Overview
Assets Under Management: $322 million
Headquarters: ST. PETERSBURG, FL
High-Net-Worth Clients: 20
Average Client Assets: $3.5 million
Frequently Asked Questions
SWM ADVISORS is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #158398), SWM ADVISORS is subject to fiduciary duty under federal law.
SWM ADVISORS is headquartered in ST. PETERSBURG, FL.
SWM ADVISORS serves 20 high-net-worth clients according to their SEC filing dated October 23, 2018. View client details ↓
According to their SEC Form ADV, SWM ADVISORS offers financial planning, portfolio management for individuals, portfolio management for institutional clients, and educational seminars and workshops. View all service details ↓
SWM ADVISORS manages $322 million in client assets according to their SEC filing dated October 23, 2018.
According to their SEC Form ADV, SWM ADVISORS serves high-net-worth individuals and institutional clients. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Educational Seminars
Clients
Number of High-Net-Worth Clients: 20
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 21.79%
Average Client Assets: $3.5 million
Total Client Accounts: 45
Discretionary Accounts: 41
Non-Discretionary Accounts: 4
Regulatory Filings
CRD Number: 158398
Filing ID: 1247406
Last Filing Date: 2018-10-23 13:22:00