Overview
Assets Under Management: $11.0 billion
High-Net-Worth Clients: 587
Average Client Assets: $3.5 million
Frequently Asked Questions
TD ASSET MANAGEMENT is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #110088), TD ASSET MANAGEMENT is subject to fiduciary duty under federal law.
TD ASSET MANAGEMENT serves 587 high-net-worth clients according to their SEC filing dated March 05, 2018. View client details ↓
According to their SEC Form ADV, TD ASSET MANAGEMENT offers portfolio management for individuals, portfolio management for businesses, portfolio management for pooled investment vehicles, and portfolio management for institutional clients. View all service details ↓
TD ASSET MANAGEMENT manages $11.0 billion in client assets according to their SEC filing dated March 05, 2018.
According to their SEC Form ADV, TD ASSET MANAGEMENT serves high-net-worth individuals, businesses, pooled investment vehicles, and institutional clients. View client details ↓
Services Offered
Services: Portfolio Management for Individuals, Portfolio Management for Companies, Portfolio Management for Pooled Investment Vehicles, Portfolio Management for Institutional Clients
Clients
Number of High-Net-Worth Clients: 587
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 18.57%
Average Client Assets: $3.5 million
Total Client Accounts: 3,484
Discretionary Accounts: 3,482
Non-Discretionary Accounts: 2
Regulatory Filings
CRD Number: 110088
Filing ID: 1176151
Last Filing Date: 2018-03-05 17:41:00