Overview
Assets Under Management: $1.7 billion
Headquarters: MIAMI, FL
High-Net-Worth Clients: 783
Average Client Assets: $873,811
Services Offered
Services: Portfolio Management for Individuals
Clients
Number of High-Net-Worth Clients: 783
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 40.42
Average High-Net-Worth Client Assets: $873,811
Total Client Accounts: 1,833
Discretionary Accounts: 1,564
Non-Discretionary Accounts: 269
Regulatory Filings
CRD Number: 147129
Filing ID: 2010052
Last Filing Date: 2025-08-18 09:04:00
Website: https://vectorglobalwmg.com
Form ADV Documents
Additional Brochure: FORM ADV PART 2A BROCHURE 09-05-2025 (2025-09-05)
View Document Text
VECTORGLOBAL IAG, INC.
1001 Brickell Bay Drive, Suite 1900
Miami, Florida 33131
Phone: 305.350.3350
Fax: 877.350.7494
09/05/2025
FORM ADV PART 2A
BROCHURE
This Brochure provides information about the qualifications and business practices of
VectorGlobal IAG, Inc. If you have any questions about the contents of this brochure, please
contact us at 305.350.3350. The information in this brochure has not been approved or verified
by the United States Securities and Exchange Commission or by any state securities authority.
Additional information about VectorGlobal IAG, Inc. is also available on the SEC's website at
www.adviserinfo.sec.gov. The searchable IARD/CRD number for VectorGlobal IAG, Inc. is
147129.
VectorGlobal IAG, Inc. is a Registered Investment Adviser. Registration with the United States
Securities and Exchange Commission or any state securities authority does not imply a certain
level of skill or training.
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TABLE OF CONTENTS:
VectorGlobal IAG, Inc............................................................................................................. 1
FORM ADV PART 2A .............................................................................................................. 2
ITEM 1 DEFINITION Of Terms ................................................................................................. 7
ITEM 2 PORTFOLIO Management Services .............................................................................. 7
ITEM 3 ADVISORY Business - Minimum Investment & Annual Fees ......................................... 7
ITEM 4 ASSETS under Management ....................................................................................... 9
ITEM 5 FEES And Compensation ............................................................................................. 9
ITEM 6: Performance-Based Fees And Side-By-Side Management ........................................... 9
ITEM 7: Types of Clients ....................................................................................................... 10
ITEM 8: Methods Of Analysis, Investment Strategies And Risk Of Loss .................................. 10
ITEM 9: Disciplinary Information .......................................................................................... 14
Item 12: Brokerage Practices ............................................................................................... 15
Item 13: Review of Accounts ................................................................................................ 16
Item 14: Client Referrals and Other Compensation ............................................................... 16
Item 15: Custody.................................................................................................................. 16
Item 16: Investment Discretion ............................................................................................ 17
Item 17: Voting Client Securities ..................................................................................... 17
Item 18: Financial Information ........................................................................................ 17
Item 19: Additional Information ...................................................................................... 17
FORM ADV PART 2B ............................................................................................................ 19
SUPERVISED PERSON BROCHURE SUPPLEMENT ................................................................... 19
Carlos E. Gadala-Maria ........................................................................................................ 20
CEO, Principal Executive Officer .................................................................................................... 20
Item 2 Educational Background and Business Experience ............................................................... 21
Juan Manuel De Los Reyes Cordova ..................................................................................... 22
Strategy & Product Director .......................................................................................................... 22
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Item 2 Educational Background and Business Experience ............................................................... 23
Claudia M.P. Batlle .............................................................................................................. 24
Chief Investment Officer ............................................................................................................... 24
Item 2 Educational Background and Business Experience ............................................................... 25
Eric Ureña ........................................................................................................................... 28
Management Person .................................................................................................................... 28
Item 2 Educational Background and Business Experience ............................................................... 29
Antonio Fernandez .............................................................................................................. 30
Investment Adviser Representative ............................................................................................... 30
Item 2 Educational Background and Business Experience ............................................................... 31
Monica Cleves ..................................................................................................................... 32
Investment Adviser Representative ............................................................................................... 32
Item 2 Educational Background and Business Experience ............................................................... 33
Carlos Morales .................................................................................................................... 34
Investment Adviser Representative ............................................................................................... 34
Item 2 Educational Background and Business Experience ............................................................... 35
Felipe H. Valbuena, CFP® ..................................................................................................... 36
Investment Adviser Representative ............................................................................................... 36
Item 2 Educational Background and Business Experience ............................................................... 37
Jose Antonio Roca ............................................................................................................... 39
Investment Adviser Representative ............................................................................................... 39
Item 2 Educational Background and Business Experience ............................................................... 40
Maria Pia Acevez ................................................................................................................. 41
Investment Adviser Representative ............................................................................................... 41
Item 2 Educational Background and Business Experience ............................................................... 42
Carlos Schwarz Kleyman ...................................................................................................... 43
Investment Adviser Representative ............................................................................................... 43
Item 2 Educational Background and Business Experience ............................................................... 44
Juan Manuel Ramos Fernandez............................................................................................ 45
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Investment Adviser Representative ............................................................................................... 45
Item 2 Educational Background and Business Experience ............................................................... 46
