Overview
Assets Under Management: $200 million
High-Net-Worth Clients: 69
Average Client Assets: $1.2 million
Frequently Asked Questions
THOMPSON CAPITAL MANAGEMENT, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #300993), THOMPSON CAPITAL MANAGEMENT, LLC is subject to fiduciary duty under federal law.
THOMPSON CAPITAL MANAGEMENT, LLC serves 69 high-net-worth clients according to their SEC filing dated February 13, 2026. View client details ↓
According to their SEC Form ADV, THOMPSON CAPITAL MANAGEMENT, LLC offers financial planning, portfolio management for individuals, and pension consulting services. View all service details ↓
THOMPSON CAPITAL MANAGEMENT, LLC manages $200 million in client assets according to their SEC filing dated February 13, 2026.
According to their SEC Form ADV, THOMPSON CAPITAL MANAGEMENT, LLC serves high-net-worth individuals and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Pension Consulting
Clients
Number of High-Net-Worth Clients: 69
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 42.40%
Average Client Assets: $1.2 million
Total Client Accounts: 221
Discretionary Accounts: 198
Non-Discretionary Accounts: 23
Regulatory Filings
CRD Number: 300993
Filing ID: 2045129
Last Filing Date: 2026-02-13 09:20:21