Overview
Assets Under Management: $388 million
Headquarters: SCOTTSDALE, AZ
High-Net-Worth Clients: 121
Average Client Assets: $2.3 million
Frequently Asked Questions
TMD & ASSOCIATES, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #113896), TMD & ASSOCIATES, INC. is subject to fiduciary duty under federal law.
TMD & ASSOCIATES, INC. is headquartered in SCOTTSDALE, AZ.
TMD & ASSOCIATES, INC. serves 121 high-net-worth clients according to their SEC filing dated March 29, 2018. View client details ↓
According to their SEC Form ADV, TMD & ASSOCIATES, INC. offers financial planning, portfolio management for individuals, pension consulting services, and selection of other advisors. View all service details ↓
TMD & ASSOCIATES, INC. manages $388 million in client assets according to their SEC filing dated March 29, 2018.
According to their SEC Form ADV, TMD & ASSOCIATES, INC. serves high-net-worth individuals and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Pension Consulting, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 121
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 72.63%
Average Client Assets: $2.3 million
Total Client Accounts: 954
Discretionary Accounts: 937
Non-Discretionary Accounts: 17
Regulatory Filings
CRD Number: 113896
Filing ID: 1192816
Last Filing Date: 2018-03-29 15:50:00