Michael F. Ricciardi .............................................................................................................. 47
Investment Adviser Representative ............................................................................................... 47
Item 2 Educational Background and Business Experience ............................................................... 48
Paulina Merino .................................................................................................................... 49
Investment Adviser Representative ............................................................................................... 49
Item 2 Educational Background and Business Experience ............................................................... 50
Andres Silva ........................................................................................................................ 51
Investment Adviser Representative ............................................................................................... 51
Item 2 Educational Background and Business Experience ............................................................... 52
Javier Augusto Soria ............................................................................................................ 53
Investment Adviser Representative ............................................................................................... 53
Item 2 Educational Background and Business Experience ............................................................... 54
Gibran Jose Abdala Hadad ................................................................................................... 55
Investment Adviser Representative ............................................................................................... 55
Item 2 Educational Background and Business Experience ............................................................... 56
Juan Carlos Sanchez Costes .................................................................................................. 57
Investment Adviser Representative ............................................................................................... 57
Item 2 Educational Background and Business Experience ............................................................... 58
Andre Filipe Da Silva Reid .................................................................................................... 59
Investment Adviser Representative ............................................................................................... 59
Item 2 Educational Background and Business Experience ............................................................... 60
Andrea Narbona Letelier ..................................................................................................... 61
Investment Representative ........................................................................................................... 61
Item 2 Educational Background and Business Experience ............................................................... 62
Cristina Torres Dager ........................................................................................................... 63
Investment Adviser Representative ............................................................................................... 63
Item 2 Educational Background and Business Experience ............................................................... 64
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Simon Correa ....................................................................................................................... 65
Investment Adviser Representative ............................................................................................... 65
Item 2 Educational Background and Business Experience ............................................................... 66
Gilherme Andre Dos Santos ................................................................................................. 67
Investment Adviser Representative ............................................................................................... 67
Item 2 Educational Background and Business Experience ............................................................... 68
Santiago Peña Diaz .............................................................................................................. 69
Investment Adviser Representative ............................................................................................... 69
Item 2 Educational Background and Business Experience ............................................................... 70
Felipe Gomez Gutierrez ........................................................................................................ 71
Investment Adviser Representative ............................................................................................... 71
Item 2 Educational Background and Business Experience ............................................................... 72
Ammar Abu-Lughod ............................................................................................................ 73
Investment Adviser Representative ............................................................................................... 73
Item 2 Educational Background and Business Experience ............................................................... 74
Isaac Wolf ........................................................................................................................... 75
Investment Adviser Representative ............................................................................................... 75
Item 2 Educational Background and Business Experience ............................................................... 76
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VectorGlobal IAG, Inc.
VectorGlobal, IAG, Inc. is a registered investment adviser based in Miami, Florida. We are organized as a corporation
under the laws of the State of Delaware. We have been providing investment advisory services since 2008. Our firm
is owned by Vectormex International, Inc., which is owned by Vector Casa De Bolsa, S.A. De C.V. Currently, we offer
the following investment advisory services, which are personalized to each individual client:
ITEM 1 DEFINITION OF TERMS
The following paragraphs describe our services and fees. Please refer to the description of each investment advisory
service listed below for information on how we tailor our advisory services to your individual needs. As used in this
brochure, the words "we", "our" and "us" refer to VectorGlobal, IAG, Inc. and the words "you", "your" and "client"
refer to you as either a client or prospective client of our firm. Also, you may see the term Associated Person
throughout this brochure. As used in this brochure, our Associated Persons are our firm's officers, employees, and
all individuals providing investment advice on behalf of our firm.
ITEM 2 PORTFOLIO MANAGEMENT SERVICES
We offer discretionary and non-discretionary portfolio management services. Our investment advice is tailored to
meet our clients' needs and investment objectives. If you retain our firm for portfolio management services, we will
meet with you to determine your investment objectives, risk tolerance, and other relevant information (the
"suitability information") at the beginning of our advisory relationship. We will use the suitability information we
gather to develop a strategy that enables our firm to give ongoing and focused investment advice and/or to make
investments on your behalf. Once we construct an investment portfolio for you, we will monitor your portfolio's
performance on an ongoing basis and will rebalance the portfolio as required by changes in market conditions and
in your financial circumstances.
If you participate in our discretionary portfolio management services, we require you to grant our firm discretionary
authority to manage your account. Discretionary authorization will allow our firm to determine the specific securities,
and the number of securities, to be purchased or sold for your account without your approval prior to each
transaction. Discretionary authority is typically granted by the investment advisory agreement you sign with our firm,
a power of attorney, or trading authorization forms. You may limit our discretionary authority (for example, limiting
the types of securities that can be purchased for your account) by providing our firm with your restrictions and
guidelines in writing. If you enter non-discretionary arrangements with our firm, we must obtain your approval prior
to executing any transactions on behalf of your account.
ITEM 3 ADVISORY BUSINESS - MINIMUM INVESTMENT & ANNUAL FEES
Individual Portfolios / Separately Managed Accounts: $100,000
Mutual Funds and ETF Model Portfolios: $100,000
The minimum initial investment in the Individual Portfolios, Separately Managed Accounts or the Mutual Funds and
ETF Model Portfolios may be waived at the sole discretion of VectorGlobal IAG.
