Overview
Assets Under Management: $318 million
Frequently Asked Questions
TOMPKINS & CO. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #157240), TOMPKINS & CO. is subject to fiduciary duty under federal law.
According to their SEC Form ADV, TOMPKINS & CO. offers portfolio management for individuals and portfolio management for institutional clients. View all service details ↓
TOMPKINS & CO. manages $318 million in client assets according to their SEC filing dated September 16, 2024.
According to their SEC Form ADV, TOMPKINS & CO. serves high-net-worth individuals and institutional clients. View client details ↓
Services Offered
Services: Portfolio Management for Individuals, Portfolio Management for Institutional Clients
Clients
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 100.00%
Total Client Accounts: 3
Discretionary Accounts: 2
Non-Discretionary Accounts: 1
Regulatory Filings
CRD Number: 157240
Filing ID: 1901848
Last Filing Date: 2024-09-16 17:58:00