Tableaux Wealth

Tableaux LLC Form ADV Part 2A – Disclosure Brochure Effective: March 25, 2026 This Form ADV Part 2A (“Disclosure Brochure”) provides information about the qualifications and business practices of Tableaux LLC (“Tableaux Wealth” or the “Advisor”). If you have any questions about the content of this Disclosure Brochure, please contact the Advisor at 413-264-2400. Tableaux Wealth is a registered investment advisor with the U.S. Securities and Exchange Commission (“SEC”). The information in this Disclosure Brochure has not been approved or verified by the SEC or by any state securities authority. Registration of an investment advisor does not imply any specific level of skill or training. This Disclosure Brochure provides information about Tableaux Wealth to assist you in determining whether to retain the Advisor. Additional information about Tableaux Wealth and its Advisory Persons is available on the SEC’s website at www.adviserinfo.sec.gov by searching with the Advisor’s firm name or CRD# 319355. Tableaux LLC 80 Maple Avenue, Suite 5, Great Barrington, MA 01230 Phone: 413-264-2400 www.tableauxwealth.com  Item 2 – Material Changes Form ADV 2 is divided into two parts: Part 2A (the "Disclosure Brochure") and Part 2B (the "Brochure Supplement"). The Disclosure Brochure provides information about a variety of topics relating to an Advisor’s business practices and conflicts of interest. The Brochure Supplement provides information about the Advisory Persons of Tableaux Wealth. For convenience, the Advisor has combined these documents into a single disclosure document. Tableaux Wealth believes that communication and transparency are the foundation of its relationship with clients and will continually strive to provide you with complete and accurate information at all times. Tableaux Wealth encourages all current and prospective clients to read this Disclosure Brochure and discuss any questions you may have with the Advisor. Material Changes The following material changes have been made to this Disclosure Brochure since the last annual amendment filing on March 7, 2025: ● The Advisor has moved primary address to 80 Maple Avenue, Suite 5, Great Barrington, MA 01230. ● The Advisor has amended its fee methodology. Please see item 5 for additional information. ● The Advisor may accept custody of certain client accounts and is subject to the annual surprise audit. Please see Item 15 for additional information. Future Changes From time to time, the Advisor may amend this Disclosure Brochure to reflect changes in business practices, changes in regulations or routine annual updates as required by the securities regulators. This complete Disclosure Brochure or a Summary of Material Changes shall be provided to you annually and if a material change occurs. At any time, you may view the current Disclosure Brochure on-line at the SEC’s Investment Adviser Public Disclosure website at www.adviserinfo.sec.gov by searching with the Advisor’s firm name or CRD# 319355. You may also request a copy of this Disclosure Brochure at any time by contacting the Advisor at 413-264-2400. Tableaux LLC 80 Maple Avenue, Suite 5, Great Barrington, MA 01230 Phone: 413-264-2400 www.tableauxwealth.com Page 2  Item 3 – Table of Contents Item 1 – Cover Page 1 Item 2 – Material Changes ..................................................................................................................................... 2 Item 3 – Table of Contents ..................................................................................................................................... 3 Item 4 – Advisory Services .................................................................................................................................... 4 A. Firm Information .............................................................................................................................................................. 4 B. Advisory Services Offered ............................................................................................................................................... 4 C. Client Account Management ........................................................................................................................................... 6 D. Wrap Fee Programs ........................................................................................................................................................ 6 E. Assets Under Management ............................................................................................................................................. 6 Item 5 – Fees and Compensation ......................................................................................................................... 6 A. Fees for Advisory Services.............................................................................................................................................. 6 B. Fee Billing........................................................................................................................................................................ 7 C. Other Fees and Expenses .............................................................................................................................................. 8 D. Advance Payment of Fees and Termination ................................................................................................................... 8 E. Compensation for Sales of Securities ............................................................................................................................. 8 Item 6 – Performance-Based Fees and Side-By-Side Management .................................................................. 8 Item 7 – Types of Clients ....................................................................................................................................... 9 Item 8 – Methods of Analysis, Investment Strategies and Risk of Loss ........................................................... 9 A. Methods of Analysis ........................................................................................................................................................ 9 B. Risk of Loss ................................................................................................................................................................... 10 Item 9 – Disciplinary Information ........................................................................................................................ 12 Item 10 – Other Financial Industry Activities and Affiliations .......................................................................... 12 Item 11 – Code of Ethics, Participation or Interest in Client Transactions and Personal Trading ............... 12 A. Code of Ethics ............................................................................................................................................................... 12 B. Personal Trading with Material Interest ......................................................................................................................... 12 C. Personal Trading in Same Securities as Clients ........................................................................................................... 12 D. Personal Trading at Same Time as Client .................................................................................................................... 13 Item 12 – Brokerage Practices ............................................................................................................................ 13 A. Recommendation of Custodian[s] ................................................................................................................................. 13 B. Aggregating and Allocating Trades ............................................................................................................................... 14 Item 13 – Review of Accounts ............................................................................................................................. 14 A. Frequency of Reviews ................................................................................................................................................... 14 B. Causes for Reviews ...................................................................................................................................................... 14 C. Review Reports ............................................................................................................................................................. 15 Item 14 – Client Referrals and Other Compensation ........................................................................................ 15 A. Compensation Received by Tableaux Wealth .............................................................................................................. 15 B. Compensation for Client Referrals ................................................................................................................................ 16 Item 15 – Custody ................................................................................................................................................. 16 Item 16 – Investment Discretion ......................................................................................................................... 16 Item 17 – Voting Client Securities ....................................................................................................................... 16 Item 18 – Financial Information ........................................................................................................................... 17 Form ADV Part 2B – Brochure Supplement ....................................................................................................... 18 Form ADV Part 2B – Brochure Supplement ....................................................................................................... 21 Form ADV Part 2B – Brochure Supplement ....................................................................................................... 25 Form ADV Part 2B – Brochure Supplement ....................................................................................................... 28 Privacy Policy ....................................................................................................................................................... 30 Tableaux LLC 80 Maple Avenue, Suite 5, Great Barrington, MA 01230 Phone: 413-264-2400 www.tableauxwealth.com Page 3  Item 4 – Advisory Services A. Firm Information Tableaux LLC (“Tableaux Wealth” or the “Advisor”) is a registered investment advisor with the SEC. The Advisor is organized as a Limited Liability Company (LLC) under the laws of the Commonwealth of Massachusetts. Tableaux Wealth was established as a registered advisor in November 2022 and is owned and operated by Matthew S. Chester (founder, Managing Director, and Financial Advisor),and Luke F. Delorme (Director of Financial Planning and Financial Advisor). This Disclosure Brochure provides information regarding the qualifications, business practices, and the advisory services provided by Tableaux Wealth. B. Advisory Services Offered The Advisor serves as a fiduciary to Clients, as defined under the applicable laws and regulations. As a fiduciary, the Advisor upholds duties of loyalty, fairness, and good faith towards each Client and seeks to mitigate potential conflicts of interest. Tableaux Wealth's fiduciary commitment is further described in the Advisor’s Code of Ethics. For more information regarding the Code of Ethics, please see Item 11 – Code of Ethics, Participation or Interest in Client Transactions and Personal Trading. Wealth Management Services Tableaux Wealth may provide Clients with wealth management services, which generally includes a broad range of comprehensive financial planning and consulting services in connection with discretionary management of investment portfolios. These services are described below. Investment Management Services Tableaux Wealth provides customized investment advisory solutions for its Clients. This is achieved through continuous personal Client contact and interaction while providing discretionary and non-discretionary investment management and related advisory services. Tableaux Wealth works closely with each Client to identify their investment goals and objectives as well as