Overview

Assets Under Management: $273 million
Headquarters: SKOKIE, IL
High-Net-Worth Clients: 227
Average Client Assets: $1.0 million

Frequently Asked Questions

UHLMANN INVESTMENT MANAGEMENT, L.L.C. charges 1.75% on the first $2 million, 1.50% on the next $3 million, 1.25% on the next $4 million, 1.00% on all assets according to their SEC Form ADV filing. See complete fee breakdown ↓

Yes. As an SEC-registered investment advisor (CRD #118025), UHLMANN INVESTMENT MANAGEMENT, L.L.C. is subject to fiduciary duty under federal law.

UHLMANN INVESTMENT MANAGEMENT, L.L.C. is headquartered in SKOKIE, IL.

UHLMANN INVESTMENT MANAGEMENT, L.L.C. serves 227 high-net-worth clients according to their SEC filing dated February 03, 2026. View client details ↓

According to their SEC Form ADV, UHLMANN INVESTMENT MANAGEMENT, L.L.C. offers portfolio management for individuals and selection of other advisors. View all service details ↓

UHLMANN INVESTMENT MANAGEMENT, L.L.C. manages $273 million in client assets according to their SEC filing dated February 03, 2026.

According to their SEC Form ADV, UHLMANN INVESTMENT MANAGEMENT, L.L.C. serves high-net-worth individuals. View client details ↓

Services Offered

Services: Portfolio Management for Individuals, Investment Advisor Selection

Fee Structure

Primary Fee Schedule (UHLMANN INVESTMENT MANAGEMENT ADV II 11/05/2025)

MinMaxMarginal Fee Rate
$0 $2,000,000 1.75%
$2,000,001 $3,000,000 1.50%
$3,000,001 $4,000,000 1.25%
$4,000,001 and above 1.00%
Illustrative Fee Rates
Total AssetsAnnual FeesAverage Fee Rate
$1 million $17,500 1.75%
$5 million $72,500 1.45%
$10 million $122,500 1.22%
$50 million $522,500 1.04%
$100 million $1,022,500 1.02%

Clients

Number of High-Net-Worth Clients: 227
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 87.22%
Average Client Assets: $1.0 million
Total Client Accounts: 460
Discretionary Accounts: 397
Non-Discretionary Accounts: 63
Minimum Account Size: $100,000
Note on Minimum Client Size: $100,000

Regulatory Filings

CRD Number: 118025
Filing ID: 2048218
Last Filing Date: 2026-02-03 09:18:04

Form ADV Documents

Additional Brochure: BAER_ADV PART 2B (2026-01-05)

View Document Text
James Baer, President YOB: 1942 Education: Cornell University, B.C.E. Civil Engineer Business Background: • Uhlmann Investment Management, LLC, President 01/2001 - Present • Uhlmann Price Securities, L.L.C., President 01/2001 - Present • Expert Witness, FINRA Arbitration 1998 - Present • Exchange Analytics, Founder 1994 - 2003 • Chicago Board of Trade, Member and Trader 1979 - 1997 • Merrill Lynch, Branch Manager 1976 - 1979 • Merrill Lynch, Account Executive 1969 - 1976 Disciplinary Information – Mr. Baer has no disciplinary information to report. Outside Business Activities – Mr. Baer is President of the Firm, and of Uhlmann Price Securities. He is an owner of UPS Holdings, L.L.C., and a FINRA registered representative with Uhlmann Price Securities. Since 4/7/2016 Mr. Baer has been a FINRA Arbitrator. Additional Compensation – Mr. Baer has no additional compensation to report.

Additional Brochure: THOMAS LANGER (2026-01-05)

View Document Text
Thomas Langer – Investment Advisor YOB 1987 Education: University of South Carolina, Bachelor of Arts, Political Science Business Background: • Raymond James Financial Services Advisors, Inc, Investment Advisor Representative, 10/2022 - 12/2025 • Raymond James Financial Services, Inc., Registered Representative, 10/2022- 12/2025 • Langer Wealth Solutions, Advisor, DBA/Support Company, 10/2022 – Present • Jax Federal Credit Union, Financial Advisor, 05/2016 – 10/2022 • LPL Financial LLC., Registered Representative, 05/2016-10/2022 Disciplinary Information – Mr. Langer has no disciplinary information to report Outside Business Activities • Langer Wealth Solutions - Advisor (Support Company) Langer, LLC - Owner • Langer 2, LLC – Owner