Overview
Assets Under Management: $204 million
Headquarters: TRAVERSE CITY, MI
High-Net-Worth Clients: 57
Average Client Assets: $2.3 million
Frequently Asked Questions
UP NORTH FINANCIAL, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #150996), UP NORTH FINANCIAL, LLC is subject to fiduciary duty under federal law.
UP NORTH FINANCIAL, LLC is headquartered in TRAVERSE CITY, MI.
UP NORTH FINANCIAL, LLC serves 57 high-net-worth clients according to their SEC filing dated March 27, 2026. View client details ↓
According to their SEC Form ADV, UP NORTH FINANCIAL, LLC offers financial planning and portfolio management for individuals. View all service details ↓
UP NORTH FINANCIAL, LLC manages $204 million in client assets according to their SEC filing dated March 27, 2026.
According to their SEC Form ADV, UP NORTH FINANCIAL, LLC serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals
Clients
Number of High-Net-Worth Clients: 57
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 65.72%
Average Client Assets: $2.3 million
Total Client Accounts: 1,065
Discretionary Accounts: 1,064
Non-Discretionary Accounts: 1
Regulatory Filings
CRD Number: 150996
Filing ID: 2073429
Last Filing Date: 2026-03-27 15:49:10