Our fee for portfolio management services is based on a percentage of your total assets we manage, as follows:
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Annual Fees:
ASSET MANAGEMENT ADVISORY FEES (minimum investment $500,000):
ACCOUNT SIZE
U$500,001 – U$750,000
U$750,001 – U$1,000,000
U$1,000,001 +
ADVISORY FEE
2.50%
2.25%
2.00%
MODEL PORTFOLIOS ADVISORY FEES (minimum investment $100,000):
ACCOUNT SIZE
CONSERVATIVE MODERATE
AGGRESSIVE
EQUITIES
U$100,000 – U$250,000
U$250,001 – U$750,000
U$750,001 – U$1,000,000
U$1,000,001 +
FIXED
INCOME
1.75%
1.50%
1.25%
1.00%
1.75%
1.50%
1.25%
1.00%
2.00%
1.75%
1.50%
1.25%
2.50%
2.25%
1.50%
1.50%
AGGRESSIVE
PLUS
2.50%
2.25%
1.75%
1.50%
2.50%
2.25%
1.75%
1.50%
ACCOUNT SIZE
U$1,000,001 – U$5,000,000
U$5,000,001 – U$10,000,000
U$10,000,001 – U$20,000,000
+ U$20,000,001
EXTERNAL ACCOUNTS REPORTING FEE
0.50%
0.45%
0.40%
0.35%
The above describes the maximum annual fees that we may charge an account, depending on its size and
model portfolio. Our annual portfolio management fee is billed and payable quarterly in advance based
on the value of your account on the last day of the previous quarter, including market value plus accrued
income. Accrued income amounts included in the calculated advisory and/or performance fees are not
necessarily obtained from data reported by our custodian, but a third-party service provider contracted
by the Adviser’s portfolio reporting and billing system.
If the portfolio management agreement is executed at any time other than the first day of a billing
quarter, our fees will apply on a pro rata basis, which means that the advisory fee is payable in proportion
to the number of days in the quarter for which you are a client. Our advisory fee is negotiable, depending
on individual client circumstances. The external accounts reporting fees are based on unmanaged assets
on external accounts, or accounts with other custodians.
Fees are directly deducted from your account through the qualified custodian holding your funds and
securities. We will deduct our advisory fee only when you have given our firm written authorization
permitting the fees to be paid directly from your account. By signing the Investment Advisory Agreement,
you give us such authorization. Further, the qualified custodian will deliver an account statement to you
at least quarterly. These account statements will show all disbursements from your account. You should
review all statements for accuracy. We will also receive a duplicate copy of your account statements.
If you did not receive the disclosure brochure within 48 hours prior to entering into the portfolio
management agreement, you may terminate the agreement within five business days of the date of
acceptance without penalty. If you received the disclosure documents 48 hours in advance or if the five-
day grace period has expired, you may terminate the portfolio management agreement upon written
notice to our firm. You will incur a pro rata charge for services rendered prior to the termination of the
portfolio management agreement, which means you will incur advisory fees only in proportion to the
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number of days in the month for which you are a client. If you have pre-paid advisory fees that we have
not yet earned, you will receive a prorated refund of those fees.
You may request that we refrain from investing securities or certain types of securities or issuers. You
must provide these restrictions to our firm in writing.
ITEM 4 ASSETS UNDER MANAGEMENT
As of 12/31/2024, we manage approximately $XXX,XXXX in client assets on a discretionary basis.
ITEM 5: FEES AND COMPENSATION
ITEM 5 FEES AND COMPENSATION
Please refer to the "Advisory Business – Minimum Investment & Annual Fees" section in this brochure
for information on our advisory fees, fee deduction arrangements, and refund policy according to each
service we offer.
Additional Fees and Expenses
As part of our investment advisory services to you, we may invest, or recommend that you invest, in
mutual funds and exchange traded funds. The fees that you pay to our firm for investment advisory
services are separate and distinct from the fees and expenses charged by mutual funds or exchange
traded funds (described in each fund's prospectus) to their shareholders. These fees will generally include
a management fee and other fund expenses. You will also incur transaction charges when purchasing or
selling securities typically imposed by the custodian through whom your account transactions are
executed. You may also incur brokerage fees when purchasing or selling securities through a broker
dealer not related to our firm. To fully understand the total costs you will incur, you should review all fees
charged by mutual funds, exchange traded funds, our firm, and our custodians, as well of other firms in
which the trade might be executed.
NOTE: An advisory fee above 2% is higher than that charged in the industry and other advisers can provide
the same or similar services at a lower rate.
NOTE: VECTORGLOBALWMG, OUR AFFILIATED BROKER DEALER, IS COMPENSATED FOR MARGIN
INTEREST THAT IS CHARGED TO CUSTOMER ACCOUNTS WITH MARGIN DEBITS.
For information on our brokerage practices, please refer to the "Brokerage Practices" section of this.
ITEM 6: PERFORMANCE-BASED FEES AND SIDE-BY-SIDE MANAGEMENT
Some of our accounts may be subject to performance-based fees, as agreed on the Investment Advisory
Agreement. The fee arrangement may create an incentive for the investment adviser to make
investments that are risker or more speculative that would be the case in the absence of a performance
fee; however, our investment adviser will only recommend and/or make investments that are
commensurate with the investment guidelines. Where relevant, the firm may receive increased
compensation with regards to unrealized appreciation as well as realized gains in the client account.
