Overview
Assets Under Management: $10.6 billion
Headquarters: SCOTTSDALE, AZ
High-Net-Worth Clients: 4,148
Average Client Assets: $1 million
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Pension Consulting, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 4,148
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 42.37
Average High-Net-Worth Client Assets: $1 million
Total Client Accounts: 41,834
Discretionary Accounts: 1,140
Non-Discretionary Accounts: 40,694
Regulatory Filings
CRD Number: 20804
Filing ID: 1999804
Last Filing Date: 2025-06-24 18:28:00
Website: https://upfsa.com