Tricord Advisors, Inc.

Part 2A of Form ADV: Firm Brochure TriCord Advisors, Inc. 6772 Magnolia Ave Riverside, CA 92506 Telephone: 951-684-7011 Email: Jeremiah@tricordadvisors.com Web Address: www.tricordadvisors.com 03/31/2026 This brochure provides information about the qualifications and business practices of TriCord Advisors, Inc.. If you have any questions about the contents of this brochure, please contact us at 951-684-7011 or Jeremiah@tricordadvisors.com. The information in this brochure has not been approved or verified by the United States Securities and Exchange Commission or by any state securities authority. Registration with the SEC or with any state securities authority does not imply a certain level of skill or training. Additional information about TriCord Advisors, Inc. also is available on the SEC's website at www.adviserinfo.sec.gov. You can search this site by a unique identifying number, known as a CRD number. Our firm's CRD number is 155749.  Item 2 – Material Changes This Firm Brochure reflects the annual updating amendment of TriCord Advisors, Inc. (“TriCord”) and is dated March 31, 2026. The following material changes have occurred since the Firm Brochure dated March 31, 2025: TriCord Advisors, Inc.’s regulatory assets under management increased to $431,532,037 as of December 31, 2025. • TriCord Advisors, Inc. expanded its use of third-party discretionary investment managers for certain client accounts. TriCord now utilizes Quorus, Inc. and Portfolio Design Labs, each an unaffiliated registered investment adviser, through Charles Schwab & Co., Inc. These services are offered on a client-by-client basis and are not applicable to all clients. • Christopher M. Marsh, Chief Compliance Officer and Senior Planner, is now dual registered as a Registered Representative with Simplicity Investments, Inc., an unaffiliated broker-dealer. • There were no changes to TriCord Advisors, Inc.’s advisory fee schedules, types of advisory services offered, or disciplinary history during the reporting period. Clients may request a copy of the full Firm Brochure at no charge by contacting TriCord Advisors, Inc.  Item 3 – Table of Contents ITEM 2 – MATERIAL CHANGES 2 ITEM 3 – TABLE OF CONTENTS 3 ITEM 4 – ADVISORY BUSINESS 4 ITEM 5 – FEES AND COMPENSATION 6 ITEM 6 – PERFORMANCE-BASED FEES AND SIDE-BY-SIDE MANAGEMENT 8 ITEM 7 – TYPES OF CLIENTS 8 ITEM 8 – METHODS OF ANALYSIS, INVESTMENT STRATEGIES, AND RISK OF LOSS 8 ITEM 9 – DISCIPLINARY INFORMATION 9 ITEM 10 – OTHER FINANCIAL INDUSTRY ACTIVITIES & AFFILIATIONS 9 ITEM 11 – CODE OF ETHICS, PARTICIPATION OR INTEREST IN CLIENT TRANSACTIONS AND PERSONAL TRADING 10 ITEM 12 – BROKERAGE PRACTICES 11 ITEM 13 – REVIEW OF ACCOUNTS 13 ITEM 14 – CLIENT REFERRALS AND OTHER COMPENSATION 13 ITEM 15 – CUSTODY 14 ITEM 16 – INVESTMENT DISCRETION 15 ITEM 17 – VOTING CLIENT SECURITIES 16 ITEM 18 – FINANCIAL INFORMATION 16  Item 4 – Advisory Business TriCord Advisors, Inc. (“TriCord”) is an SEC-registered investment adviser with its principal place of business in California. TriCord has been providing investment advisory services since 2011. The firm’s principal owners are: Jeremiah J. Lee, Chief Executive Officer Laura E. Lee, Financial Advisor Investment Advisory Services TriCord provides investment advisory services primarily through discretionary portfolio management. These services are tailored to each client’s investment objectives, financial circumstances, risk tolerance, and liquidity needs. As part of the advisory relationship, TriCord works with clients to establish an investment strategy and may manage client accounts on a discretionary basis, meaning TriCord has the authority to buy and sell securities in a client’s account without obtaining prior approval for each transaction. Clients may impose reasonable restrictions on investing in certain securities, asset classes, or industry sectors. Discretionary Portfolio Management Under discretionary portfolio management services, TriCord provides continuous advice and monitoring of client accounts. Account supervision is guided by each client’s stated investment objectives and relevant financial considerations, including tax implications when applicable. TriCord’s investment recommendations are not limited to any specific product or service and may include advice regarding a broad range of securities, including, but not limited to, exchange-listed securities, mutual funds, exchange-traded funds (ETFs), fixed income securities, and other investment vehicles consistent with the client’s objectives. Non-Discretionary Advisory Services TriCord also offers non-discretionary advisory services, including financial planning and consulting services. Under these arrangements, clients retain final decision-making authority regarding the implementation of any recommendations, and TriCord does not provide ongoing monitoring unless otherwise agreed.  