risk tolerance and financial situation in order to create a portfolio strategy. Tableaux Wealth will then construct an investment portfolio, consisting of low-cost, diversified mutual funds and/or exchange-traded funds (“ETFs”) to achieve the Client’s investment goals. The Advisor may also utilize individual stocks, bonds, and options to meet the needs of its Clients. The Advisor may retain other types of investments within the Client’s legacy portfolio due to fit with the overall portfolio strategy, tax-related reasons, or other reasons as identified between the Advisor and the Client. Tableaux Wealth’s investment strategies are primarily long-term focused, but the Advisor may buy, sell or re- allocate positions that have been held for less than one year to meet the objectives of the Client or due to market conditions. Tableaux Wealth will construct, implement, and monitor the portfolio to ensure it meets the goals, objectives, circumstances, and risk tolerance agreed to by the Client. Each Client will have the opportunity to place reasonable restrictions on the types of investments to be held in their respective portfolio, subject to acceptance by the Advisor. Tableaux Wealth evaluates and selects investments for inclusion in Client portfolios only after applying its internal due diligence process. Tableaux Wealth may recommend, on occasion, redistributing investment allocations to diversify the portfolio. Tableaux Wealth may recommend specific positions to increase sector or asset class weightings. The Advisor may recommend employing cash positions as a possible hedge against market movement. Tableaux Wealth may recommend selling positions for reasons that include, but are not limited to, harvesting capital gains or losses, business or sector risk exposure to a specific security or class of securities, overvaluation or overweighting of the position[s] in the portfolio, change in risk tolerance of the Client, generating cash to meet Client needs, or any risk deemed unacceptable for the Client’s risk tolerance. At no time will Tableaux Wealth accept or maintain custody of a Client’s funds or securities, except for the limited authority as outlined in Item 15 – Custody. All Client assets will be managed within the designated account[s] at the Custodian, pursuant to the terms of the advisory agreement. Please see Item 12 – Brokerage Practices. Tableaux LLC 80 Maple Avenue, Suite 5, Great Barrington, MA 01230 Phone: 413-264-2400 www.tableauxwealth.com Page 4  Retirement Accounts – When the Advisor provides investment advice to Clients regarding ERISA retirement accounts or individual retirement accounts (“IRAs”), the Advisor is a fiduciary within the meaning of Title I of the Employee Retirement Income Security Act (“ERISA”) and/or the Internal Revenue Code (“IRC”), as applicable, which are laws governing retirement accounts. When deemed to be in the Client’s best interest, the Advisor will provide investment advice to a Client regarding a distribution from an ERISA retirement account or to roll over the assets to an IRA, or recommend a similar transaction including rollovers from one ERISA sponsored Plan to another, one IRA to another IRA, or from one type of account to another account (e.g. commission-based account to fee-based account). Such a recommendation creates a conflict of interest if the Advisor will earn a new (or increase its current) advisory fee as a result of the transaction. No client is under any obligation to roll over a retirement account to an account managed by the Advisor. Third-Party Access Platforms The Advisor may use third-party platforms to access, aggregate, or manage certain client accounts that are held away from the Advisor’s primary custodians, such as employer-sponsored retirement plans or other externally maintained accounts. These platforms allow clients to grant the Advisor authorized access to account information and, where permitted, limited account management capabilities. Access to such accounts is provided solely at the client’s direction and subject to the permissions granted by the client through the third-party platform. Recommendations to have assets managed through a third-party platform pose a conflict between the interests of the Advisor and the interests of the Client. Assets managed through a third- party platform increases the level of investment assets with the Advisor, as it would increase the amount of advisory fees paid to the Advisor. Clients are not obligated to have the Advisor manage held-away assets by the Advisor. Financial Planning Services Tableaux Wealth will typically provide, at no additional cost, a variety of financial planning and consulting services to its wealth management Clients.t. Services are offered in several areas of a Client’s financial situation, depending on their goals and objectives. Generally, such financial planning services involve preparing a formal financial plan or rendering a specific financial consultation based on the Client’s financial goals and objectives. This planning or consulting may encompass one or more areas of need, including but not limited to, investment planning, retirement planning, personal savings, education savings, and other areas of a Client’s financial situation. A financial plan developed for, or financial consultation rendered to, the Client will usually include general recommendations for a course of activity or specific actions to be taken by the Client. For example, recommendations may be made that the Client start or revise their investment programs, commence or alter retirement savings, establish education savings, and/or charitable giving programs. Tableaux Wealth may also refer Clients to an accountant, attorney or other specialists, as appropriate for their unique situation. For certain financial planning engagements, the Advisor will provide a written summary of the Client’s financial situation, observations, and recommendations. In addition, Tableaux Wealth offers the above services for a fee to “Financial Planning” clients pursuant to a written financial planning agreement. For consulting or ad-hoc engagements, the Advisor may not provide a written summary. Plans or consultations are typically completed within six (6) months of the contract date, assuming all information and documents requested are provided promptly. Financial planning and consulting recommendations pose a conflict between the interests of the Advisor and the interests of the Client. For example, the Advisor has an incentive to recommend that Clients engage the Advisor for investment management services or to increase the level of investment assets with the Advisor, as it would increase the amount of advisory fees paid to the Advisor. Clients are not obligated to implement any recommendations made by the Advisor or maintain an ongoing relationship with the Advisor. If the Client elects to act on any of the recommendations made by the Advisor, the Client is under no obligation to implement the transaction through the Advisor. Tableaux LLC 80 Maple Avenue, Suite 5, Great Barrington, MA 01230 Phone: 413-264-2400 www.tableauxwealth.com Page 5  Trust and Estate Services – Certain investment advisory representatives of the Advisor may agree to serve as trustee/executor for certain client accounts when requested by the client. Trustee/executor services are provided on a limited basis and are tailored to the needs and governing documents of the particular trust. When acting as trustee/executor, the investment advisor representative is responsible for administering the trust in accordance with its terms, overseeing distributions, and coordinating with beneficiaries and other professional advisers as appropriate. These services are distinct from our wealth management services and may be provided by the Firm or by designated supervised persons with the appropriate authority and experience. Trustee/executor may involve fees that are independent from and in addition to any advisory fees charged for portfolio management. The scope of our responsibilities, applicable compensation, and any related limitations are disclosed in writing to each client prior to acceptance of a trustee/executor appointment. Clients should be aware that serving in a trustee/executor capacity may create potential conflicts of interest, which the Firm manages through internal review, supervision, and clear client disclosure. C. Client Account Management Prior to engaging Tableaux Wealth to provide investment advisory services, each Client is required to enter into one or more agreements with the Advisor that define the terms, conditions, authority, and responsibilities of the Advisor and the Client. These services may include: ● Establishing an Investment Strategy – Tableaux Wealth, in connection with the Client, will develop a strategy that seeks to achieve the Client’s goals and objectives. ● Asset Allocation – Tableaux Wealth will develop a strategic asset allocation that is targeted to meet the investment objectives, time horizon, financial situation, and tolerance for risk for each Client. ● Portfolio Construction – Tableaux Wealth will develop a portfolio for the Client that is intended to meet the stated goals and objectives of the Client. ● Investment Management and Supervision – Tableaux Wealth will provide investment management and ongoing oversight of the Client’s investment portfolio. D. Wrap Fee Programs Tableaux Wealth does not manage or place Client assets into a wrap fee program. Investment management services are provided directly by Tableaux Wealth. E. Assets Under Management As of December 31, 2025, Tableaux Wealth manages $229,743,914 in Client assets, $204,488,384 of which are managed on a discretionary basis and $25,255,530 on a non-discretionary basis. Clients may request more current information at any time by contacting the Advisor. Item 5 – Fees and Compensation The following paragraphs detail the fee structure and compensation methodology for services provided by the Advisor. Each Client engaging the Advisor for services described herein shall be required to enter into one or more written agreements with the Advisor. A. Fees for Advisory Services Wealth Management Services For Clients engaged for comprehensive wealth management services, the Client will be charged a single combined fee for investment management and financial planning services based on the market value of assets under management. Investment advisory fees are paid monthly, in advance of each calendar month, pursuant to the terms of the investment advisory agreement. Investment advisory fees are based on the average daily balance of the Client’s billable account(s) over the preceding month. Investment advisory fees are based on the following schedule: Tableaux LLC 80 Maple Avenue, Suite 5, Great Barrington, MA 01230 Phone: 413-264-2400 www.tableauxwealth.com Page 6  Assets Under Management ($) Annual Rate (%) $0 - $500,000 $500,001 - $2,500,000 $2,500,001 - $5,000,000 $5,000,001 - $10,000,000 $10,000,001 and Above 1.25% 1.00% 0.75% 0.50% 0.40% Certain clients may be subject to a legacy fee schedule that may differ from the one above. Fees may vary from the above fee schedule depending on the nature and complexity of each Client’s circumstances. Tableaux Wealth also offers clients of the same family and/or direct household a discounted annual rate based on assets under management. The investment advisory fee in the first month of service is prorated from the inception date of the account[s] to the end of the first month. Fees may be negotiable at the sole discretion of the Advisor. The Client’s fees will take into consideration the aggregate assets under management with the Advisor. All securities held in accounts managed by Tableaux Wealth will be independently valued by the Custodian. The Advisor will conduct periodic reviews of the Custodian’s valuation to ensure accurate billing. The Advisor’s fee is exclusive of, and in addition to, any applicable securities transaction and custody fees, and other related costs and expenses described in Item 5.C below, which may be incurred by the Client. However, the Advisor shall not receive any portion of these commissions, fees, and costs. Trust and Estate Services – Fees for trust and estate services will be charged an hourly fee of $300 per hour. These fees are in addition to wealth management fees described above. Financial Planning Services Tableaux Wealth offers financial planning services in conjunction with Wealth Management Services as well as either on an hourly basis or a