Compensation is based in part on the unrealized appreciation of securities for which market quotations
are not readily available within the meaning of Rule 2a-4(a) (1) under the Investment Company Act of
1940, 17 C.F.R.270.2a- 4(a) (1), the securities will be valued as follows: The Firm will contact the issuer in
case a price for the security is not available.
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Note: Performance fees will only be charged to clients who have a net worth greater than $2,200,000 or
the advisor is managing more than $1,100,000 of the client’s assets and if a performance fee percentage
has been agreed between the advisor and the client in the Investment Advisory Agreement.
Performance fees are calculated based on the portfolio’s value at the end of the quarter, before
deducting Advisory Fees for the following quarter. Performance Fees are generally a percentage between
15% and 25% of the excess between the portfolio’s return and the benchmark’s return. They are charged
only if quarterly return is positive, and the portfolio’s value is historically high. Even if the portfolio’s
return exceeds the corresponding benchmark, if it is negative, no performance fee is collected. The
benchmarks used are the following:
Bloomberg Barclays Global Aggregate Bond Index: For Investment Grade fixed income investments. This
index is a flagship measure of global investment grade debt from twenty-four different local currency
markets. This multi-currency benchmark includes fixed-rate treasury, government-related, corporate,
and securitized bonds from both developed and emerging markets issuers. The Global Aggregate Index
is largely comprised of three regional aggregate components: The US Aggregate, the Pan-European
Aggregate, and the Asian-Pacific Aggregate Index. (Source: Bloomberg, ticker: LEGATRUH)
Bloomberg Barclays High Yield Total Return Index Value Unhedged: For High Yield investments. This index
is a multi-currency flagship measure of the global high yield debt market. The index represents the union
of the US High Yield, the Pan-European High Yield, and Emerging Markets (EM) Hard Currency High Yield
Indices. The high yield and emerging markets sub-components are mutually exclusive. (Source:
Bloomberg, ticker: LG30TRUU)
S&P 500 Net Total Return Index: For equity investments. Net total return reflects the return to an
investor, by reinvesting dividends after the deduction of withholding tax. Withholding tax is a tax on
dividends that is paid by investors. While the withholding tax rates applied to each shareholder vary
based on their Country of domicile, Standard and Poor’s applies the maximum possible tax rate. (Source:
Bloomberg,ticker: SPTR500N).
For a multi-asset portfolio, the benchmark used is a weighted average of the above benchmarks according.
to the portfolio’s distribution by asset class (fixed income versus equity).
ITEM 7: Types of Clients
We offer investment advisory services to individuals, banks and thrift institutions, investment companies, pension
and profit-sharing plans, trusts, estates, charitable organizations, corporations, and other business entities.
In general, we require a minimum of $100,000 to open and maintain an advisory account.
Our Method of Analysis and Investment Strategies
ITEM 8: METHODS OF ANALYSIS, INVESTMENT STRATEGIES AND RISK OF LOSS
We may use one or more of the following methods of analysis or investment strategies when providing investment
advice to you:
ITEM 8: METHODS OF ANALYSIS, INVESTMENT STRATEGIES
AND RISK OF LOSS
Fundamental Analysis - involves analyzing individual companies and their industry groups, such as a company's
financial statements, details regarding the company's product line, the experience and expertise of the company's
management, and the outlook for the company's industry. The resulting data is used to measure the true value of
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the company's stock compared to the current market value, or its financial solvency in case of fixed income
investments.
Long Term Purchases - securities purchased with the expectation that the value of those securities will grow over a
relatively long period of time, generally greater than one year.
Short Term Purchases - securities purchased with the expectation that they will be sold within a relatively short
period of time, generally less than one year, to take advantage of the securities' short-term price fluctuations.
Margin Transactions - a securities transaction in which an investor borrows money to purchase a security, in which
case the security serves as collateral on the loan.
Option Writing - a securities transaction that involves selling an option - An option is the right, but not the obligation,
to buy or sell a particular security at a specified price before the expiration date of the option. When an investor
sells an option, he or she must deliver to the buyer a specified number of shares in case of calls or buy a specified
number of shares from seller in case of puts, if the buyer exercises the option. The seller pays the buyer a premium
(the market price of the option at a time) in exchange for writing the option.
Our investment strategies and advice may vary depending upon each client's specific financial situation. As such, we
determine investments and allocations based upon your predefined objectives, risk tolerance, time horizon, financial
horizon, financial information, liquidity needs, and other various suitability factors. Your restrictions and guidelines
may affect the composition of your portfolio.
The risk of fundamental analysis is that information obtained may be incorrect and the analysis may not provide an
accurate estimate of earnings, which may be the basis for a stock's value, or liquidity, basis for evaluating fixed
income investments. If securities prices adjust rapidly to new information, utilizing fundamental analysis may not
result in favorable performance.
Short-term trading generally involves a greater degree of risk than long term trading due to market volatility over a
short period of time. Long-term purchases may also be affected by unforeseen long-term changes in the company
in which you are invested or in the overall market.