Use of Third-Party Investment Managers For certain client accounts, TriCord may recommend the use of unaffiliated third-party registered investment advisers (“Third-Party Managers”) to provide discretionary investment management services. These services are offered on a client-by-client basis and are not utilized for all clients. Third-Party Managers utilized by TriCord include Quorus, Inc. and Portfolio Design Labs. When engaged, these Third-Party Managers are granted discretionary authority to manage client assets in accordance with agreed-upon investment strategies and guidelines. TriCord conducts initial and ongoing due diligence of Third-Party Managers and retains responsibility for their selection, monitoring, and, when appropriate, replacement. Clients should refer to the applicable Third-Party Manager’s disclosure brochure for additional information regarding their services, fees, and investment strategies. Use of Investment Advisory Platforms For certain client accounts, TriCord utilizes investment advisory platforms to facilitate the implementation and management of client portfolios. One such platform is AssetMark, Inc., an unaffiliated investment advisory platform provider. When clients are placed on the AssetMark platform, AssetMark provides access to investment solutions and services offered by unaffiliated third-party investment managers. Depending on the selected program, such third-party managers may be granted discretionary authority to manage client assets in accordance with agreed-upon investment strategies. TriCord assists clients in selecting appropriate investment solutions available on the AssetMark platform and retains responsibility for the ongoing monitoring of the platform relationship. Clients should refer to the applicable AssetMark disclosure documents for additional information regarding platform services, fees, and investment options. Electronic Communications Disclosure TriCord Advisors, Inc. permits clients and prospective clients to communicate with advisory personnel through approved electronic communication channels, including email and text messaging. Such communications are conducted through Firm‑approved systems and are subject to supervision and recordkeeping requirements.  Bill-Paying and Administrative Services TriCord Advisors, Inc. may also provide bill-paying and other administrative services to certain clients, as agreed upon in writing. Custodial Arrangements Client assets managed by TriCord are generally held at qualified custodians. TriCord primarily recommends that clients establish accounts with Charles Schwab & Co., Inc. (“Schwab”), a registered broker-dealer and member of FINRA and SIPC, to provide custodial and brokerage services. Clients are not obligated to maintain accounts at Schwab and may select a different qualified custodian, subject to TriCord’s ability to effectively manage the account. Assets Under Management As of December 31, 2025, TriCord Advisors, Inc. managed $431,532,037 in regulatory assets under management on a discretionary basis. Assets Under Administration In addition to discretionary assets under management, TriCord also provides ongoing advisory and administrative services for certain fixed and indexed annuity products. These assets are not managed on a discretionary basis and are held directly with the issuing insurance companies. As of December 31, 2025, TriCord Advisors, Inc. administered approximately $31,444,152 in fixed and indexed annuity assets for clients. Item 5 – Fees and Compensation TriCord Advisors, Inc. is compensated for investment advisory services through asset-based advisory fees, financial planning fees, and other compensation as described below. Clients may pay fees whether or not transactions are executed or investments are profitable. Investment Management Fees TriCord charges an asset-based advisory fee for discretionary investment management services. Advisory fees are calculated as a percentage of assets under management and are charged quarterly in advance based on the value of the account at the beginning of the billing period.  Advisory fees are negotiable on a client-by-client basis and may vary based on factors such as the size of the account, the complexity of the client’s financial circumstances, related accounts, and the scope of services provided. The specific fee schedule applicable to each client is set forth in the client’s Investment Advisory Agreement. In limited circumstances, TriCord Advisors, Inc. may provide trust advisory or trustee-related services and may receive compensation for such services, as agreed upon in writing with the client. TriCord Advisors, Inc. may charge separate fees for bill-paying or administrative services, which may be billed on an hourly or fixed-fee basis, as disclosed in the applicable client agreement. Financial Planning Fees TriCord also offers financial planning and consulting services for a fixed fee. Financial planning services