Overview
Assets Under Management: $275 million
Headquarters: NORWICH, CT
High-Net-Worth Clients: 224
Average Client Assets: $941,700
Frequently Asked Questions
THAMES FINANCIAL MANAGEMENT is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #126295), THAMES FINANCIAL MANAGEMENT is subject to fiduciary duty under federal law.
THAMES FINANCIAL MANAGEMENT is headquartered in NORWICH, CT.
THAMES FINANCIAL MANAGEMENT serves 224 high-net-worth clients according to their SEC filing dated December 10, 2025. View client details ↓
According to their SEC Form ADV, THAMES FINANCIAL MANAGEMENT offers financial planning and portfolio management for individuals. View all service details ↓
THAMES FINANCIAL MANAGEMENT manages $275 million in client assets according to their SEC filing dated December 10, 2025.
According to their SEC Form ADV, THAMES FINANCIAL MANAGEMENT serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals
Clients
Number of High-Net-Worth Clients: 224
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 76.60
Average High-Net-Worth Client Assets: $941,700
Total Client Accounts: 568
Discretionary Accounts: 313
Non-Discretionary Accounts: 255
Regulatory Filings
CRD Number: 126295
Filing ID: 2032807
Last Filing Date: 2025-12-10 05:13:17
Website: 0