Overview
- Headquarters
- Knoxville, TN
- Total Firm Assets
- $1.2 billion
- Average High-Net-Worth Client Portfolio Size
- $2.0 million
- Stated Minimum Account Size
- $50,000
Fee Disclosure
Source: ADV PART 2A (2026-09-27)
· View brochure text
Latest filing: ADV PART 2 APPENDIX 1 (2026-09-27)
· View brochure text
| Min | Max | Disclosed Annual Rate |
|---|---|---|
| $0 | $100,000 | 2.00% |
| $100,001 | $300,000 | 1.75% |
| $300,001 | $750,000 | 1.50% |
| $750,001 | $1,500,000 | 1.25% |
| $1,500,001 | and above | 1.00% |
Estimated Annual Advisory Fees
| Portfolio Value | Estimated Annual Fee | Effective Fee Rate |
|---|---|---|
| $1 million | $15,375 | 1.54% |
| $5 million | $56,625 | 1.13% |
| $10 million | $106,625 | 1.07% |
| $50 million | $506,625 | 1.01% |
| $100 million | $1,006,625 | 1.01% |
Actual fees may vary; other investment costs may apply.
Clients
- High-Net-Worth Share of Firm Assets
- 60.24%
- Number of High-Net-Worth Clients
- 355
- Total Client Accounts
- 5,057
- Discretionary Accounts
- 5,015
- Non-Discretionary Accounts
- 42
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Pension Consulting, Investment Advisor Selection, Educational Seminars
Regulatory Filings
- SEC CRD Number
- 160321
- ADV PART 2A (2026-09-27) (fee schedule source) · View brochure text
- ADV PART 2 APPENDIX 1 (2026-09-27) · View brochure text
View firm on SEC ↗ · Current Form ADV (PDF) ↗