Overview
Assets Under Management: $159 million
Headquarters: SAN DIEGO, CA
High-Net-Worth Clients: 64
Average Client Assets: $2 million
Frequently Asked Questions
SWP FINANCIAL LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #327885), SWP FINANCIAL LLC is subject to fiduciary duty under federal law.
SWP FINANCIAL LLC is headquartered in SAN DIEGO, CA.
SWP FINANCIAL LLC serves 64 high-net-worth clients according to their SEC filing dated March 04, 2024. View client details ↓
According to their SEC Form ADV, SWP FINANCIAL LLC offers financial planning, portfolio management for individuals, and portfolio management for institutional clients. View all service details ↓
SWP FINANCIAL LLC manages $159 million in client assets according to their SEC filing dated March 04, 2024.
According to their SEC Form ADV, SWP FINANCIAL LLC serves high-net-worth individuals and institutional clients. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients
Clients
Number of High-Net-Worth Clients: 64
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 69.94
Average High-Net-Worth Client Assets: $2 million
Total Client Accounts: 737
Discretionary Accounts: 527
Non-Discretionary Accounts: 210
Regulatory Filings
CRD Number: 327885
Last Filing Date: 2024-03-04 00:00:00
Website: https://salientwealthplanning.com