Overview
Assets Under Management: $120 million
Headquarters: NEWPORT BEACH, CA
High-Net-Worth Clients: 25
Average Client Assets: $4.1 million
Frequently Asked Questions
TRIAD INVESTMENT MANAGEMENT, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #146786), TRIAD INVESTMENT MANAGEMENT, LLC is subject to fiduciary duty under federal law.
TRIAD INVESTMENT MANAGEMENT, LLC is headquartered in NEWPORT BEACH, CA.
TRIAD INVESTMENT MANAGEMENT, LLC serves 25 high-net-worth clients according to their SEC filing dated March 30, 2026. View client details ↓
According to their SEC Form ADV, TRIAD INVESTMENT MANAGEMENT, LLC offers financial planning and portfolio management for individuals. View all service details ↓
TRIAD INVESTMENT MANAGEMENT, LLC manages $120 million in client assets according to their SEC filing dated March 30, 2026.
According to their SEC Form ADV, TRIAD INVESTMENT MANAGEMENT, LLC serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals
Clients
Number of High-Net-Worth Clients: 25
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 86.31%
Average Client Assets: $4.1 million
Total Client Accounts: 98
Discretionary Accounts: 98
Regulatory Filings
CRD Number: 146786
Filing ID: 2080108
Last Filing Date: 2026-03-30 16:11:37