Short selling is very risky. Unlike a straightforward investment in stocks where you buy shares with the expectation
that their price will increase so you can sell at a profit, in a "short sale" you borrow stocks from your brokerage firm
and sell them immediately, hoping to buy them later at a lower price. Thus, a short seller hopes that the price of a
stock will go down in the near future. A short seller thus uses declines in the market to his advantage. He makes
money when the stock prices fall and loses when prices go up.
The SEC has strict regulations in place regarding short selling. There is no ceiling on how much a short seller can lose
in a trade. The share price may keep going up and the short seller will have to pay whatever the prevailing stock
price is to buy back the shares. However, his gains have a ceiling level because the stock price cannot fall below zero.
A short seller must undertake to pay the earnings on the borrowed securities if he chooses to keep his short position
open. If the company declares dividends or issues bonus shares, the short seller will have to pay that amount to the
lender. Any such occurrence can skew the entire short investment and make it unprofitable. The broker can use the
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VectorGlobal IAG, Inc.
funds in the short seller's margin account to buy back his loaned shares or issue a 'call away' to get the short seller
to return the borrowed securities. If the broker makes this call when the stock price is much higher than the price at
the time of the short sale, then the investor can end up making huge losses.
“Buying on margin” means borrowing money from a broker to purchase stock. Margin trading allows you to buy
more securities than you would be able to normally. An initial investment of at least $2,000 is required for a margin
account, though some brokerages require more. This deposit is known as the minimum margin. Once the account is
opened and operational, you can borrow the maximum amount allowed for that security as determined by the house
and fed requirements, whichever one is the most conservative. This portion of the purchase price that you deposit
is known as the initial margin. Some brokerages require you to deposit more than 50% of the purchase price. Not all
securities qualify to be bought on margin. When you sell the security in a margin account, the proceeds go to your
broker against the repayment of the loan until it is fully paid. There is also a restriction called the maintenance
margin, which is the minimum account balance you must maintain before your broker will force you to deposit more.
funds or sell securities to pay down your loan. When this happens, it is known as a margin call. If for any reason you
do not meet a margin call, the brokerage has the right to sell your securities to increase your account equity until
you are above the maintenance margin. Additionally, your broker may not be required to consult you before selling.
Under most margin agreements, a firm can sell your securities without waiting for you to meet the margin call and
you cannot control which stock is sold to cover the margin call. You also must pay the interest on your loan. The
interest charges are applied to your account unless you decide to make payments. Over time, your debt level
increases as interest charges accrue against you. As debt increases, the interest charges increase, and so on.
Therefore, buying on the margin is mainly used for short-term investments. The longer you hold an investment, the
greater the return that is needed to break even. In volatile markets, prices can fall very quickly. You can lose more
money than you have invested.
Options are complex securities that involve risks and are not suitable for everyone. Option trading can be speculative
in nature and carry substantial risk of loss. It is generally recommended that you only invest in options with risk
capital. An option is a contract that gives the buyer the right, but not the obligation, to buy or sell an underlying
asset at a specific price on or before a certain date (the "expiration date"). The two types of options are calls and
puts:
A call gives the holder the right to buy an asset at a certain price within a specific period. Calls are like having a long
position on a stock. Buyers of calls hope that the stock will increase substantially before the option expires.
A put gives the holder the right to sell an asset at a certain price within a specific period. Puts are very similar to
having a short position on a stock. Buyers of puts hope that the price of the stock will fall before the option expires.
The main option trading risk pertaining to options buyers is the risk of losing your entire investment in a relatively
short period of time. The risk of losing your entire investment increases if, as expiration nears, the stock is below the
strike price of the call (for a call option) or if the stock is higher than the strike price of the put (for a put option).
European style options which do not have secondary markets on which to sell the options prior to expiration can
only realize its value upon expiration. Specific exercise provisions of a specific option contract may create additional
risks. Regulatory agencies may impose exercise restrictions, which stop you from realizing value.
Selling options is more complicated and can be even riskier. The option trading risks pertaining to options sellers
are:
•
Options sold may be exercised at any time before expiration.
•
Covered Call traders forgo the right to profit when the underlying stock rises above the strike price of the call
options sold and continue to risk a loss due to a decline in the underlying stock.
• Writers of Naked Calls risk unlimited losses if the underlying stock rises.
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• Writers of Naked Puts risk unlimited losses if the underlying stock drops.
• Writers of naked positions run margin risks if the position goes into significant losses. Such risks may include
liquidation by the broker.
• Writers of call options can lose more money than a short seller of that stock on the same rise on that underlying
stock. This is an example of how the leverage in options can work against the option trader.
• Writers of Naked Calls are obligated to deliver shares of the underlying stock if those call options are exercised.
•
Call options can be exercised outside of market hours such that effective remedy actions cannot be performed
by the writer of those options.
• Writers of stock options are obligated under the options that they sold even if a trading market is not available
or that they are unable to perform a closing transaction.
•
The value of the underlying stock may surge or ditch unexpectedly, leading to automatic exercises.
Other option trading risks are:
•
The complexity of some option strategies is a significant risk on its own.
•
Option trading exchanges or markets and option contracts themselves are always open to changes.
