Overview
- Headquarters
- Skokie, IL
- Average Client Assets
- $1.0 million
- Minimum Account Size
- $100,000
- SEC CRD Number
- 118025
Fee Structure
Primary Fee Schedule (UHLMANN INVESTMENT MANAGEMENT ADV II 11/05/2025)
| Min | Max | Marginal Fee Rate |
|---|---|---|
| $0 | $2,000,000 | 1.75% |
| $2,000,001 | $3,000,000 | 1.50% |
| $3,000,001 | $4,000,000 | 1.25% |
| $4,000,001 | and above | 1.00% |
Illustrative Fee Rates
| Total Assets | Annual Fees | Average Fee Rate |
|---|---|---|
| $1 million | $17,500 | 1.75% |
| $5 million | $72,500 | 1.45% |
| $10 million | $122,500 | 1.22% |
| $50 million | $522,500 | 1.04% |
| $100 million | $1,022,500 | 1.02% |
Clients
- HNW Share of Firm Assets
- 87.22%
- Total Client Accounts
- 460
- Discretionary Accounts
- 397
- Non-Discretionary Accounts
- 63
Services Offered
Services: Portfolio Management for Individuals, Investment Advisor Selection
Regulatory Filings
Additional Brochure: MATTHEW BARBERA (2026-03-24)
View Document Text
Item 1
Uhlmann Investment Management, L.L.C.
5202 Old Orchard Road
Suite 250
Skokie, IL 60077
312-264-4400
BROCHURE SUPPLEMENT
FOR
Matthew Barbera Registered
Investment Advisor Securities and
Exchange Commission Form ADV Part
2B
Dated March 24, 2026
This brochure supplement provides information about Matthew Barbera that supplements the
Uhlmann Investment Management, L.L.C. brochure. You should have received a copy of
that brochure. Please contact James Baer or Alan Konn, at the number above if you did not
receive Uhlmann Investment Management, L.L.C.’s brochure or if you have any questions
about the contents of this supplement. Registration does not imply a certain level of skill or
training. Additional information about Maureen Mackowski is available on the SEC’s website
at www.adviserinfo.sec.gov.
Matthew Barbera
Item 2
YOB 1970
Education: Indiana State University BS, Finance
Business Background:
• OneDigital/Veritas Retirement Consultants VP, Retirement Plans 2016-2025
• Arthur J Gallagher/ Gardner & White VP, National Sales 2008-2016
• TIAA-CREF- Institutional Consultant 2002-2008
Item 3
Disciplinary Information- Mr. Barbera has no disciplinary information to report.
Item 4
Outside Business Activity – Mr. Barbera has no Outside Business Activities
Item 5
Additional Compensation- Mr. Barbera has no additional compensation to report.
Item 6
James Baer, designated principal of UIM supervises Mr. Barbera by holding regular compliance
meetings, reviewing client reports, emails and daily trading as well as the employee’s personal
securities transactions and portfolio reports. Mr. Baer can be reached at 312-264-4343.
Item 7
Mr. Barbera has never been involved in/with, or been accused nor found liable for any of the
following:
1. An award or otherwise being found liable in an arbitration claim alleging damages in
excess of $2,500, involving any of the following:
(a) An investment or investment-related business or activity;
(b) Fraud, false statement(s) or omissions;
(c) Theft, embezzlement, or other wrongful taking of property;
(d) Bribery, forgery, counterfeiting, or extortion; or
(e) Dishonest, unfair, or unethical practices.
2. An award or otherwise being found liable in a civil, self-regulatory organization, or
administrative proceeding involving any of the following:
(a) An investment or investment-related business activity;
(b) Fraud, false statement(s) or omissions;
(c) Theft, embezzlement, or other wrongful taking of property;
(d) Bribery, forgery, counterfeiting, or extortion; or
(e) Dishonest, unfair, or unethical practices.
Mr. Barbera has not been the subject of a bankruptcy petition.