fixed engagement fee to clients not engaged for comprehensive Wealth Management Services. Hourly fees are $300 per hour. Fixed fees range from $1,000 to $10,000 Fees may be negotiable based on the nature and complexity of the services to be provided and the overall relationship with the Advisor. An estimate for total hours and/or total costs will be provided to the Client prior to engaging for these services. For assets managed through a third-party platform, the Client is not charged any additional platform fees. The Advisor bears the cost of the platform in order to service these Client assets. Advisory fees apply to assets accessed and managed through the platform as part of the Client’s assets under management, as disclosed above. B. Fee Billing Investment Management Services Investment advisory fees are calculated by the Advisor or its delegate and either deducted from the Client’s account[s] at the Custodian or invoiced to the Client for payment, depending on Client’s election. The Advisor shall send an invoice to the Custodian indicating the amount of the fees owed at the beginning of the respective month. The amount due is calculated by applying the monthly rate (annual rate divided by twelve) to the total assets under management with Tableaux Wealth at the end of the prior month. For Clients whose investment advisory fees are deducted from their accounts, such Clients will be provided with a statement, at least quarterly, from the Custodian reflecting deduction of the investment advisory fee. In addition, the Advisor will provide the Client a report itemizing the fee, including the calculation period covered by the fee, the account value and the methodology used to calculate the fee. Clients are urged to also review and compare the statement provided by the Advisor to the brokerage statement from the Custodian, as the Custodian does not perform a verification of fees. Clients provide written authorization permitting advisory fees to be deducted by Tableaux Wealth to be paid directly from their account[s] held by the Custodian as part of the investment advisory agreement and separate account forms provided by the Custodian. Financial Planning Services Financial planning fees may be invoiced up to fifty percent (50%) of the expected total fee upon execution of the financial planning agreement. The balance shall be invoiced upon completion of the agreed upon deliverable[s]. Tableaux LLC 80 Maple Avenue, Suite 5, Great Barrington, MA 01230 Phone: 413-264-2400 www.tableauxwealth.com Page 7  C. Other Fees and Expenses Clients may incur certain fees or charges imposed by third parties, other than Tableaux Wealth, in connection with investments made on behalf of the Client’s account[s]. The Client is responsible for all custody and securities execution fees charged by the Custodian, as applicable. The Advisor's recommended Custodian does not charge securities transaction fees for ETF and equity trades in a Client's account, provided that the account meets the terms and conditions of the Custodian's brokerage requirements. However, the Custodian typically charges for mutual funds and other types of investments. The fees charged by Tableaux Wealth are separate and distinct from these custody and execution fees. In addition, all fees paid to Tableaux Wealth for investment advisory services are separate and distinct from the expenses charged by mutual funds and ETFs to their shareholders, if applicable. These fees and expenses are described in each fund’s prospectus. These fees and expenses will generally be used to pay management fees for the funds, other fund expenses, account administration (e.g., custody, brokerage, and account reporting), and a possible distribution fee. A Client may be able to invest in these products directly, without the services of Tableaux Wealth, but would not receive the services provided by Tableaux Wealth which are designed, among other things, to assist the Client in determining which products or services are most appropriate for each Client’s financial situation and objectives. Accordingly, the Client should review both the fees charged by the fund[s] and the fees charged by Tableaux Wealth to fully understand the total fees to be paid. Please refer to Item 12 – Brokerage Practices for additional information. D. Advance Payment of Fees and Termination Wealth Management Services Tableaux Wealth may be compensated for its wealth management services in advance of the month in which services are rendered. Either party may terminate the investment advisory agreement, at any time, by providing advance written notice to the other party. The Client may also terminate the investment advisory agreement within five (5) business days of signing the Advisor’s agreement at no cost to the Client. After the five-day period, the Client will incur charges for bona fide advisory services rendered to the point of termination and such fees will be due and payable by the Client. Upon termination, the Advisor will refund any unearned, prepaid investment advisory fees from the effective date of termination to the end of the month. The Client’s investment advisory agreement with the Advisor is non-transferable without the Client’s prior consent. Financial Planning Services Tableaux Wealth requires an advance deposit as described above. Either party may terminate the financial planning agreement, at any time, by providing advance written notice to the other party. The Client may also terminate the financial planning agreement within five (5) business days of signing the Advisor’s agreement at no cost to the Client. After the five-day period, the Client will incur charges for bona fide advisory services rendered to the point of termination and such fees will be due and payable by the Client. Upon termination, the Client shall be billed for actual hours logged on the planning project times the contractual hourly rate or in the case of a fixed fee engagement, the percentage of the engagement scope completed by the Advisor. Upon termination, the Advisor will refund any unearned, prepaid planning fees from the effective date of termination to the end of the month. The Client’s financial planning agreement with the Advisor is non-transferable without the Client’s prior consent. E. Compensation for Sales of Securities Tableaux Wealth does not buy or sell securities to earn commissions and does not receive any compensation for securities transactions in any Client account, other than the investment advisory fees noted above. Item 6 – Performance-Based Fees and Side-By-Side Management Tableaux Wealth does not charge performance-based fees for its investment advisory services. The fees charged by Tableaux Wealth are as described in Item 5 above and are not based upon the capital appreciation of the funds or securities held by any Client. Tableaux LLC 80 Maple Avenue, Suite 5, Great Barrington, MA 01230 Phone: 413-264-2400 www.tableauxwealth.com Page 8  Tableaux Wealth does not manage any proprietary investment funds or limited partnerships (for example, a mutual fund or a hedge fund) and has no financial incentive to recommend any particular investment options to its Clients. Item 7 – Types of Clients Tableaux Wealth offers investment advisory services to individuals, high net worth individuals, trusts, estates, businesses, and retirement plans. Tableaux Wealth generally does not require a minimum relationship size, but does require a minimum annual fee of $2,500 for wealth management services. Item 8 – Methods of Analysis, Investment Strategies and Risk of Loss A. Methods of Analysis Tableaux Wealth primarily employs a fundamental analysis method in developing investment strategies for its Clients. Research and analysis from Tableaux Wealth are derived from numerous sources, including financial media companies, third-party research materials, Internet sources, and review of company activities, including annual reports, prospectuses, press releases, and research prepared by others. Fundamental analysis utilizes economic and business indicators as investment selection criteria. This criteria consists generally of ratios and trends that may indicate the overall strength and financial viability of the entity being analyzed. Assets are deemed suitable if they meet certain criteria to indicate that they are a strong investment with a value discounted by the market. While this type of analysis helps the Advisor in evaluating a potential investment, it does not guarantee that the investment will increase in value. Assets meeting the investment criteria utilized in the fundamental analysis may lose value and may have negative investment performance. The Advisor monitors these economic indicators to determine if adjustments to strategic allocations are appropriate. More details on the Advisor’s review process are included below in Item 13 – Review of Accounts. Technical analysis involves the analysis of past market data rather than specific company data in determining the recommendations made to clients. Technical analysis may involve the use of charts to identify market patterns and trends, which may be based on investor sentiment rather than the fundamentals of the company. The primary risk in using technical analysis is that spotting historical trends may not help to predict such trends in the future. Even if the trend will eventually reoccur, there is no guarantee that Tableaux Wealth will be able to accurately predict such a reoccurrence. Charting analysis utilizes various market indicators as investment selection criteria. These criteria are generally pricing trends that may indicate movement in the markets. Assets are deemed suitable if they meet certain criteria to indicate that they are a strong investment with a value discounted by the market. While this type of analysis helps the Advisor in evaluating a potential investment, it does not guarantee that the investment will increase in value. Assets meeting the investment criteria utilized in the technical and charting analysis may lose value and may have negative investment performance. The Advisor monitors these market indicators to determine if adjustments to strategic allocations are appropriate. Mutual Fund and/or ETF Analysis: We look at the experience and track record of the manager of the mutual fund or ETF in an attempt to determine if that manager has demonstrated an ability to invest over a period of time and in different economic conditions. We also look at the underlying assets in a mutual fund or ETF in an attempt to determine if there is significant overlap in the underlying investments held in other funds in the Client’s portfolio. In addition, we monitor the funds or ETFs in an attempt to determine if they are continuing to follow their stated investment strategy. A risk of mutual fund and/or ETF analysis is that, as in all securities investments, past performance does not guarantee future results. A manager who has been successful may not be able to replicate that success in the future. In addition, as we do not control the underlying investments in a fund or ETF, managers of different funds held by the client may purchase the same security, increasing the risk to the client if that security were to fall in value. There is also a risk that a manager may deviate from the stated investment mandate or strategy of the fund or ETF, which could make the fund or ETF less suitable for the Client’s portfolio. Tableaux LLC 80 Maple Avenue, Suite 5, Great Barrington, MA 01230 Phone: 413-264-2400 www.tableauxwealth.com Page 9  Modern Portfolio Theory (MPT) The underlying principles of MPT are: ● Investors are risk averse. The only acceptable risk is that which is adequately compensated by an expected return. Risk and investment return are related and an increase in risk requires an increased expected return. ● Markets are efficient. The same market information is available to all investors at the same time. The market prices every security fairly based upon this equal availability of information. ● The design of the portfolio as a whole is more important than the selection of any particular security. The ● ● appropriate allocation of capital among asset classes will have far more influence on long-term portfolio performance than the selection of individual securities. Investing for the long-term (preferably longer than ten years) becomes critical to investment success because it allows the long-term characteristics of the asset classes to surface. Increasing diversification of the portfolio with lower correlated