are generally provided for a flat fee of $2,500, payable at the time of engagement. Financial planning services do not include ongoing investment management, supervisory, or monitoring services unless the client separately engages TriCord for investment management under a written advisory agreement. Clients are under no obligation to implement any recommendations provided as part of a financial plan or to engage TriCord for additional services. Annuity-Related Compensation TriCord provides advisory and administrative services for certain fixed and indexed annuity products. These assets are not managed on a discretionary basis and are held directly with the issuing insurance companies. In connection with the placement of annuity products, TriCord and/or its associated persons may receive compensation from insurance companies or other third parties. Any such compensation is separate from and in addition to advisory fees charged for investment management or financial planning services. Clients are under no obligation to purchase annuity products through TriCord. Other Fees and Expenses In addition to TriCord’s advisory fees, clients may incur other fees and expenses imposed by custodians, broker-dealers, investment platforms, third-party managers, mutual funds, exchange-traded funds, or insurance companies. These fees may include transaction charges, custodial fees, platform fees, internal fund expenses, and insurance-related charges, and are described in the applicable disclosure documents provided by those third parties.  No Performance-Based Fees TriCord Advisors, Inc. does not charge performance-based fees. Item 6 – Performance-Based Fees and Side-By-Side Management TriCord Advisors, Inc. does not charge performance-based fees (fees based on a share of capital gains or investment appreciation) for any advisory services. Accordingly, TriCord Advisors, Inc. does not engage in side-by-side management that would present conflicts related to the allocation of investment opportunities between accounts charged performance-based fees and accounts charged asset-based fees. Item 7 – Types of Clients TriCord Advisors, Inc. provides investment advisory services primarily to individuals and families. TriCord also provides advisory services to high-net-worth individuals, trusts, estates, retirement plans, charitable organizations, and small businesses, as appropriate. Item 8 – Methods of Analysis, Investment Strategies, and Risk of Loss Methods of Analysis TriCord Advisors, Inc. utilizes a variety of investment analysis methods in developing investment recommendations for clients. These methods may include, among others, fundamental analysis, asset allocation strategies, and review of economic and market conditions. In certain cases, TriCord may rely on research, models, or analysis provided by third-party investment managers or investment platforms. While such information is believed to be reliable, TriCord does not independently verify all information provided by third parties. Investment Strategies Investment strategies are selected based on each client’s investment objectives, risk tolerance, time horizon, liquidity needs, and overall financial circumstances. Strategies may involve the use of diversified portfolios that include, but are not limited to, mutual funds, exchange-traded funds (ETFs), fixed income securities, and other investment vehicles.  For clients utilizing third-party investment managers or investment platforms, the investment strategies implemented are determined by the selected manager or program in accordance with the client’s agreed-upon investment guidelines. Clients may impose reasonable restrictions on investing in certain securities, asset classes, or industry sectors. Risk of Loss Investing in securities involves risk of loss that clients should be prepared to bear. Investment returns are not guaranteed, and past performance is not indicative of future results. Market conditions, economic factors, interest rate changes, inflation, and other factors may affect investment performance. Diversification and asset allocation strategies are intended to help manage risk but do not eliminate the risk of loss. Item 9 – Disciplinary Information TriCord Advisors, Inc. and its management personnel have no reportable disciplinary events. Item 10 – Other Financial Industry Activities & Affiliations Broker-Dealer Registration Christopher M. Marsh, Chief Compliance Officer and Senior Planner of TriCord Advisors, Inc., is also registered as a Registered Representative with Simplicity Investments, Inc., an unaffiliated broker-dealer. In this capacity, Mr. Marsh may recommend or implement brokerage transactions for which he receives compensation separate from advisory fees charged by TriCord Advisors, Inc. This dual registration creates a potential conflict of interest because Mr. Marsh has an incentive to recommend brokerage services or products that generate additional compensation. Clients are under no obligation to engage Mr. Marsh in his capacity as a registered representative or to effect securities transactions through Simplicity Investments, Inc. Clients may choose to engage any broker-dealer of their choosing. TriCord Advisors, Inc. seeks to mitigate this conflict through disclosure and by adhering to its fiduciary duty to act in the best interests of its clients.  