Overview
Assets Under Management: $194 million
Headquarters: APPLETON, WI
High-Net-Worth Clients: 37
Average Client Assets: $1.8 million
Frequently Asked Questions
THE APPLETON GROUP, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #119209), THE APPLETON GROUP, LLC is subject to fiduciary duty under federal law.
THE APPLETON GROUP, LLC is headquartered in APPLETON, WI.
THE APPLETON GROUP, LLC serves 37 high-net-worth clients according to their SEC filing dated March 27, 2023. View client details ↓
According to their SEC Form ADV, THE APPLETON GROUP, LLC offers financial planning, portfolio management for individuals, and educational seminars and workshops. View all service details ↓
THE APPLETON GROUP, LLC manages $194 million in client assets according to their SEC filing dated March 27, 2023.
According to their SEC Form ADV, THE APPLETON GROUP, LLC serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Educational Seminars
Clients
Number of High-Net-Worth Clients: 37
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 35.25%
Average Client Assets: $1.8 million
Total Client Accounts: 242
Discretionary Accounts: 242
Regulatory Filings
CRD Number: 119209
Filing ID: 1737937
Last Filing Date: 2023-03-27 15:47:00