asset class positions can decrease portfolio risk. Correlation is the statistical term for the extent to which two asset classes move in tandem or opposition to one another. As noted above, Tableaux Wealth generally employs a long-term investment strategy for its Clients, as consistent with their financial goals. Tableaux Wealth will typically hold all or a portion of a security for more than a year, but may hold for shorter periods for the purpose of rebalancing a portfolio or meeting the cash needs of Clients. At times, Tableaux Wealth may also buy and sell positions that are more short-term in nature, depending on the goals of the Client and/or the fundamentals of the security, sector or asset class. Artificial Intelligence The Advisor uses third party artificial intelligence solutions to support investment research, portfolio analysis, and risk monitoring. These tools are used solely as decision-support resources and do not independently make investment decisions or execute trades. All recommendations and investment decisions are subject to human review and approval. B. Risk of Loss Investing in securities involves certain investment risks. Securities may fluctuate in value or lose value. Clients should be prepared to bear the potential risk of loss. Tableaux Wealth will assist Clients in determining an appropriate strategy based on their tolerance for risk and other factors noted above. However, there is no guarantee that a Client will meet their investment goals. While the methods of analysis help the Advisor in evaluating a potential investment, it does not guarantee that the investment will increase in value. Assets meeting the investment criteria utilized in these methods of analysis may lose value and may have negative investment performance. The Advisor monitors these economic indicators to determine if adjustments to strategic allocations are appropriate. More details on the Advisor’s review process are included below in Item 13 – Review of Accounts. Each Client engagement will entail a review of the Client's investment goals, financial situation, time horizon, tolerance for risk and other factors to develop an appropriate strategy for managing a Client's account. Client participation in this process, including full and accurate disclosure of requested information, is essential for the analysis of a Client's account[s]. The Advisor shall rely on the financial and other information provided by the Client or their designees without the duty or obligation to validate the accuracy and completeness of the provided information. It is the responsibility of the Client to inform the Advisor of any changes in financial condition, goals or other factors that may affect this analysis. The risks associated with a particular strategy are provided to each Client in advance of investing Client accounts. The Advisor will work with each Client to determine their tolerance for risk as part of the portfolio construction process. Following are some of the risks associated with the Advisor’s investment strategies: Market Risks The value of a Client’s holdings may fluctuate in response to events specific to companies or markets, as well as economic, political, or social events in the U.S. and abroad. This risk is linked to the performance of the overall financial markets. Tableaux LLC 80 Maple Avenue, Suite 5, Great Barrington, MA 01230 Phone: 413-264-2400 www.tableauxwealth.com Page 10  ETF Risks The performance of ETFs is subject to market risk, including the possible loss of principal. The price of the ETFs will fluctuate with the price of the underlying securities that make up the funds. In addition, ETFs have a trading risk based on the loss of cost efficiency if the ETFs are traded actively and a liquidity risk if the ETFs have a large bid- ask spread and low trading volume. The price of an ETF fluctuates based upon the market movements and may dissociate from the index being tracked by the ETF or the price of the underlying investments. An ETF purchased or sold at one point in the day may have a different price than the same ETF purchased or sold a short time later. There is also a risk that Authorized Participants are unable to fulfill their responsibilities. Authorized Participants are one of the major parties involved with the ETF creation/redemption mechanism in the markets. The Authorized Participants play a critical role in the liquidity of ETFs and essentially have the exclusive right to change the supply of ETF shares in the market. If the Authorized Participants do not fulfill this expected role, there could be an adverse impact on liquidity and the valuation of an ETF. Bond Risks Bonds are subject to specific risks, including the following: (1) interest rate risks(i.e. the risk that bond prices will fall if interest rates rise, and vice versa), which depends on the bond's time to maturity and the coupon rate of the bond, (2) reinvestment risk, i.e. the risk that any profit gained must be reinvested at a lower rate than was previously being earned, (3) inflation risk, i.e. the risk that the cost of living and inflation increase at a rate that exceeds the income investment thereby decreasing the investor’s rate of return, (4) credit default risk, i.e. the risk associated with purchasing a debt instrument which includes the possibility of the company defaulting on its repayment obligation, (5) rating downgrades, i.e. the risk associated with a rating agency’s downgrade of the company’s rating which impacts the investor’s confidence in the company’s ability to repay its debt and (6) Liquidity Risks, i.e. the risk that a bond may not be sold as quickly as there is no readily available market for the bond. Mutual Fund Risks The performance of mutual funds is subject to market risk, including the possible loss of principal. The price of the mutual funds will fluctuate with the value of the underlying securities that make up the funds. The price of a mutual fund is typically set daily therefore a mutual fund purchased at one point in the day will typically have the same price as a mutual fund purchased later that same day. Derivative Risks Derivatives are difficult to define but are available fora wide variety of investments. In finance, derivatives refer to contracts whose value is derived from another asset, such as stocks, bonds, currencies, interest rates, commodities, and related indexes. Frequently, derivatives are used as a hedge to protect against downside risk but derivatives can also be used to speculate. Purchasers of derivatives are essentially wagering on the future performance of that asset. Derivatives include such widely accepted products as futures and options. Due to the speculative nature of derivatives, even when they are being employed to hedge, unique risks are present including a party’s misunderstanding of the contract, inability of the derivative to match or derive its value from the other asset, and the counter-party risk between the parties to the transaction. Options Contracts Investments in options contracts have the risk of losing value in a relatively short period of time. Option contracts are leveraged instruments that allow the holder of a single contract to control many shares of an underlying stock. This leverage can compound gains or losses. Cryptocurrency ETF Risks Cryptocurrency ETFs are investment vehicles designed to provide exposure to the price movements of cryptocurrencies or cryptocurrency-related assets through exchange-listed securities. Cryptocurrencies and cryptocurrency-related markets are highly volatile. Prices may fluctuate dramatically over short periods of time due to factors including, but not limited to, market sentiment, technological developments, macroeconomic events, regulatory actions, and changes in liquidity. As a result, Cryptocurrency ETFs may experience rapid and substantial losses. A Cryptocurrency ETF’s performance may differ materially from the crypto market exposure it seeks to provide Tableaux LLC 80 Maple Avenue, Suite 5, Great Barrington, MA 01230 Phone: 413-264-2400 www.tableauxwealth.com Page 11  due to fees and expenses, portfolio construction and rebalancing, and the use of derivatives, and during periods of market stress liquidity may decline, bid-ask spreads may widen, shares may trade above or below the value of underlying holdings, and trading may be halted or limited, which may prevent buying or selling at desired times or prices. Artificial Intelligence The use of artificial intelligence-based solutions may rely on historical data, assumptions, or third-party inputs that are incomplete, outdated, inaccurate, or misleading, and may not fully reflect current market conditions or issuer- specific developments. In addition, such tools may incorporate modeling limitations, simplified assumptions, or unintended biases and may fail to anticipate unusual or rapidly changing market events, which could result in underperformance or losses. Past performance is not a guarantee of future returns. Investing in securities and other investments involve a risk of loss that each Client should understand and be willing to bear. Clients are reminded to discuss these risks with the Advisor. Item 9 – Disciplinary Information There are no legal, regulatory or disciplinary events involving Tableaux Wealth or its owners, Matthew Chester, and Luke F. Delorme. Tableaux Wealth values the trust Clients place in the Advisor. The Advisor encourages Clients to perform the requisite due diligence on any advisor or service provider that the Client engages. The backgrounds of the Advisor or Advisory Persons are available on the Investment Adviser Public Disclosure website at www.adviserinfo.sec.gov by searching with the Advisor’s firm name or CRD# 319355. Item 10 – Other Financial Industry Activities and Affiliations The sole business of Tableaux Wealth is to provide investment advisory and financial planning services to its Clients. Neither Tableaux Wealth nor its Advisory Persons are involved in other business endeavors. Tableaux Wealth does not maintain any affiliations with other firms, other than contracted service providers to assist with the servicing of its Client’s accounts. Item 11 – Code of Ethics, Participation or Interest in Client Transactions and Personal Trading A. Code of Ethics Tableaux Wealth has implemented a Code of Ethics (the “Code”) that defines the Advisor’s fiduciary commitment to each Client. This Code applies to all persons associated with Tableaux Wealth (“Supervised Persons”). The Code was developed to provide general ethical guidelines and specific instructions regarding the Advisor’s duties to each Client. Tableaux Wealth and its Supervised Persons owe duties of loyalty, fairness, and good faith towards each Client. It is the obligation of Tableaux Wealth’s Supervised Persons to adhere not only to the specific provisions of the Code, but also to the general principles that guide the Code. The Code covers a range of topics that address employee ethics and conflicts of interest. To request a copy of the Code, please contact the Advisor at 413-264- 2400. B. Personal Trading with Material Interest Tableaux Wealth does not act as principal in any transactions. In addition, the Advisor does not act as the general partner of a fund or advise an investment company. Tableaux Wealth does not have a material interest in any securities traded in Client accounts. C. Personal Trading in Same Securities as Clients Tableaux Wealth allows Supervised Persons to purchase or sell the same securities that may be recommended to and purchased on behalf of Clients. Owning the same securities that are recommended (purchase or sell) to Clients presents a potential conflict of interest that, as fiduciaries, must be disclosed to Clients and mitigated through policies and procedures. As noted above, the Advisor has adopted the Code to address insider trading (material Tableaux LLC 80 Maple Avenue, Suite 5, Great Barrington, MA 01230 Phone: 413-264-2400 www.tableauxwealth.com Page 12  non-public information controls), gifts and entertainment, outside business activities, and personal securities reporting. When trading for personal accounts, Supervised Persons have a potential conflict of interest if trading in the same securities. The fiduciary duty to act in the best interest of its Clients can be violated if personal trades are made with more advantageous terms than Client trades, or by trading based on material non-public information. This risk is mitigated by Tableaux Wealth requiring reporting of personal