Overview
Assets Under Management: $2.6 billion
Headquarters: HOUSTON, TX
High-Net-Worth Clients: 1,275
Average Client Assets: $0.8 million
Frequently Asked Questions
USCA RIA LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #152170), USCA RIA LLC is subject to fiduciary duty under federal law.
USCA RIA LLC is headquartered in HOUSTON, TX.
USCA RIA LLC serves 1,275 high-net-worth clients according to their SEC filing dated August 02, 2018. View client details ↓
According to their SEC Form ADV, USCA RIA LLC offers financial planning, portfolio management for individuals, portfolio management for institutional clients, pension consulting services, selection of other advisors, and educational seminars and workshops. View all service details ↓
USCA RIA LLC manages $2.6 billion in client assets according to their SEC filing dated August 02, 2018.
According to their SEC Form ADV, USCA RIA LLC serves high-net-worth individuals, institutional clients, and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Pension Consulting, Investment Advisor Selection, Educational Seminars
Clients
Number of High-Net-Worth Clients: 1,275
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 37.55%
Average Client Assets: $0.8 million
Total Client Accounts: 5,258
Discretionary Accounts: 2,870
Non-Discretionary Accounts: 2,388
Regulatory Filings
CRD Number: 152170
Filing ID: 1232763
Last Filing Date: 2018-08-02 11:37:00