Overview
Assets Under Management: $107 million
Headquarters: CHARLOTTE, NC
High-Net-Worth Clients: 62
Average Client Assets: $1.4 million
Frequently Asked Questions
THE FINANCIAL LEGACY GROUP is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #287632), THE FINANCIAL LEGACY GROUP is subject to fiduciary duty under federal law.
THE FINANCIAL LEGACY GROUP is headquartered in CHARLOTTE, NC.
THE FINANCIAL LEGACY GROUP serves 62 high-net-worth clients according to their SEC filing dated January 27, 2026. View client details ↓
According to their SEC Form ADV, THE FINANCIAL LEGACY GROUP offers financial planning and portfolio management for individuals. View all service details ↓
THE FINANCIAL LEGACY GROUP manages $107 million in client assets according to their SEC filing dated January 27, 2026.
According to their SEC Form ADV, THE FINANCIAL LEGACY GROUP serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals
Clients
Number of High-Net-Worth Clients: 62
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 79.24%
Average Client Assets: $1.4 million
Total Client Accounts: 414
Discretionary Accounts: 414
Regulatory Filings
CRD Number: 287632
Filing ID: 2044956
Last Filing Date: 2026-01-27 11:02:46