securities trades by its Supervised Persons for review by the Chief Compliance Officer (“CCO”) or delegate, OR by conducting a coordinated review of personal accounts and the accounts of the Clients. The Advisor has also adopted written policies and procedures to detect the misuse of material, non-public information. D. Personal Trading at Same Time as Client While Tableaux Wealth allows Supervised Persons to purchase or sell the same securities that may be recommended to and purchased on behalf of Clients, such trades are typically aggregated with Client orders or traded afterwards. At no time will Tableaux Wealth, or any Supervised Person of Tableaux Wealth, transact in any security to the detriment of any Client. Item 12 – Brokerage Practices A. Recommendation of Custodian[s] Tableaux Wealth does not have discretionary authority to select the broker-dealer/custodian for custody and execution services. The Client will engage the broker-dealer/custodian (herein the "Custodian") to safeguard Client assets and authorize Tableaux Wealth to direct trades to the Custodian as agreed upon in the investment advisory agreement. Further, Tableaux Wealth does not have the discretionary authority to negotiate commissions on behalf of Clients on a trade-by-trade basis. While Tableaux Wealth does not exercise discretion over the selection of the Custodian, it may recommend the Custodian[s] to Clients for custody and execution services. Clients are not obligated to use the recommended Custodian and will not incur any extra fee or cost associated with using a custodian not recommended by Tableaux Wealth. However, the Advisor may be limited in the services it can provide if the recommended Custodian is not engaged. Tableaux Wealth may recommend the Custodian based on criteria such as, but not limited to, the reasonableness of commissions charged to the Client, services made available to the Client, and its reputation and/or the location of the Custodian’s offices. Tableaux Wealth will generally recommend that Clients establish their account[s] at Fidelity Clearing and Custody Solutions and related divisions and entities of Fidelity Investments, Inc., including National Financial Services LLC, and Fidelity Brokerage Services LLC (collectively “Fidelity”), a FINRA- registered broker-dealer and member SIPC and/or Charles Schwab & Co., Inc. (“Schwab”), a FINRA-registered broker-dealer and member SIPC. Fidelity and/or Schwab will serve as the Client’s “qualified custodian.” Tableaux Wealth has established an institutional relationship with Fidelity and Schwab to assist the Advisor in managing Client account[s]. Access to the Fidelity and Schwab platforms is provided at no charge to the Advisor. The Fidelity and Schwab platforms include brokerage, custody, administrative support, record keeping, technology, and related services designed to support registered investment advisors like Tableaux Wealth in serving Clients. These services are intended to serve the best interests of the Advisor’s Clients. Fidelity and Schwab may charge brokerage commissions (securities transaction fees) for effecting certain securities transactions. Fidelity and Schwab enable the Advisor to obtain certain no-load mutual funds without securities transaction fees and other no-load funds at nominal transaction charges. Their commission rates are generally considered discounted from customary retail commission rates. However, the commissions and transaction fees charged by these custodians may be higher or lower than those charged by other custodians and broker-dealers. Please see Item 14 below for additional information. Following are additional details regarding the brokerage practices of the Advisor: 1. Soft Dollars - Soft dollars are revenue programs offered by broker-dealers/custodians whereby an advisor enters into an agreement to place security trades with a broker-dealer/custodian in exchange for research and Tableaux LLC 80 Maple Avenue, Suite 5, Great Barrington, MA 01230 Phone: 413-264-2400 www.tableauxwealth.com Page 13  other services. Tableaux Wealth does not participate in soft dollar programs sponsored or offered by any broker-dealer/custodian. However, the Advisor receives certain economic benefits from the Custodian. Please see Item 14 below. 2. Brokerage Referrals - Tableaux Wealth does not receive any compensation from any third party in connection with the recommendation for establishing an account. 3. Directed Brokerage - All Clients are serviced on a “directed brokerage basis,” where Tableaux Wealth will place trades within the established account[s] at the Custodian designated by the Client. Further, all Client accounts are traded within their respective account[s]. The Advisor will not engage in any principal transactions (i.e., trade of any security from or to the Advisor’s own account) or cross transactions with other Client accounts (i.e., purchase of a security into one Client account from another Client’s account[s]). Tableaux Wealth will not be obligated to select competitive bids on securities transactions and does not have an obligation to seek the lowest available transaction costs. These costs are determined by the Custodian. A Client may pay a commission that is higher than another qualified custodian might charge to affect the same transaction. The Advisor has determined in good faith that the commissions charged by Fidelity and Schwab are reasonable in relation to the value of the brokerage and research services received. In seeking best execution, the determinative factor is not necessarily the lowest possible cost, but whether the transaction represents the best qualitative execution, taking into consideration the full range of the Custodian’s services, including the value of research provided, execution capability, commission rates, and responsiveness. Accordingly, although the Advisor will seek competitive rates, to the benefit of all Clients, it may not necessarily obtain the lowest possible commission rates for specific Client account transactions. Although the investment research products and services that may be obtained by the Advisor will generally be used to service all of the Advisor’s Clients, they may not equally benefit all Clients. Please also see Item 14. B. Aggregating and Allocating Trades The primary objective in placing orders for the purchase and sale of securities for Client accounts is to obtain the most favorable net results taking into account such factors as 1) price, 2) size of the order, 3) difficulty of execution, 4) confidentiality, and 5) skill required of the Custodian. Tableaux Wealth will execute its transactions through the Custodian as authorized by the Client. Tableaux Wealth may aggregate orders in a block trade or trades when securities are purchased or sold through the Custodian for multiple (discretionary) accounts in the same trading day. If a block trade cannot be executed in full at the same price or time, the securities actually purchased or sold by the close of each business day must be allocated in a manner that is consistent with the initial pre-allocation or other written statement. This must be done in a way that does not consistently advantage or disadvantage any particular Clients’ accounts. Item 13 – Review of Accounts A. Frequency of Reviews Securities in Client accounts are monitored on a regular and continuous basis by Matthew Chester, Chief Compliance Officer of Tableaux Wealth. Formal reviews are conducted one or more times per year depending on the needs of the Client. B. Causes for Reviews In addition to the investment monitoring noted in Item 13.A., each Client account shall be reviewed at least annually. Reviews may be conducted more frequently at the Client’s request. Accounts may be reviewed as a result of major changes in economic conditions, known changes in the Client’s financial situation, and/or large deposits or withdrawals in the Client’s account[s]. The Client is encouraged to notify Tableaux Wealth if changes occur in the Client’s personal financial situation that might adversely affect the Client’s investment plan. Additional reviews may be triggered by material market, economic, or political events. Tableaux LLC 80 Maple Avenue, Suite 5, Great Barrington, MA 01230 Phone: 413-264-2400 www.tableauxwealth.com Page 14  C. Review Reports The Client will receive brokerage statements at least quarterly from the Custodian. These brokerage statements are sent directly from the Custodian to the Client. The Client may also establish electronic access to the Custodian’s website so that the Client may view these reports and their account activity. Client brokerage statements will include all positions, transactions, and fees relating to the Client’s account[s]. The Advisor may also provide Clients with periodic reports regarding their holdings, allocations, and performance. Item 14 – Client Referrals and Other Compensation A. Compensation Received by Tableaux Wealth Participation in Institutional Advisor Platform - Fidelity As noted in item 12, Tableaux Wealth has established an institutional relationship with Fidelity to assist the Advisor in managing Client account[s]. As part of the arrangement, Fidelity also makes available to the Advisor, at no additional charge to the Advisor, certain research and brokerage services, including research services obtained by Fidelity directly from independent research companies. The Advisor may also receive additional services and support from Fidelity. Services provided by Fidelity benefit the Advisor and many, but not all services provided Fidelity, will benefit Clients. As a result of receiving such services for no additional cost, the Advisor may have an incentive to continue to use or expand the use of Fidelity's services. The Advisor examined this potential conflict of interest when it chose to enter into the relationship with Fidelity and has determined that the relationship is in the best interests of the Advisor’s Clients and satisfies its Client obligations, including its duty to seek best execution. Please see Item 12 above. The Advisor receives access to software and related support without cost because the Advisor renders wealth management services to Clients that maintain assets at Fidelity The software and related systems support may benefit the Advisor, but not its Clients directly. In fulfilling its duties to its Clients, the Advisor endeavors at all times to put the interests of its Clients first. Clients should be aware, however, that the receipt of economic benefits from a Custodian creates a potential conflict of interest since these benefits may influence the Advisor's recommendation of this Custodian over one that does not furnish similar software, systems support, or services. Participation in Institutional Advisor Platform - Schwab Tableaux Wealth has also established an institutional relationship with Schwab through its “Schwab Advisor Services” unit, a division of Schwab dedicated to serving independent advisory firms like Tableaux Wealth. As a registered investment advisor participating on the Schwab Advisor Services platform, Tableaux Wealth receives access to software and related support without cost because the Advisor renders investment management services to Clients that maintain assets at Schwab. Services provided by Schwab Advisor Services benefit the Advisor and many, but not all services provided by Schwab, will benefit Clients. In fulfilling its duties to its Clients, the Advisor endeavors at all times to put the interests of its Clients first. Clients should be aware, however, that the receipt of economic benefits from a custodian creates a potential conflict of interest since these benefits may influence the Advisor's recommendation of this custodian over one that does not furnish similar software, systems support, or services. Services that Benefit the Client – Schwab’s institutional brokerage services include access to a broad range of investment products, execution of securities transactions, and custody of Client’s funds and securities. Through Schwab, the Advisor may be able to access certain investments and asset classes that the Client would not be able to obtain directly or through other sources. Further, the Advisor may be able to invest in certain mutual funds and other investments without having to adhere to investment minimums that might be required if the Client were to directly access the investments. Services that May Indirectly Benefit the Client – Schwab provides participating advisors with access to technology, research, discounts