•
Options markets have the right to halt the trading of any options, thus preventing investors from realizing
value.
•
Risk of erroneous reporting of exercise value.
•
If an options brokerage firm goes insolvent, investors trading through that firm may be affected.
•
Internationally traded options have special risks due to timing across borders.
Risks that are not specific to options trading include: market risk, sector risk and individual stock risk. Option trading
risks are closely related to stock risks as stock options are a derivative of stocks.
We may use investment strategies that involve buying and selling securities frequently to capture significant market
gains and avoid significant losses during a volatile market. However, frequent trading can negatively affect
investment performance, particularly through increased brokerage and other transactional costs and taxes.
Our strategies and investments may have unique and significant tax implications. However, unless we specifically
agree otherwise, and in writing, tax efficiency is not our primary consideration in the management of your assets.
Regardless of your account size or any other factors, we strongly recommend that you continuously consult with a
tax professional prior to and throughout the investing of your assets.
Moreover, as a result of revised IRS regulations, custodians and broker-dealers will begin reporting the cost basis of
equities acquired in client accounts on or after January 1, 2011. Your custodian will default to the FIFO (First-In First-
Out) accounting method for calculating the cost basis of your investments. You are responsible for contacting your
tax advisor to determine if this accounting method is the right choice for you. If your tax advisor believes another
accounting method is more advantageous, please provide written notice to our firm immediately and we will alert
your account custodian of your individually selected accounting method. Please note that decisions about cost basis
accounting methods will need to be made before trades settle, as the cost basis method cannot be changed after
settlement.
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Risk of Loss
Investing in securities involves risk of loss that you should be prepared to bear. We do not represent or
guarantee that our services or methods of analysis can or will predict future results, successfully identify
market tops or bottoms, or insulate clients from losses due to market corrections or declines. We cannot
offer any guarantees or promises that your financial goals and objectives will be met. Past performance
is in no way an indication of future performance.
Recommendation of Particular Types of Securities
As disclosed under the "Advisory Business" section in this Brochure, we recommend several types of
securities, and we do not necessarily recommend one particular type of security over another since each
client has different needs and different tolerance for risk. Each type of security has its own unique set of
risks associated with it and it would not be possible to list here all the specific risks of every type of
investment. Even within the same type of investment, risks can vary widely. However, in very general terms,
the higher the anticipated return of an investment, the higher the risk of loss associated with it.
ITEM 9: Disciplinary Information
Neither our firm nor any of our Associated Persons has any reportable disciplinary information.
ITEM 10: Other Financial Industry Activities and Affiliations
Registrations with Broker-Dealer
Persons providing investment advice on behalf of our firm are registered representatives with VectorGlobal WMG,
Inc., a securities broker/dealer with which we are affiliated through common control and ownership. You are
under no obligation, contractually or otherwise, to purchase securities through any affiliated firm.
Arrangements with Affiliated Entities
We are affiliated with VectorGlobal WMG, Inc., a securities broker/dealer and member of the Financial Industry
Regulatory Authority, through common control and ownership. Persons providing investment advice on behalf of
our firm are also registered representatives with VectorGlobal WMG, Inc. This practice could present a conflict of
interest if representatives providing investment advice to you had an incentive to execute securities transactions
for the purpose of generating commissions rather than solely based on your needs. To mitigate this risk, we have
implemented a wrap fee system for our investment advisory accounts. In this system, the investment advisor
charges an annual advisory fee for managing the client account. However, you will incur transaction costs and
might be subject to other fees per transaction. Your advisory account will be handled separately from any other
accounts held with our affiliated broker-dealer.
We are also affiliated with VectorGlobal Insurance Services Group, Inc., licensed in the State of Florida (License
Number L073144). The Adviser provides sub-advisory services to its affiliate VectorGlobal Canada.
The Adviser also receives sub-advisory services from Claudia M.P. Batlle, CFP® LLC (CMPB), operating under the
name Seaview Investment Managers. Seaview is not an affiliate of the Adviser, but Carlos Gadala-Maria, a principal
of the Adviser, holds a 50% passive ownership interest in Seaview. This ownership may present a conflict of
interest, as it could create an incentive to allocate resources or business opportunities in a manner that benefits
Seaview. In certain instances, the Adviser may report assets managed in coordination with Seaview as part of its
regulatory filings, consistent with applicable guidance. These arrangements may create a conflict for you, as they
could divert time and resources away from your account. However, financial advisers at VectorGlobal IAG, Inc. are
not financially incentivized to select Seaview Investment Managers over any other manager available on our
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VectorGlobal IAG, Inc.
platform. The Adviser has controls in place to mitigate these conflicts, including performing periodic portfolio
reviews to ensure that client portfolios are in line with their investment objectives and risk tolerance.
ITEM 11: Code of Ethics, Participation or Interest in Client Transactions & Personal Trading
Description of Our Code of Ethics
We strive to comply with applicable laws and regulations governing our practices. Therefore, our Code of Ethics
includes guidelines for professional standards of conduct for our Associated Persons. Our goal is to always protect
your interests and to demonstrate our commitment to our fiduciary duties of honesty, good faith, and fair dealing
with you. All our Associated Persons are expected to adhere strictly to these guidelines. Persons associated with
our firm are also required to report any violations of our Code of Ethics. Additionally, we maintain and enforce
written policies reasonably designed to prevent the misuse or dissemination of material, non-public information
about you or your account holdings by persons associated with our firm. Clients or prospective clients may obtain a
copy of our Code of Ethics by contacting us at the telephone number on the cover page of this brochure.