Insurance Activities Certain associated persons of TriCord Advisors, Inc. are licensed insurance agents and may recommend insurance products, including fixed and indexed annuities. In connection with the placement of insurance products, such individuals may receive commissions or other compensation from insurance companies. This compensation is separate from advisory fees charged by TriCord Advisors, Inc. and presents a potential conflict of interest. Clients are under no obligation to purchase insurance products through TriCord or its associated persons and may purchase such products through other insurance agents or brokers. Third-Party Investment Managers and Platforms TriCord Advisors, Inc. may recommend unaffiliated third-party investment managers and investment advisory platforms, including Quorus, Inc., Portfolio Design Labs, and AssetMark, Inc., to manage or facilitate the management of client assets. TriCord does not receive compensation from these third-party managers or platforms based on the selection of any particular investment solution. However, the use of third-party managers or platforms may involve additional fees charged by those entities, which are disclosed in their respective disclosure documents. Custodial Relationships TriCord Advisors, Inc. primarily recommends Charles Schwab & Co., Inc. as a qualified custodian for client accounts. Schwab provides custodial and brokerage services and may provide TriCord with access to certain support services that assist in the operation of the advisory business. These services may create a potential conflict of interest because they benefit TriCord, but clients do not pay additional fees to TriCord for such services. Clients are not required to custody assets at Schwab and may select another qualified custodian, subject to TriCord’s ability to effectively manage the account. Item 11 – Code of Ethics, Participation or Interest in Client Transactions and Personal Trading TriCord Advisors, Inc. has adopted a Code of Ethics that sets forth standards of business conduct and is designed to comply with Rule 204A-1 under the Investment Advisers Act of 1940. The Code of Ethics is based on the principle that TriCord Advisors, Inc. and its personnel owe a fiduciary duty to  clients and must conduct their affairs, including personal securities transactions, in a manner that avoids actual or potential conflicts of interest. The Code of Ethics includes, among other things, policies and procedures governing personal securities trading by access persons, including requirements for initial and annual holdings reports and quarterly transaction reports. The Code also requires prior approval for participation in certain securities transactions, including investments in limited offerings and initial public offerings, and includes policies designed to prevent the misuse of material non-public information. TriCord Advisors, Inc. and its associated persons are prohibited from engaging in principal transactions and agency cross transactions with client accounts. A copy of the Code of Ethics is available to clients and prospective clients upon request and may be obtained by contacting TriCord Advisors, Inc. at 951-684-7011 or by email at Jeremiah@tricordadvisors.com. Item 12 – Brokerage Practices Selection of Broker-Dealers and Custodians TriCord Advisors, Inc. generally recommends that clients establish accounts with Charles Schwab & Co., Inc. (“Schwab”), a registered broker-dealer and member of FINRA and SIPC, to provide custodial and brokerage services. Schwab maintains custody of client assets and executes transactions for client accounts. Clients are not required to maintain accounts at Schwab and may select a different qualified custodian, subject to TriCord’s ability to effectively manage the account. Best Execution TriCord seeks to obtain best execution for client transactions, meaning the most favorable execution under the circumstances. In seeking best execution, TriCord considers a variety of factors, including execution capability, commission rates, responsiveness, financial responsibility, and the overall quality of services provided. While price is an important factor, it is not the sole consideration in determining best execution.  