Overview
Assets Under Management: $240 million
Headquarters: DIAMOND BAR, CA
High-Net-Worth Clients: 131
Average Client Assets: $0.6 million
Frequently Asked Questions
THE ADVISORY GROUP is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #109175), THE ADVISORY GROUP is subject to fiduciary duty under federal law.
THE ADVISORY GROUP is headquartered in DIAMOND BAR, CA.
THE ADVISORY GROUP serves 131 high-net-worth clients according to their SEC filing dated March 23, 2018. View client details ↓
According to their SEC Form ADV, THE ADVISORY GROUP offers financial planning, portfolio management for individuals, pension consulting services, selection of other advisors, and educational seminars and workshops. View all service details ↓
THE ADVISORY GROUP manages $240 million in client assets according to their SEC filing dated March 23, 2018.
According to their SEC Form ADV, THE ADVISORY GROUP serves high-net-worth individuals and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Pension Consulting, Investment Advisor Selection, Educational Seminars
Clients
Number of High-Net-Worth Clients: 131
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 30.94%
Average Client Assets: $0.6 million
Total Client Accounts: 643
Discretionary Accounts: 361
Non-Discretionary Accounts: 282
Regulatory Filings
CRD Number: 109175
Filing ID: 1197170
Last Filing Date: 2018-03-23 15:32:00