and other services. In addition, the Advisor receives duplicate statements for Client accounts, the ability to deduct advisory fees, trading tools, and back office support services as part of its relationship with Schwab. These services are intended to assist the Advisor in effectively managing accounts for its Clients, but may not directly benefit all Clients. Tableaux LLC 80 Maple Avenue, Suite 5, Great Barrington, MA 01230 Phone: 413-264-2400 www.tableauxwealth.com Page 15  Services that May Only Benefit the Advisor – Schwab also offers other services to Tableaux Wealth that may not benefit the Client, including: educational conferences and events, financial start-up support, consulting services and discounts for various service providers. Access to these services creates a financial incentive for the Advisor to recommend Schwab, which results in a potential conflict of interest. Tableaux Wealth believes, however, that the selection of Schwab as a Custodian is in the best interests of its Clients. B. Compensation for Client Referrals The Advisor does not compensate, either directly or indirectly, any persons who are not supervised persons, for Client referrals. Item 15 – Custody The Advisor is authorized to deduct its fees from the Client’s account[s] at the Custodian. The Client must place all assets with a “qualified custodian”. The Client is required to engage the Custodian to retain all funds and securities and direct the Advisor to utilize that Custodian for security transactions in the account[s]. The Client should review statements provided by the Custodian, as the Custodian does not perform this review. For more information about custodians and brokerage practices, see Item 12 – Brokerage Practices. If the Client gives the Advisor authority to move money from one account to another account, the Advisor may have custody of those assets. In order to avoid additional regulatory requirements, the Custodian and the Advisor have adopted safeguards to ensure that the money movements are completed in accordance with the Client’s instructions. Surprise Independent Examination As Tableaux Wealth is deemed to have custody over certain Client accounts and/or securities due to trustee services provided to Clients, pursuant to securities regulations, the Advisor is required to engage an independent accounting firm to perform an annual surprise examination of those assets and accounts over which Tableaux Wealth maintains custody. Any related opinions issued by an independent accounting firm are filed with the SEC and are publicly available on the SEC’s Investment Adviser Public Disclosure website (http://adviserinfo.sec.gov). Item 16 – Investment Discretion Tableaux Wealth generally has discretion over the selection and amount of securities to be bought or sold in Client accounts without obtaining prior consent or approval from the Client. However, these purchases or sales may be subject to specified investment objectives, guidelines, or limitations previously set forth by the Client and agreed to by Tableaux Wealth. Discretionary authority will only be authorized upon full disclosure to the Client. The granting of such authority will be evidenced by the Client's execution of an investment advisory agreement containing all applicable limitations to such authority. All discretionary trades made by Tableaux Wealth will be in accordance with each Client's investment objectives and goals. Item 17 – Voting Client Securities Unless the client directs otherwise in writing, the Advisor is responsible for voting client proxies. The client shall maintain exclusive responsibility for all legal proceedings or other type events pertaining to the account assets, including, but not limited to, class action lawsuits. The Advisor understands its duty to vote client proxies and to do so in the best interest of its clients. Furthermore, it is understood that any material conflicts between the Advisor’s interests and those of our clients with regard to proxy voting must be resolved before proxies are voted. The Advisor subscribes to a proxy monitor and voting agent service. Clients may request a copy of the Advisor’s written policies and procedures regarding proxy voting and/or information on how particular proxies were voted by contacting our CCO. Tableaux LLC 80 Maple Avenue, Suite 5, Great Barrington, MA 01230 Phone: 413-264-2400 www.tableauxwealth.com Page 16  Item 18 – Financial Information Neither Tableaux Wealth, nor its management, have any adverse financial situations that would reasonably impair the ability of Tableaux Wealth to meet all obligations to its Clients. Neither Tableaux Wealth, nor any of its Advisory Persons, have been subject to a bankruptcy or financial compromise. Tableaux Wealth is not required to deliver a balance sheet along with this Disclosure Brochure as the Advisor does not collect advance fees of $1,200 or more for services to be performed six months or more in the future. Tableaux LLC 80 Maple Avenue, Suite 5, Great Barrington, MA 01230 Phone: 413-264-2400 www.tableauxwealth.com Page 17  Form ADV Part 2B – Brochure Supplement for Matthew Chester JD, CFP® Managing Director & Financial Advisor Effective: March 25, 2026 This Form ADV 2B (“Brochure Supplement”) provides information about the background and qualifications of Matthew Chester (CRD# 6174330) in addition to the information contained in the Tableaux LLC (Tableaux or the “Advisor”, CRD# 319355) Disclosure Brochure. If you have not received a copy of the Disclosure Brochure or if you have any questions about the contents of the Tableaux LLC Disclosure Brochure or this Brochure Supplement, please contact us at 413-264-2400. Additional information about Matthew Chester is available on the SEC’s Investment Adviser Public Disclosure website at www.adviserinfo.sec.gov by searching with his full name or his Individual CRD# 6174330. Tableaux LLC 80 Maple Avenue, Suite 5, Great Barrington, MA 01230 Phone: 413-264-2400 www.tableauxwealth.com Page 18  Item 2 – Educational Background and Business Experience Matthew Chester JD, CFP®, born in 1980, is dedicated to advising Clients of Tableaux as a Managing Director. Mr. Chester earned a Bachelor of Science degree in Economics and a Bachelor of Arts degree in Asian Studies from George Washington University in 2003. Mr. Chester also earned a Juris Doctor from Benjamin N. Cardozo School of Law, Yeshiva University, in 2010. Additional information regarding Mr. Chesters’ employment history is included below. Employment History: 10/2022 to Present 05/2021 to 10/2022 03/2014 to 05/2021 Managing Director & Financial Advisor, Tableaux LLC d/b/a Tableaux Wealth Investment Adviser Representative, TCWP LLC Senior Vice President - Financial Advisor, Senior Portfolio Manager, RBD Capital Markets, LLC d/b/a RBC Wealth Management CERTIFIED FINANCIAL PLANNER™ (“CFP®”) The CERTIFIED FINANCIAL PLANNER™, CFP®, and federally registered CFP® (with flame design) marks (collectively, the “CFP® marks”) are professional certification marks granted in the United States by CERTIFIED FINANCIAL PLANNER™ Board of Standards, Inc. (“CFP® Board”). The CFP® certification is a voluntary certification; no federal or state law or regulation requires financial planners to hold CFP® certification. It is recognized in the United States and a number of other countries for its (1) high standard of professional education; (2) stringent code of conduct and standards of practice; and (3) ethical requirements that govern professional engagements with clients. Currently, more than 87,000 individuals have obtained CFP® certification in the United States. To attain the right to use the CFP® marks, an individual must satisfactorily fulfill the following requirements: ● Education – Complete an advanced college-level course of study addressing the financial planning subject areas that CFP Board’s studies have determined as necessary for the competent and professional delivery of financial planning services and attain a Bachelor’s Degree from a regionally accredited United States college or university (or its equivalent from a foreign university). CFP Board’s financial planning subject areas include insurance planning and risk management, employee benefits planning, investment planning, income tax planning, retirement planning, and estate planning; ● Examination – Pass the comprehensive CFP® Certification Examination. The examination includes case studies and client scenarios designed to test one’s ability to correctly diagnose financial planning issues and apply one’s knowledge of financial planning to real-world circumstances; ● Experience – Complete at least three years of full-time financial planning-related experience (or the equivalent, measured as 2,000 hours per year); and ● Ethics – Agree to be bound by CFP Board’s Standards of Professional Conduct, a set of documents outlining the ethical and practice standards for CFP® professionals. Individuals who become certified must complete the following ongoing education and ethics requirements in order to maintain the right to continue to use the CFP® marks: ● Continuing Education – Complete 30 hours of continuing education hours every two years, including two hours on the Code of Ethics and other parts of the Standards of Professional Conduct, to maintain competence and keep up with developments in the financial planning field; and ● Ethics – Renew an agreement to be bound by the Standards of Professional Conduct. The Standards prominently require that CFP® professionals provide financial planning services at a fiduciary standard of care. This means CFP® professionals must provide financial planning services in the best interests of their clients. ● CFP® professionals who fail to comply with the above standards and requirements may be subject to CFP Board’s enforcement process, which could result in suspension or permanent revocation of their CFP®. Tableaux LLC 80 Maple Avenue, Suite 5, Great Barrington, MA 01230 Phone: 413-264-2400 www.tableauxwealth.com Page 19  Item 3 – Disciplinary Information There are no legal, civil or disciplinary events to disclose regarding Mr. Chester. Mr. Chester has never been involved in any regulatory, civil, or criminal action. There have been no client complaints, lawsuits, arbitration claims, or administrative proceedings against Mr. Chester. Securities laws require an advisor to disclose any instances where the advisor or its advisory persons have been found liable in a legal, regulatory, civil or arbitration matter that alleges violation of securities and other statutes; fraud; false statements, or omissions; theft, embezzlement or wrongful taking of property; bribery, forgery, counterfeiting, or extortion; and/or dishonest, unfair or unethical practices. As previously noted, there are no legal, civil, or disciplinary events to disclose regarding Mr. Chester. However, we do encourage you to independently view the background of Mr. Chester on the Investment Adviser Public Disclosure website at www.adviserinfo.sec.gov by searching with his full name or his Individual CRD# 6174330. Item 4 – Other Business Activities The Stockbridge Library Museum and Archives Mr. Chester is a Finance Committee member of The Stockbridge Library Museum and Archives. This is a volunteer position where Mr. Chester reviews outside advisory performance of the entities accounts and assists with budgeting and fundraising. Mr. Chester spends approximately 3 hours per month in this capacity, none during trading hours. Riverbrook Residence Inc. Mr. Chester also serves as a board member of Riverbrook Residence Inc., a residential living space for women with intellectual and developmental disabilities. In this role, Mr. Chester attends quarterly meetings for the Personnel Committee and the Finance Committee. Mr. Chester spends approximately 2 hours per month in this capacity, none during trading hours. Item 5 – Additional Compensation Mr. Chester has additional business activities as outlined in Item 4 above. Mr. Chester does not receive any additional forms of compensation from these business activities. Item 6 – Supervision Mr. Chester serves as the Financial Advisor and Managing Director of Tableaux LLC. Mr. Chester can be reached at 413-264-2400. Tableaux Wealth has implemented a Code of Ethics, an internal compliance document that guides each Supervised Person in meeting their fiduciary obligations to Clients of Tableaux Wealth. Further, Tableaux Wealth is subject to regulatory oversight by various agencies. These agencies require