Overview
Assets Under Management: $283 million
Headquarters: FORT COLLINS, CO
High-Net-Worth Clients: 91
Average Client Assets: $2 million
Frequently Asked Questions
THEORY FINANCIAL LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #304084), THEORY FINANCIAL LLC is subject to fiduciary duty under federal law.
THEORY FINANCIAL LLC is headquartered in FORT COLLINS, CO.
THEORY FINANCIAL LLC serves 91 high-net-worth clients according to their SEC filing dated March 03, 2025. View client details ↓
According to their SEC Form ADV, THEORY FINANCIAL LLC offers financial planning and portfolio management for individuals. View all service details ↓
THEORY FINANCIAL LLC manages $283 million in client assets according to their SEC filing dated March 03, 2025.
According to their SEC Form ADV, THEORY FINANCIAL LLC serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals
Clients
Number of High-Net-Worth Clients: 91
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 76.25
Average High-Net-Worth Client Assets: $2 million
Total Client Accounts: 625
Discretionary Accounts: 623
Non-Discretionary Accounts: 2
Regulatory Filings
CRD Number: 304084
Last Filing Date: 2025-03-03 00:00:00
Website: https://theoryfinance.com