Soft Dollars and Economic Benefits Schwab provides TriCord with access to certain products and services that assist in the operation of TriCord’s advisory business. These services may include technology, research, compliance resources, and practice-management support. These services are generally provided without additional charge to TriCord. The availability of these services creates a potential conflict of interest because they benefit TriCord and may influence the recommendation of Schwab as a custodian. TriCord seeks to mitigate this conflict through disclosure and by adhering to its fiduciary duty to act in the best interests of its clients. Clients do not pay additional advisory fees to TriCord as a result of these services. Directed Brokerage TriCord generally does not permit clients to direct brokerage transactions to a particular broker-dealer. In the event a client directs brokerage, TriCord may be unable to achieve best execution, and the client may incur higher transaction costs or receive less favorable execution. Aggregation and Allocation of Trades TriCord may aggregate trades for client accounts when it believes that doing so is consistent with its duty to seek best execution and is fair and equitable to clients. When transactions are aggregated, orders are allocated among participating accounts in a manner that TriCord believes to be fair and reasonable under the circumstances. Use of Third-Party Investment Managers For accounts managed by third-party investment managers or investment platforms, including Quorus, Inc., Portfolio Design Labs, and AssetMark, Inc., brokerage practices are determined by the applicable manager or platform in accordance with their respective policies and procedures. Clients should refer to the applicable disclosure documents for additional information regarding brokerage practices and related costs.  Item 13 – Review of Accounts Account Reviews TriCord Advisors, Inc. provides ongoing investment advisory services on a discretionary basis and reviews client accounts on a continuous basis as part of its standard advisory services. Reviews are conducted to ensure that accounts remain consistent with the client’s investment objectives, risk tolerance, and overall financial circumstances. Accounts may also be reviewed more frequently when there are material changes in market conditions, a client’s financial situation, or upon client request. Review Personnel Account reviews are conducted by TriCord Advisors, Inc.’s investment advisory personnel, including portfolio managers and advisory representatives responsible for the client relationship. Review Reports Clients receive periodic account statements directly from the account custodian, which reflect account holdings, transactions, and balances. In addition, TriCord may provide clients with periodic performance reports or other account-related information, as agreed upon with the client. Item 14 – Client Referrals and Other Compensation TriCord Advisors, Inc. (“TriCord” or the “Firm”) may compensate third parties for client referrals and may also include testimonials or endorsements in its marketing materials, subject to applicable regulatory requirements. Referral and Lead-Generation Arrangements TriCord has entered into a lead-generation and referral arrangement pursuant to which a third party is compensated for referring clients to the Firm. Under this arrangement, the referring party receives compensation calculated as a percentage of the advisory fees paid by clients referred to TriCord. Clients referred under this arrangement do not pay higher advisory fees as a result of the referral compensation. TriCord provides referred clients with written disclosure describing the referral arrangement and the compensation paid, and obtains client acknowledgment of such disclosure, as required under applicable regulations.  Other than as described above, TriCord does not pay compensation to third parties for client referrals, nor does it receive compensation for referring clients to other investment advisers, broker-dealers, insurance companies, or investment platforms. Testimonials and Endorsements In addition to referral arrangements, TriCord may include client or non-client testimonials or endorsements in its marketing materials. Any testimonials or endorsements are used in accordance with Rule 206(4)-1 under the Investment Advisers Act of 1940 and are subject to required disclosure, oversight, and recordkeeping. Disclosures may include, as applicable: • Whether the testimonial or endorsement was provided by a client or non-client • Whether cash or non-cash compensation was provided • Any material conflicts of interest associated with the testimonial or endorsement TriCord maintains reasonable oversight of testimonials and endorsements to ensure compliance with applicable regulatory requirements. Item 15 – Custody TriCord Advisors, Inc. does not maintain physical custody of client funds or securities. However, TriCord is deemed to have custody of client assets in certain limited circumstances, as described below. Fee Deduction Authority TriCord is deemed to have custody of client assets because it is authorized to deduct advisory fees directly from client accounts. Client assets are maintained with qualified custodians, generally Charles Schwab & Co., Inc. (“Schwab”), which provide clients with periodic account statements showing account holdings, transactions, and balances. Clients are urged to carefully review custodial statements and compare them with any reports provided by TriCord. TriCord only deducts advisory fees that are disclosed in the client’s advisory agreement and in Item 5 of this brochure.  