registration by Tableaux Wealth and its Supervised Persons. As a registered entity, Tableaux Wealth is subject to examinations by regulators, which may be announced or unannounced. Tableaux Wealth is required to periodically update the information provided to these agencies and to provide various reports regarding the business activities and assets of the Advisor. Tableaux LLC 80 Maple Avenue, Suite 5, Great Barrington, MA 01230 Phone: 413-264-2400 www.tableauxwealth.com Page 20  Form ADV Part 2B – Brochure Supplement for Luke F. Delorme, CFP®, ChFC® Director of Financial Planning & Financial Advisor Effective: March 25, 2026 This Form ADV 2B (“Brochure Supplement”) provides information about the background and qualifications of Luke F. Delorme, CFP®, ChFC® (CRD# 6628294) in addition to the information contained in the Tableaux LLC (“Tableaux Wealth” or the “Advisor”, CRD# 319355) Disclosure Brochure. If you have not received a copy of the Disclosure Brochure or if you have any questions about the contents of the Tableaux Wealth Disclosure Brochure or this Brochure Supplement, please contact us at 413-264-2400. Additional information about Mr. Delorme is available on the SEC’s Investment Adviser Public Disclosure website at www.adviserinfo.sec.gov by searching with his full name or his Individual CRD# 6628294. Tableaux LLC 80 Maple Avenue, Suite 5, Great Barrington, MA 01230 Phone: 413-264-2400 www.tableauxwealth.com Page 21  Item 2 – Educational Background and Business Experience Luke F. Delorme, CFP®, ChFC®, born in 1982, is dedicated to advising Clients of Tableaux Wealth as the Director of Financial Planning & Financial Advisor. Mr. Delorme earned a Bachelor of Science in Economics from Boston College in 2004. Mr. Delorme also earned an MBA from Boston College in 2012. Additional information regarding Mr. Delorme’s employment history is included below. Employment History: Director of Financial Planning & Financial Advisor, Tableaux LLC Director of Financial Planning, American Investment Services, Inc. Research Fellow, American Institute for Economic Research 08/2024 to Present 03/2016 to 07/2024 11/2013 to 03/2016 CERTIFIED FINANCIAL PLANNER™ (“CFP®”) The CERTIFIED FINANCIAL PLANNER™, CFP®, and federally registered CFP® (with flame design) marks (collectively, the “CFP® marks”) are professional certification marks granted in the United States by CERTIFIED FINANCIAL PLANNER™ Board of Standards, Inc. (“CFP® Board”). The CFP® certification is a voluntary certification; no federal or state law or regulation requires financial planners to hold CFP® certification. It is recognized in the United States and a number of other countries for its (1) high standard of professional education; (2) stringent code of conduct and standards of practice; and (3) ethical requirements that govern professional engagements with clients. Currently, more than 87,000 individuals have obtained CFP® certification in the United States. To attain the right to use the CFP® marks, an individual must satisfactorily fulfill the following requirements: ● Education – Complete an advanced college-level course of study addressing the financial planning subject areas that CFP Board’s studies have determined as necessary for the competent and professional delivery of financial planning services and attain a Bachelor’s Degree from a regionally accredited United States college or university (or its equivalent from a foreign university). CFP Board’s financial planning subject areas include insurance planning and risk management, employee benefits planning, investment planning, income tax planning, retirement planning, and estate planning; ● Examination – Pass the comprehensive CFP® Certification Examination. The examination includes case studies and client scenarios designed to test one’s ability to correctly diagnose financial planning issues and apply one’s knowledge of financial planning to real-world circumstances; ● Experience – Complete at least three years of full-time financial planning-related experience (or the equivalent, measured as 2,000 hours per year); and ● Ethics – Agree to be bound by CFP Board’s Standards of Professional Conduct, a set of documents outlining the ethical and practice standards for CFP® professionals. Individuals who become certified must complete the following ongoing education and ethics requirements in order to maintain the right to continue to use the CFP® marks: ● Continuing Education – Complete 30 hours of continuing education hours every two years, including two hours on the Code of Ethics and other parts of the Standards of Professional Conduct, to maintain competence and keep up with developments in the financial planning field; and ● Ethics – Renew an agreement to be bound by the Standards of Professional Conduct. The Standards prominently require that CFP® professionals provide financial planning services at a fiduciary standard of care. This means CFP® professionals must provide financial planning services in the best interests of their clients. CFP® professionals who fail to comply with the above standards and requirements may be subject to CFP Board’s enforcement process, which could result in suspension or permanent revocation of their CFP®. Chartered Financial Consultant™ (“ChFC®”) The Chartered Financial Consultant™ (ChFC®) program prepares you to meet the advanced financial planning needs of individuals, professionals, and small business owners. You'll gain a sustainable advantage in this Tableaux LLC 80 Maple Avenue, Suite 5, Great Barrington, MA 01230 Phone: 413-264-2400 www.tableauxwealth.com Page 22  competitive field with in-depth coverage of the key financial planning disciplines, including insurance, income taxation, retirement planning, investments, and estate planning. The ChFC® requires three years of full-time, relevant business experience, nine two-hour course-specific proctored exams, and 30 hours of continuing education every two years. Holders of the ChFC® designation must adhere to The American College’s Code of Ethics. Program Objectives: ● Function as an ethical, competent and articulate practitioner in the field of financial planning. ● Utilize the intellectual tools and framework needed to maintain relevant and current financial planning knowledge and strategies. ● Apply financial planning theory and techniques through the development of case studies and solutions. ● Apply in-depth knowledge in a holistic manner from a variety of disciplines, namely, estate planning, retirement planning, or non-qualified deferred compensation. Item 3 – Disciplinary Information There are no legal, civil, or disciplinary events to disclose regarding Mr. Delorme. Mr. Delorme has never been involved in any regulatory, civil, or criminal action. There have been no client complaints, lawsuits, arbitration claims, or administrative proceedings against Mr. Delorme. Securities laws require an advisor to disclose any instances where the advisor or its advisory persons have been found liable in a legal, regulatory, civil, or arbitration matter that alleges violation of securities and other statutes; fraud; false statements or omissions; theft, embezzlement, or wrongful taking of property; bribery, forgery, counterfeiting, or extortion; and/or dishonest, unfair or unethical practices. As previously noted, there are no legal, civil, or disciplinary events to disclose regarding Mr. Delorme. However, we do encourage you to independently view the background of Mr. Delorme on the Investment Adviser Public Disclosure website at www.adviserinfo.sec.gov by searching with his full name or his Individual CRD# 6628294. Item 4 – Other Business Activities Berkshire Natural Resources Council Mr. Delorme serves as a Board Member of Berkshire Natural Resources Council, a land conservation non-profit. In this role, Mr. Delorme is a part of the finance and investment committees. Mr. Delorme spends approximately 2 hours per month in this capacity, none during trading hours. Muddy Brook Elementary PTA Mr. Delorme also serves as the Treasurer of Muddy Brook Elementary PTA, educational organization. Mr. Delorme spends approximately 1 hour per month in this capacity, none during trading hours. DuBois Middle School PTO Mr. Delorme also serves as the Treasurer of the Dubois Middle School PTO, educational organization. Mr. Delorme spends approximately 1 hour per month in this capacity, none during trading hours. Item 5 – Additional Compensation Mr. Delorme has an additional business activity as outlined in Item 4 above. Mr. Delorme does not receive any additional forms of compensation from this business activity. Item 6 – Supervision Mr. Delorme serves as the Director of Financial Planning & Financial Advisor of Tableaux Wealth and is supervised by Matthew Chester, the Chief Compliance Officer. Mr. Chester can be reached at 413-264-2400. Tableaux LLC 80 Maple Avenue, Suite 5, Great Barrington, MA 01230 Phone: 413-264-2400 www.tableauxwealth.com Page 23  Tableaux Wealth has implemented a Code of Ethics, an internal compliance document that guides each Supervised Person in meeting their fiduciary obligations to Clients of Tableaux Wealth. Further, Tableaux Wealth is subject to regulatory oversight by various agencies. These agencies require registration by Tableaux Wealth and its Supervised Persons. As a registered entity, Tableaux Wealth is subject to examinations by regulators, which may be announced or unannounced. Tableaux Wealth is required to periodically update the information provided to these agencies and to provide various reports regarding the business activities and assets of the Advisor. Tableaux LLC 80 Maple Avenue, Suite 5, Great Barrington, MA 01230 Phone: 413-264-2400 www.tableauxwealth.com Page 24  Form ADV Part 2B – Brochure Supplement for Gary E. Martinelli Senior Portfolio Manager Effective: March 25, 2026 This Form ADV 2B (“Brochure Supplement”) provides information about the background and qualifications of Gary E. Martinelli (CRD# 4753417) in addition to the information contained in the Tableaux LLC (“Tableaux Wealth” or the “Advisor”, CRD# 319355) Disclosure Brochure. If you have not received a copy of the Disclosure Brochure or if you have any questions about the contents of the Tableaux Wealth Disclosure Brochure or this Brochure Supplement, please contact us at 413-264-2400. Additional information about Mr. Martinelli is available on the SEC’s Investment Adviser Public Disclosure website at www.adviserinfo.sec.gov by searching with his full name or his Individual CRD# 4753417. Tableaux LLC 80 Maple Avenue, Suite 5, Great Barrington, MA 01230 Phone: 413-264-2400 www.tableauxwealth.com Page 25  Item 2 – Educational Background and Business Experience Gary E. Martinelli, born in 1943, is dedicated to advising Clients of Tableaux Wealth as a Senior Portfolio Manager. Mr. Martinelli earned his B.A. from Williams College in 1965. Mr. Martinelli also earned his J.D. from Cornell Law School in 1968. Additional information regarding Mr. Martinelli’s employment history is included below. Employment History: Senior Portfolio Manager, Tableaux LLC President, Martinelli Law, LLC President, Martinelli Portfolio Management, Inc. 04/2025 to Present 01/1991 to Present 01/2000 to 03/2025 Item 3 – Disciplinary Information There are no legal, civil, or disciplinary events to disclose regarding Mr. Martinelli. Mr. Martinelli has never been involved in any regulatory, civil, or criminal action. There have been no client complaints, lawsuits, arbitration claims, or administrative proceedings against Mr. Martinelli. Securities laws require an advisor to disclose any instances where the advisor or its advisory persons have been found liable in a legal, regulatory, civil, or arbitration matter that alleges violation of securities and other statutes; fraud; false statements or omissions; theft, embezzlement, or wrongful taking of property; bribery, forgery, counterfeiting, or extortion; and/or dishonest, unfair or unethical practices. As previously noted, there are no legal, civil, or disciplinary events to disclose regarding Mr. Martinelli. However, we do encourage you to independently view the background of Mr. Martinelli on the Investment Adviser Public Disclosure website at www.adviserinfo.sec.gov by searching with his full name or his Individual CRD# 4753417. Item 4 – Other Business Activities Martinelli Law, LLC Mr. Martinelli is also the President of Martinelli Law, LLC. Mr. Martineli conducts law practice in this separate capacity. Mr. Martinelli may offer his legal services to Clients in his separate capacity, however Clients are under no obligation to engage with Mr. Martinelli for these services. Mr. Martinelli spends approximately 10% of his time per month in this capacity. East Springfield Industrial Buildings Corporation Mr. Martinelli is also the Chief Executive Officer of East Springfield Industrial Buildings Corporation (“East Springfiled Industrial”). East Springfield Industrial is a commercial real estate corporation which Mr. Martinelli has an onwership interest in. Mr. Martinelli spends approximately 5% of his time per month in this capacity. Trio Development Corporation Mr. Martinelli is also the Chief Executive Officer of Trio Development Corporation (“Trio Development”). Trio Development is a commercial real estate corporation which Mr. Martinelli has an onwership interest in. Mr. Martinelli spends approximately 5% of his time per month in this capacity. Ware Business Center, LLC Mr. Martinelli is also the Chief Executive Officer of Ware Business Center, LLC (“Ware Business Center”). Ware Business Center is a commercial real estate corporation which Mr. Martinelli has an onwership interest in. Mr. Martinelli spends approximately 5% of his time per month in this capacity. 