Overview
Assets Under Management: $154 million
Headquarters: DALLAS, TX
High-Net-Worth Clients: 92
Average Client Assets: $1.5 million
Frequently Asked Questions
UPTOWN CAPITAL ADVISORS is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #171401), UPTOWN CAPITAL ADVISORS is subject to fiduciary duty under federal law.
UPTOWN CAPITAL ADVISORS is headquartered in DALLAS, TX.
UPTOWN CAPITAL ADVISORS serves 92 high-net-worth clients according to their SEC filing dated March 06, 2026. View client details ↓
According to their SEC Form ADV, UPTOWN CAPITAL ADVISORS offers financial planning, portfolio management for individuals, and portfolio management for institutional clients. View all service details ↓
UPTOWN CAPITAL ADVISORS manages $154 million in client assets according to their SEC filing dated March 06, 2026.
According to their SEC Form ADV, UPTOWN CAPITAL ADVISORS serves high-net-worth individuals and institutional clients. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients
Clients
Number of High-Net-Worth Clients: 92
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 89.16%
Average Client Assets: $1.5 million
Total Client Accounts: 250
Discretionary Accounts: 250
Regulatory Filings
CRD Number: 171401
Filing ID: 2065242
Last Filing Date: 2026-03-06 15:40:34