Bill-Paying Services TriCord is also deemed to have custody of client assets when it provides bill-paying and other administrative services on behalf of certain clients. These services are provided pursuant to written client authorization and are subject to internal controls and oversight. Additional Custody Relationships TriCord Advisors, Inc. is also deemed to have custody of client assets in certain additional circumstances. Specifically, TriCord serves as the investment manager for the TriCord 401(k) Profit Sharing Plan, and Randy Barkley, an associated person of TriCord Advisors, Inc., serves as trustee for certain client trusts for which TriCord provides investment management services. Safeguards and Surprise Examination Because TriCord is deemed to have custody of client assets in these limited circumstances, the Firm is subject to a surprise examination by an independent public accountant, as required by the Custody Rule. Custodial Statements For accounts custodied with qualified custodians, clients receive account statements directly from the custodian at least quarterly. Clients should carefully review custodial statements and promptly notify TriCord of any discrepancies or concerns. Item 16 – Investment Discretion TriCord Advisors, Inc. provides investment advisory services on a discretionary basis. Clients grant TriCord the authority to determine the securities to be bought or sold, the amount of securities to be bought or sold, and the broker or dealer through which transactions are effected, without obtaining prior consent for each transaction. The scope of TriCord’s discretionary authority is defined in the client’s written advisory agreement and may be subject to client-imposed restrictions. Clients may place reasonable limitations on investing in certain securities, asset classes, or industry sectors, provided such restrictions are communicated in writing.  Item 17 – Voting Client Securities TriCord Advisors, Inc. does not accept or exercise authority to vote client securities (proxy voting). Clients retain full responsibility for voting proxies and for receiving and responding to proxy solicitations. We do not offer any consulting assistance regarding proxy issues to clients. Item 18 – Financial Information TriCord Advisors, Inc. is not required to provide a balance sheet under this Item because the firm does not require prepayment of advisory fees six months or more in advance in excess of $1,200. TriCord Advisors, Inc. does not have any financial condition that is reasonably likely to impair its ability to meet contractual commitments to clients. 

Randy K. Barkley – ADV Part 2B Part 2B of Form ADV – Brochure Supplement TriCord Advisors, Inc. 6772 Magnolia Ave Riverside, CA 92506 Phone: 951-684-7011 Date: March 31, 2026 Brochure Supplement – Randy K. Barkley This brochure supplement provides information about Randy K. Barkley that supplements the TriCord Advisors, Inc. brochure. Additional information is available on the SEC’s website at www.adviserinfo.sec.gov. Item 2 – Educational Background and Business Experience Full Legal Name: Randy K. Barkley Year of Birth: 1952 Education South Dakota State University Pillsbury Baptist College Business Experience (Past Five Years) TriCord Advisors, Inc. – Chief Growth Officer, January 2024 to Present TriCord Advisors, Inc. – President and Financial Advisor, January 2021 to December 2023 Professional Designations Certified Financial Planner™ (CFP®) Item 3 – Disciplinary Information Randy K. Barkley has no reportable disciplinary history. Item 4 – Other Business Activities Investment-Related Activities Insurance Activities Randy K. Barkley is licensed as an insurance agent and may receive commissions in connection with the sale of insurance products, including life insurance and annuity products. This creates a conflict of interest, as Mr. Barkley has a financial incentive to recommend insurance products based on the  compensation received. Clients are under no obligation to purchase insurance products through Mr. Barkley. Real Estate Activities Randy K. Barkley is also licensed as a real estate agent and may receive compensation in connection with real estate transactions. This activity presents a potential conflict of interest. Trustee and Fiduciary Activities Randy K. Barkley serves as trustee for a limited number of client trusts and fiduciary accounts. In this capacity, he may have fiduciary responsibility