3-5 Clarke Avenue, LLC Mr. Martinelli is also the Chief Executive Officer of 3-5 Clarke Avenue, LLC (“3-5 Clark Avenue”). 3-5 Clark Avenue is a commercial real estate corporation which Mr. Martinelli has an onwership interest in. Mr. Martinelli spends approximately 5% of his time per month in this capacity. Tableaux LLC 80 Maple Avenue, Suite 5, Great Barrington, MA 01230 Phone: 413-264-2400 www.tableauxwealth.com Page 26  Item 5 – Additional Compensation Mr. Martinelli has additional business activities where compensation is received that are detailed in Item 4 above. Item 6 – Supervision Mr. Martinelli serves as a Senior Portfolio Manager of Tableaux Wealth and is supervised by Matthew Chester, the Chief Compliance Officer. Mr. Chester can be reached at 413-264-2400. Tableaux Wealth has implemented a Code of Ethics, an internal compliance document that guides each Supervised Person in meeting their fiduciary obligations to Clients of Tableaux Wealth. Further, Tableaux Wealth is subject to regulatory oversight by various agencies. These agencies require registration by Tableaux Wealth and its Supervised Persons. As a registered entity, Tableaux Wealth is subject to examinations by regulators, which may be announced or unannounced. Tableaux Wealth is required to periodically update the information provided to these agencies and to provide various reports regarding the business activities and assets of the Advisor. Tableaux LLC 80 Maple Avenue, Suite 5, Great Barrington, MA 01230 Phone: 413-264-2400 www.tableauxwealth.com Page 27  Form ADV Part 2B – Brochure Supplement for Joseph R. Polidoro Financial Advisor Effective: March 25, 2026 This Form ADV 2B (“Brochure Supplement”) provides information about the background and qualifications of Joseph R. Polidoro (CRD# 7340028) in addition to the information contained in the Tableaux LLC (“Tableaux Wealth” or the “Advisor”, CRD# 319355) Disclosure Brochure. If you have not received a copy of the Disclosure Brochure or if you have any questions about the contents of the Tableaux Wealth Disclosure Brochure or this Brochure Supplement, please contact us at 413-264-2400. Additional information about Mr. Polidoro is available on the SEC’s Investment Adviser Public Disclosure website at www.adviserinfo.sec.gov by searching with his full name or his Individual CRD# 7340028. Tableaux LLC 80 Maple Avenue, Suite 5, Great Barrington, MA 01230 Phone: 413-264-2400 www.tableauxwealth.com Page 28  Item 2 – Educational Background and Business Experience Joseph R. Polidoro, born in 1962, is dedicated to advising Clients of Tableaux Wealth as a Financial Advisor. Mr. Polidoro earned a Bachelor of Arts from The College of William & Mary in 1984. Additional information regarding Mr. Polidoro’s employment history is included below. Employment History: Financial Advisor, Tableaux LLC President / Founder, Polidoro Marketing Communications, d/b/a Jove 05/2025 to Present 06/2003 to Present Item 3 – Disciplinary Information There are no legal, civil or disciplinary events to disclose regarding Mr. Polidoro. Mr. Polidoro has never been involved in any regulatory, civil or criminal action. There have been no client complaints, lawsuits, arbitration claims or administrative proceedings against Mr. Polidoro. Securities laws require an advisor to disclose any instances where the advisor or its advisory persons have been found liable in a legal, regulatory, civil or arbitration matter that alleges violation of securities and other statutes; fraud; false statements or omissions; theft, embezzlement or wrongful taking of property; bribery, forgery, counterfeiting, or extortion; and/or dishonest, unfair or unethical practices. As previously noted, there are no legal, civil or disciplinary events to disclose regarding Mr. Polidoro. However, we do encourage you to independently view the background of Mr. Polidoro on the Investment Adviser Public Disclosure website at www.adviserinfo.sec.gov by searching with his full name or his Individual CRD# 7340028. Item 4 – Other Business Activities Polidoro Marketing Communications, d/b/a Jove Mr. Polidoro serves as the president and founder of Polidoro Marketing Communications, d/b/a Jove, a marketing consulting company. In this capacity, Mr. Polidoro provides strategic marketing consulting and implementation of services, largely through hired teams of writers, web developers, strategists, designers, and other professionals. Mr. Polidoro is compensated for this activity and spends approximately 25% of his time per month in this capacity. Self-employed Mr. Polidoro is also self-employed as a writer who mainly focuses on scientific topics. In this capacity, Mr. Polidoro provides written pieces to a range of publications, including Science News, Scientific American, and The Dispatch. Mr. Polidoro is compensated for this activity and spends approximately 10% of his time per month in this capacity. Item 5 – Additional Compensation Mr. Polidoro has additional business activities where compensation is received that are detailed in Item 4 above. Item 6 – Supervision Mr. Polidoro serves as a Financial Advisor of Tableaux Wealth and is supervised by Matthew Chester, the Chief Compliance Officer. Mr. Chester can be reached at 413-264-2400. Tableaux Wealth has implemented a Code of Ethics, an internal compliance document that guides each Supervised Person in meeting their fiduciary obligations to Clients of Tableaux Wealth. Further, Tableaux Wealth is subject to regulatory oversight by various agencies. These agencies require registration by Tableaux Wealth and its Supervised Persons. As a registered entity, Tableaux Wealth is subject to examinations by regulators, which may be announced or unannounced. Tableaux Wealth is required to periodically update the information provided to these agencies and to provide various reports regarding the business activities and assets of the Advisor. Tableaux LLC 80 Maple Avenue, Suite 5, Great Barrington, MA 01230 Phone: 413-264-2400 www.tableauxwealth.com Page 29  Privacy Policy Effective: March 25, 2026 Our Commitment to You Tableaux LLC (“Tableaux Wealth” or the “Advisor”) is committed to safeguarding the use of personal information of our Clients (also referred to as “you” and “your”) that we obtain as your Investment Advisor, as described here in our Privacy Policy (“Policy”). Our relationship with you is our most important asset. We understand that you have entrusted us with your private information, and we do everything that we can to maintain that trust. Tableaux Wealth (also referred to as "we", "our" and "us”) protects the security and confidentiality of the personal information we have and implements controls to ensure that such information is used for proper business purposes in connection with the management or servicing of our relationship with you. Tableaux Wealth does not sell your non-public personal information to anyone. Nor do we provide such information to others except for discrete and reasonable business purposes in connection with the servicing and management of our relationship with you, as discussed below. Details of our approach to privacy and how your personal non-public information is collected and used are set forth in this Policy. Why you need to know? Registered Investment Advisors (“RIAs”) must share some of your personal information in the course of servicing your account. Federal and State laws give you the right to limit some of this sharing and require RIAs to disclose how we collect, share, and protect your personal information. What information do we collect from you? Driver’s license number Date of birth Social security or taxpayer identification number Assets and liabilities Name, address and phone number[s] Income and expenses E-mail address[es] Investment activity Account information (including other institutions) Investment experience and goals What Information do we collect from other sources? Custody, brokerage and advisory agreements Other advisory agreements and legal documents Transactional information with us or others Account applications and forms Investment questionnaires and suitability documents Other information needed to service account How do we protect your information? To safeguard your personal information from unauthorized access and use, we maintain physical, procedural, and electronic security measures. These include such safeguards as secure passwords, encrypted file storage, and a secure office environment. Our technology vendors provide security and access control over personal information and have policies over the transmission of data. Our associates are trained on their responsibilities to protect Client’s personal information. We require third parties that assist in providing our services to you to protect the personal information they receive from us. Tableaux LLC 80 Maple Avenue, Suite 5, Great Barrington, MA 01230 Phone: 413-264-2400 www.tableauxwealth.com Page 30  How do we share your information? An RIA shares Client personal information to effectively implement its services. In the section below, we list some reasons we may share your personal information. Basis For Sharing Do we share? Can you limit? Yes No Servicing our Clients We may share non-public personal information with non-affiliated third parties (such as administrators, brokers, custodians, regulators, credit agencies, other financial institutions) as necessary for us to provide agreed upon services to you, consistent with applicable law, including but not limited to: processing transactions; general account maintenance; responding to regulators or legal investigations; and credit reporting. No Not Shared Marketing Purposes Tableaux Wealth does not disclose, and does not intend to disclose, personal information with non-affiliated third parties to offer you services. Certain laws may give us the right to share your personal information with financial institutions where you are a customer and where Tableaux Wealth or the client has a formal agreement with the financial institution. We will only share information for purposes of servicing your accounts, not for marketing purposes. Yes Yes Authorized Users Your non-public personal information may be disclosed to you and persons that we believe to be your authorized agent[s] or representative[s]. No Not Shared Information About Former Clients Tableaux Wealth does not disclose and does not intend to disclose, non- public personal information to non-affiliated third parties with respect to persons who are no longer our Clients. Changes to our Privacy Policy We will send you a copy of this Policy annually for as long as you maintain an ongoing relationship with us. Periodically we may revise this Policy and will provide you with a revised Policy if the changes materially alter the previous Privacy Policy. We will not, however, revise our Privacy Policy to permit the sharing of non-public personal information other than as described in this notice unless we first notify you and provide you with an opportunity to prevent the information sharing. Any Questions? You may ask questions or voice any concerns, as well as obtain a copy of our current Privacy Policy, by contacting us at 413-264-2400. Tableaux LLC 80 Maple Avenue, Suite 5, Great Barrington, MA 01230 Phone: 413-264-2400 www.tableauxwealth.com Page 31