Overview
Assets Under Management: $280 million
Headquarters: RIDGEWOOD, NJ
High-Net-Worth Clients: 60
Average Client Assets: $3 million
Frequently Asked Questions
VAUGHAN AND COMPANY SECURITIES, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #18826), VAUGHAN AND COMPANY SECURITIES, INC. is subject to fiduciary duty under federal law.
VAUGHAN AND COMPANY SECURITIES, INC. is headquartered in RIDGEWOOD, NJ.
VAUGHAN AND COMPANY SECURITIES, INC. serves 60 high-net-worth clients according to their SEC filing dated February 18, 2025. View client details ↓
According to their SEC Form ADV, VAUGHAN AND COMPANY SECURITIES, INC. offers financial planning, portfolio management for individuals, pension consulting services, and selection of other advisors. View all service details ↓
VAUGHAN AND COMPANY SECURITIES, INC. manages $280 million in client assets according to their SEC filing dated February 18, 2025.
According to their SEC Form ADV, VAUGHAN AND COMPANY SECURITIES, INC. serves high-net-worth individuals and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Pension Consulting, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 60
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 64.29
Average High-Net-Worth Client Assets: $3 million
Total Client Accounts: 458
Discretionary Accounts: 448
Non-Discretionary Accounts: 10
Regulatory Filings
CRD Number: 18826
Last Filing Date: 2025-02-18 00:00:00
Website: https://vaughanandco.com