over certain trust assets, which may include oversight of bank accounts, real property, and other non-investment assets, depending on the terms of the applicable trust documents. TriCord Advisors, Inc. may provide investment advisory services to certain trust accounts for which Mr. Barkley serves as trustee; however, TriCord does not manage all assets held within such trusts. TriCord’s investment advisory services are limited to assets held at Charles Schwab & Co., Inc. or another qualified custodian and are provided pursuant to a separate Investment Management Agreement. Mr. Barkley’s trustee services are provided in his individual capacity and are not offered as an advisory service of TriCord Advisors, Inc. Clients are not required to appoint Mr. Barkley as trustee and may select an independent trustee or fiduciary of their choosing. Serving as trustee presents a potential conflict of interest because Mr. Barkley may have fiduciary authority over trust assets while TriCord Advisors, Inc. provides investment advisory services to certain trust accounts. TriCord manages this potential conflict through disclosure, supervision, and ongoing compliance oversight. Mr. Barkley’s trustee services are performed in his individual capacity and are separate from the investment advisory services provided by TriCord Advisors, Inc. Item 5 – Additional Compensation Randy K. Barkley may receive commissions from insurance product sales as described above. He does not receive any economic benefit from any person who is not an advisory client for providing advisory services, other than as disclosed. Item 6 – Supervision Randy K. Barkley is supervised by Christopher M. Marsh, Chief Compliance Officer of TriCord Advisors, Inc., who can be reached at 951-684-7011. 

Laura E. Lee – ADV Part 2B Part 2B of Form ADV – Brochure Supplement TriCord Advisors, Inc. 6772 Magnolia Ave Riverside, CA 92506 Phone: 951-684-7011 Date: March 31, 2026 Brochure Supplement – Laura E. Lee This brochure supplement provides information about Laura E. Lee that supplements the TriCord Advisors, Inc. brochure. Additional information about Laura E. Lee is available on the SEC’s website at www.adviserinfo.sec.gov Item 2 – Educational Background and Business Experience Full Legal Name: Laura E. Lee Year of Birth: 1983 Education California Lutheran University – Master of Business Administration, 2023 University of California, Berkeley – Bachelor of Arts, English Literature, 2006 Business Experience TriCord Advisors, Inc. – Financial Advisor, September 2023 to Present Professional Designations Certified Financial Planner™ (CFP®) Item 3 – Disciplinary Information Laura E. Lee has no reportable disciplinary history. Item 4 – Other Business Activities Laura E. Lee is not engaged in any other investment-related or non-investment-related business activities. Item 5 – Additional Compensation Laura E. Lee does not receive any economic benefit from any person who is not an advisory client for providing advisory services.  Item 6 – Supervision Laura E. Lee is supervised by Christopher M. Marsh, Chief Compliance Officer of TriCord Advisors, Inc., who can be reached at 951-684-7011. 

Jeremiah J. Lee – ADV Part 2B Part 2B of Form ADV – Brochure Supplement TriCord Advisors, Inc. 6772 Magnolia Ave Riverside, CA 92506 Phone: 951-684-7011 Date: March 31, 2026 Brochure Supplement – Jeremiah J. Lee This brochure supplement provides information about Jeremiah J. Lee that supplements the TriCord Advisors, Inc. brochure. You should have received a copy of that brochure. Additional information about Jeremiah J. Lee is available on the SEC’s website at www.adviserinfo.sec.gov. Item 2 – Educational Background and Business Experience Full Legal Name: Jeremiah J. Lee Year of Birth: 1983 Education Pepperdine University – Juris Doctor, 2012 University of California, Berkeley – Bachelor of Science, Business Administration, 2007 Business Experience TriCord Advisors, Inc. – Chief Executive Officer and Financial Advisor, January 2020 to Present TriCord Legal Services, Inc. – Attorney, January 2020 to Present Professional Designations Certified Financial Planner™ (CFP®), 2022 Item 3 – Disciplinary Information Jeremiah J. Lee has no reportable disciplinary history. Item 4 – Other Business Activities Jeremiah J. Lee is licensed to practice law in the State of California. Legal services provided by Jeremiah J. Lee are offered through a separate entity and may be billed separately from advisory services provided by TriCord Advisors, Inc. Advisory clients are under no obligation to engage Mr. Lee for legal services. Item 5 – Additional Compensation  Jeremiah J. Lee does not receive any economic benefit from any person who is not an advisory client for providing advisory services. Item 6 – Supervision Jeremiah J. Lee is supervised by Christopher M. Marsh, Chief Compliance Officer of TriCord Advisors, Inc., who can be reached at 951-684-7011. 

