Overview
Assets Under Management: $147 million
Headquarters: BELLEVUE, KY
High-Net-Worth Clients: 41
Average Client Assets: $2.2 million
Frequently Asked Questions
THE PROSPERITY PEOPLE is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #124957), THE PROSPERITY PEOPLE is subject to fiduciary duty under federal law.
THE PROSPERITY PEOPLE is headquartered in BELLEVUE, KY.
THE PROSPERITY PEOPLE serves 41 high-net-worth clients according to their SEC filing dated February 02, 2026. View client details ↓
According to their SEC Form ADV, THE PROSPERITY PEOPLE offers financial planning, portfolio management for individuals, portfolio management for institutional clients, pension consulting services, and educational seminars and workshops. View all service details ↓
THE PROSPERITY PEOPLE manages $147 million in client assets according to their SEC filing dated February 02, 2026.
According to their SEC Form ADV, THE PROSPERITY PEOPLE serves high-net-worth individuals, institutional clients, and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Pension Consulting, Educational Seminars
Clients
Number of High-Net-Worth Clients: 41
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 61.90%
Average Client Assets: $2.2 million
Total Client Accounts: 533
Discretionary Accounts: 520
Non-Discretionary Accounts: 13
Regulatory Filings
CRD Number: 124957
Filing ID: 2048513
Last Filing Date: 2026-02-02 14:29:53