Overview
Assets Under Management: $133 million
Headquarters: CHARLOTTE, NC
High-Net-Worth Clients: 50
Average Client Assets: $1.8 million
Frequently Asked Questions
TRICAPITAL WEALTH MANAGEMENT, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #118788), TRICAPITAL WEALTH MANAGEMENT, INC. is subject to fiduciary duty under federal law.
TRICAPITAL WEALTH MANAGEMENT, INC. is headquartered in CHARLOTTE, NC.
TRICAPITAL WEALTH MANAGEMENT, INC. serves 50 high-net-worth clients according to their SEC filing dated March 03, 2026. View client details ↓
According to their SEC Form ADV, TRICAPITAL WEALTH MANAGEMENT, INC. offers financial planning, portfolio management for individuals, and portfolio management for institutional clients. View all service details ↓
TRICAPITAL WEALTH MANAGEMENT, INC. manages $133 million in client assets according to their SEC filing dated March 03, 2026.
According to their SEC Form ADV, TRICAPITAL WEALTH MANAGEMENT, INC. serves high-net-worth individuals and institutional clients. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients
Clients
Number of High-Net-Worth Clients: 50
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 69.53%
Average Client Assets: $1.8 million
Total Client Accounts: 192
Discretionary Accounts: 191
Non-Discretionary Accounts: 1
Regulatory Filings
CRD Number: 118788
Filing ID: 2061011
Last Filing Date: 2026-03-03 08:04:56