Overview
Assets Under Management: $163 million
High-Net-Worth Clients: 8
Average Client Assets: $20.4 million
Frequently Asked Questions
THE CARROLL GROUP, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #146977), THE CARROLL GROUP, INC. is subject to fiduciary duty under federal law.
THE CARROLL GROUP, INC. serves 8 high-net-worth clients according to their SEC filing dated March 30, 2026. View client details ↓
According to their SEC Form ADV, THE CARROLL GROUP, INC. offers portfolio management for individuals. View all service details ↓
THE CARROLL GROUP, INC. manages $163 million in client assets according to their SEC filing dated March 30, 2026.
According to their SEC Form ADV, THE CARROLL GROUP, INC. serves high-net-worth individuals. View client details ↓
Services Offered
Services: Portfolio Management for Individuals
Clients
Number of High-Net-Worth Clients: 8
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 100.00%
Average Client Assets: $20.4 million
Total Client Accounts: 8
Discretionary Accounts: 8
Regulatory Filings
CRD Number: 146977
Filing ID: 2080548
Last Filing Date: 2026-03-30 10:20:28