Overview
Assets Under Management: $187 million
Headquarters: VANCOUVER, WA
High-Net-Worth Clients: 62
Average Client Assets: $3 million
Frequently Asked Questions
UTA LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #315427), UTA LLC is subject to fiduciary duty under federal law.
UTA LLC is headquartered in VANCOUVER, WA.
UTA LLC serves 62 high-net-worth clients according to their SEC filing dated February 06, 2025. View client details ↓
According to their SEC Form ADV, UTA LLC offers financial planning, portfolio management for individuals, and educational seminars and workshops. View all service details ↓
UTA LLC manages $187 million in client assets according to their SEC filing dated February 06, 2025.
According to their SEC Form ADV, UTA LLC serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Educational Seminars
Clients
Number of High-Net-Worth Clients: 62
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 85.21
Average High-Net-Worth Client Assets: $3 million
Total Client Accounts: 257
Discretionary Accounts: 187
Non-Discretionary Accounts: 70
Regulatory Filings
CRD Number: 315427
Last Filing Date: 2025-02-06 00:00:00
Website: https://uptownadv.com