Participation or Interest in Client Transactions
Neither our firm nor any of our Associated Persons has any material financial interest in client transactions beyond
the provision of investment advisory services as disclosed in this brochure. However, as disclosed in Item 10, Carlos
Gadala-Maria holds a passive ownership interest in Seaview Investment Managers, which provides sub-advisory
services to the Adviser. While this interest does not directly involve client transactions, it may present an indirect
conflict of interest. Importantly, financial advisers at VectorGlobal IAG, Inc. are not financially incentivized to select
Seaview Investment Managers over any other manager available on our platform. The Adviser has implemented
policies and procedures to monitor and mitigate such risks.
Personal Trading Practices
Our firm or persons associated with our firm may buy or sell the same securities that we recommend to you or
securities in which you are already invested. A conflict of interest exists in such cases because we have the ability
to trade ahead of you and potentially receive more favorable prices than you will receive. To eliminate this conflict
of interest, it is our policy that neither our Associated Persons nor we shall have priority over your account in the
purchase or sale of securities.
ITEM 12: BROKERAGE PRACTICES
We recommend the brokerage of VectorGlobal WMG, Inc., among others. We believe that VectorGlobal WMG, Inc.
provides quality execution services for you, including the value of a research team, the firm's reputation, execution
capabilities, and responsiveness to our clients. You are under no obligation to purchase securities through this
affiliated firm. However, you may incur in additional costs if you decide to use another broker-dealer. All trades for
Pershing accounts are processed through the Block Trading/Rebalancing function even if it is for one or multiple
accounts.
Third party vendor generates a spreadsheet that is then uploaded to Pershing in the Block Trading/Rebalancing tool
where the trade is executed and allocated according to the spreadsheet.
Even though we seek to consolidate a single block trade for all the accounts there are times where it is not possible.
Please see the Fees and Compensation section in this brochure for more information.
Pursuant to SEC Rule 206(4)-1, VectorGlobal IAG is prohibited from using any advertisement that contains any untrue
statement of material fact or that is otherwise misleading. In addition, an advertisement may not:
•
use or refer to testimonials (which include any statement of a client's experience or endorsement);
Page 15 of 76
VectorGlobal IAG, Inc.
•
refer to past, specific recommendations made by the adviser that were profitable, unless the advertisement
sets out a list of all recommendations made by the adviser within the preceding period of not less than one
year, and complies with other, specified conditions.
•
represent that any graph, chart, formula, or other device can, in and of itself, be used to determine which
securities to buy or sell, or when to buy or sell such securities, or can assist persons in making those decisions,
unless the advertisement prominently discloses the limitations thereof and the difficulties regarding its use;
and
•
represent that any report, analysis, or other service will be provided without charge unless the report, analysis,
or other service will be provided without any obligation whatsoever. Regarding the new Marketing Rule, the
firm conducts a review (by the CCO or delegate) of all performance, including 1, 5 and 10-year return periods.
VectorGlobal IAG uses performance results net of advisory fees (no gross performance).
ITEM 13: REVIEW OF ACCOUNTS
Carlos Gadala-Maria (Chief Executive Officer) and Santiago Santos (Chief Compliance Officer) will monitor
your accounts on an on-going basis. Triggering factors that may stimulate additional reviews of your
account include, but are not limited to, the following: changes in economic conditions, changes in your
financial situation or investment objectives, and/or your request for an additional review of the account.
We will provide you with additional or regular written reports in conjunction with account reviews. Also,
you will receive trade confirmations and monthly or quarterly statements from your account custodian(s).
ITEM 14: CLIENT REFERRALS AND OTHER COMPENSATION
We do receive referral compensation from Morgan and Morgan and Vector Casa de Bolsa S.A. de C.V., in
connection with providing investment advice to clients. In addition, we may receive referrals from
VectorGlobal WMG, Inc., in which case we will compensate VectorGlobal WMG, Inc. with a share of
investment management revenues.
Persons providing investment advice on behalf of VectorGlobal IAG can also be dually registered
representatives with VectorGlobal WMG, Inc. a securities broker/dealer with which we are affiliated
through common control and ownership. Please refer to the Other Financial Industry Activities section
for information on how we mitigate potential conflicts of interest.
ITEM 15: CUSTODY
As paying agent for our firm, your independent custodian will directly debit your account(s) for the
payment of our advisory fees and performance fees, if applicable. This ability to deduct our advisory fees
from your accounts causes our firm to exercise limited custody over your funds or securities. We do not
have physical custody of any of your funds and/or securities. Your funds and securities will be held with
a bank, broker-dealer, or other independent, qualified custodian. You will receive account statements
from the independent, qualified custodian(s) holding your funds and securities at least quarterly. The
account statements from your custodian(s) will indicate the amount of our advisory fees deducted from
your account(s) each billing period. You should carefully review account statements for accuracy.
