: SPA FORM ADV PART 2A 17 MARCH 2026 (2026-03-26)
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| Min | Max | Disclosed Annual Rate |
|---|---|---|
| $0 | $5,000,000 | 0.95% |
| $5,000,001 | $10,000,000 | 0.85% |
| $10,000,001 | $20,000,000 | 0.75% |
| $20,000,001 | $50,000,000 | 0.65% |
| $50,000,001 | and above | Negotiable |
Stated Minimum Annual Fee: $12,000
Estimated Annual Advisory Fees
| Portfolio Value | Estimated Annual Fee | Effective Fee Rate |
|---|---|---|
| $1 million | $12,000 | 1.20% |
| $5 million | $47,500 | 0.95% |
| $10 million | $90,000 | 0.90% |
| $50 million | $360,000 | 0.72% |
| $100 million | Negotiable | Negotiable |
Actual fees may vary; other investment costs may apply.
Clients
- High-Net-Worth Share of Firm Assets
- 23.48%
- Number of High-Net-Worth Clients
- 32
- Total Client Accounts
- 114
- Discretionary Accounts
- 114
Services Offered
Services: Portfolio Management for Individuals, Portfolio Management for Institutional Clients
Regulatory Filings
- SEC CRD Number
- 148721
- SPA FORM ADV PART 2A 17 MARCH 2026 (2026-03-26) · View brochure text
- SPA FORM ADV PART 2A 19 MARCH 2025 (2025-03-27) (fee schedule source) · View brochure text
View firm on SEC ↗ · Current Form ADV (PDF) ↗