Joseph F. Lyons, Jr. – ADV Part 2B Part 2B of Form ADV – Brochure Supplement TriCord Advisors, Inc. 6772 Magnolia Ave Riverside, CA 92506 Phone: 951-684-7011 Date: March 31, 2026 Brochure Supplement – Joseph F. Lyons, Jr. This brochure supplement provides information about Joseph F. Lyons, Jr. that supplements the TriCord Advisors, Inc. brochure. Additional information is available on the SEC’s website at www.adviserinfo.sec.gov. Item 2 – Educational Background and Business Experience Full Legal Name: Joseph F. Lyons, Jr. Year of Birth: 1949 Education Claremont Graduate University – Master of Arts, Business, 1984 National University – Master of Business Administration, Business Administration, 1978 Villanova University – Bachelor of Arts, Liberal Arts, 1971 Business Experience TriCord Advisors, Inc. – Investment Adviser Representative, November 2010 to Present Professional Designations Certified Financial Planner™ (CFP®), 2007 Item 3 – Disciplinary Information Joseph F. Lyons, Jr. has no reportable disciplinary history. Item 4 – Other Business Activities Joseph F. Lyons, Jr. is not engaged in any other investment-related or non-investment-related business activities. Item 5 – Additional Compensation Joseph F. Lyons, Jr. does not receive any economic benefit from any person who is not an advisory client for providing advisory services.  Item 6 – Supervision Joseph F. Lyons, Jr. is supervised by Christopher M. Marsh, Chief Compliance Officer of TriCord Advisors, Inc., who can be reached at 951-684-7011. 

Christopher M. Marsh – ADV Part 2B Part 2B of Form ADV – Brochure Supplement TriCord Advisors, Inc. 6772 Magnolia Ave Riverside, CA 92506 Phone: 951-684-7011 Date: March 31, 2026 Brochure Supplement – Christopher M. Marsh This brochure supplement provides information about Christopher M. Marsh that supplements the TriCord Advisors, Inc. brochure. You should have received a copy of that brochure. Please contact TriCord Advisors, Inc. at 951-684-7011 if you did not receive the brochure or if you have any questions about the contents of this supplement. Additional information about Christopher M. Marsh is available on the SEC’s website at www.adviserinfo.sec.gov. Item 2 – Educational Background and Business Experience Full Legal Name: Christopher M. Marsh Year of Birth: 1978 Education University of Phoenix – Bachelor of Science, Business Accounting, 2012 Professional Golfers Career College – Associate of Science, Professional Golf Management, 2007 Business Experience TriCord Advisors, Inc. – Chief Compliance Officer and Director of Operations, August 2012 to Present Professional Designations Certified Financial Planner™ (CFP®), 2018 Item 3 – Disciplinary Information Christopher M. Marsh has no reportable disciplinary history. Item 4 – Other Business Activities  Investment-Related Activities Christopher M. Marsh is also registered as a Registered Representative with Simplicity Investments, Inc., an unaffiliated broker-dealer. In this capacity, he may receive compensation separate from advisory fees charged by TriCord Advisors, Inc., which creates a conflict of interest. Clients are under no obligation to engage Mr. Marsh in this capacity or to effect transactions through any particular broker-dealer. Item 5 – Additional Compensation Christopher M. Marsh does not receive any economic benefit from any person who is not an advisory client for providing advisory services. Item 6 – Supervision Christopher M. Marsh is supervised by Jeremiah J. Lee, Chief Executive Officer of TriCord Advisors, Inc., who can be reached at 951-684-7011.