Overview
Assets Under Management: $1.2 billion
Headquarters: LODI, CA
High-Net-Worth Clients: 351
Average Client Assets: $1 million
Frequently Asked Questions
VALLEY WEALTH STRATEGIES, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #289737), VALLEY WEALTH STRATEGIES, LLC is subject to fiduciary duty under federal law.
VALLEY WEALTH STRATEGIES, LLC is headquartered in LODI, CA.
VALLEY WEALTH STRATEGIES, LLC serves 351 high-net-worth clients according to their SEC filing dated November 05, 2025. View client details ↓
According to their SEC Form ADV, VALLEY WEALTH STRATEGIES, LLC offers financial planning, portfolio management for individuals, and selection of other advisors. View all service details ↓
VALLEY WEALTH STRATEGIES, LLC manages $1.2 billion in client assets according to their SEC filing dated November 05, 2025.
According to their SEC Form ADV, VALLEY WEALTH STRATEGIES, LLC serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 351
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 32.22
Average High-Net-Worth Client Assets: $1 million
Total Client Accounts: 8,131
Discretionary Accounts: 849
Non-Discretionary Accounts: 7,282
Regulatory Filings
CRD Number: 289737
Filing ID: 2021439
Last Filing Date: 2025-11-05 13:18:38
Website: 19