Overview
Assets Under Management: $99 million
Headquarters: SAN JOSE, CA
High-Net-Worth Clients: 26
Average Client Assets: $2.1 million
Frequently Asked Questions
THE WEALTH MANAGEMENT ALLIANCE LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #169026), THE WEALTH MANAGEMENT ALLIANCE LLC is subject to fiduciary duty under federal law.
THE WEALTH MANAGEMENT ALLIANCE LLC is headquartered in SAN JOSE, CA.
THE WEALTH MANAGEMENT ALLIANCE LLC serves 26 high-net-worth clients according to their SEC filing dated April 02, 2018. View client details ↓
According to their SEC Form ADV, THE WEALTH MANAGEMENT ALLIANCE LLC offers financial planning, portfolio management for individuals, portfolio management for institutional clients, and educational seminars and workshops. View all service details ↓
THE WEALTH MANAGEMENT ALLIANCE LLC manages $99 million in client assets according to their SEC filing dated April 02, 2018.
According to their SEC Form ADV, THE WEALTH MANAGEMENT ALLIANCE LLC serves high-net-worth individuals and institutional clients. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Educational Seminars
Clients
Number of High-Net-Worth Clients: 26
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 54.85%
Average Client Assets: $2.1 million
Total Client Accounts: 208
Non-Discretionary Accounts: 208
Regulatory Filings
CRD Number: 169026
Filing ID: 1195647
Last Filing Date: 2018-04-02 19:57:00