You should compare Tamarac’s Advisor View Billing Statements with the statements from your account
custodian(s)to reconcile the information reflected on each statement. If you have a question regarding
your account statement or if you did not receive a statement from your custodian, please contact us
directly at the telephone number on the cover page of this brochure.
Page 16 of 76
VectorGlobal IAG, Inc.
ITEM 16: INVESTMENT DISCRETION
Before we can buy or sell securities on your behalf, you must first sign our discretionary management
agreement, a power of attorney, and/or trading authorization forms.
You may grant our firm discretion over the selection and number of securities to be purchased or sold for
your account(s) without obtaining your consent or approval prior to each transaction. You may specify
investment objectives, guidelines, and/or impose certain conditions or investment parameters for your
account(s). For example, you may specify that the investment in any stock or industry should not exceed
specified percentages of the value of the portfolio and/or restrictions or prohibitions of transactions in
the securities of a specific industry or security. Please refer to the "Advisory Business" section in this
brochure for more information on our discretionary management services.
If you enter non-discretionary arrangements with our firm, we will obtain your approval prior to the
execution of any transactions for your account(s). You have an unrestricted right to decline to implement
any advice provided by our firm on a non-discretionary basis.
ITEM 17: VOTING CLIENT SECURITIES
The advisor will not be responsible for Proxy Voting for the client. All related communications shall be
directed from Custodian to client, and client shall notify Adviser of his/her proxy decision.
ITEM 18: FINANCIAL INFORMATION
Take custody of client funds or securities, or
• We are not required to provide financial information to our clients because we do not:
• Require the prepayment of more than $500 in fees and six or more months in advance, or
•
• Have a financial condition that is reasonably likely to impair our ability to meet our commitment
to you.
ITEM 19: ADDITIONAL INFORMATION
Your Privacy
We view protecting your private information as a top priority. Pursuant to applicable privacy
requirements, we have instituted policies and procedures to ensure that we keep your personal
information private and secure.
We do not disclose any nonpublic personal information about you to any nonaffiliated third parties,
except as permitted by law. While servicing your account, we may share some information with our service
providers, such as transfer agents, custodians, broker-dealers, accountants, consultants, and attorneys.
We restrict internal access to nonpublic personal information about you to employees who need that
information in order to provide products or services to you. We maintain physical and procedural
safeguards that comply with regulatory standards to guard your nonpublic personal information and to
ensure our integrity and confidentiality.
We will not sell information about you or your accounts to anyone. We do not share your information
unless it is required to process a transaction, at your request, or required by law.
You will receive a copy of our privacy notice prior to or at the time you sign an Investment Advisory Agreement
with our firm. Thereafter, we will deliver a copy of the current privacy policy notice to you on an annual
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VectorGlobal IAG, Inc.
basis. Please contact our main office at the telephone number on the cover page of this brochure if you
have any questions regarding this policy.
Trade errors
In the event a trading error occurs in your account, our policy is to restore your account to the position it
should have been in had the trading error not occurred. Depending on the circumstances, corrective
actions may include canceling the trade, adjusting an allocation, and/or reimbursing the account. If a trade
error results in a profit, the trade error will be corrected in the trade error account of the executing
broker-dealer, and you will not keep the profit.
Class Action Lawsuits
We do not determine if securities held by you are the subject of a class action lawsuit or whether you are
eligible to participate in class action settlements or litigation nor do we initiate or participate in litigation
to recover damages on your behalf for injuries as a result of actions, misconduct, or negligence by issuers
of securities held by you.
Page 18 of 76
VectorGlobal IAG, Inc.
FORM ADV PART 2B
SUPERVISED PERSON
BROCHURE
SUPPLEMENT
Page 19 of 76
VectorGlobal IAG, Inc.
CARLOS E. GADALA-MARIA
CEO, PRINCIPAL EXECUTIVE OFFICER
VECTORGLOBAL IAG, INC.
1001 BRICKELL BAY DRIVE, SUITE 1900
MIAMI, FLORIDA 33131
PHONE: 305.350.3350
09/05/2025
FORM ADV PART 2B
BROCHURE SUPPLEMENT
This brochure supplement provides information about Carlos E. Gadala-Maria that supplements the VectorGlobal
IAG, Inc. brochure. You should have received a copy of that brochure. Please contact our firm on 305.350.3350 if
you have not received VectorGlobal IAG, Inc.'s brochure or if you have any questions about the contents of this
supplement.
Additional information about Carlos E. Gadala-Maria is available on the SEC’s website at www.adviserinfo.sec.gov.
Page 20 of 76
VectorGlobal IAG, Inc.
Carlos Enrique Gadala-Maria
Year of birth: 1962
ITEM 2 Educational Background and Business Experience
Formal Education
University of Michigan, M.B.A., Finance, 1990
University of Miami, B.S., Mechanical Engineering, 1982
Business Background for the Previous Five Years
• VectorGlobal WMG, Inc., broker-dealer, C.E.O. & President from 04/2008 to Present
• VectorGlobal IAG, Inc., investment advisory firm, C.E.O. from 04/2008 to Present
• VectorMex Incorporated, holding company, President/C.E.O./Director from 07/2007 to Present
• American Express Financial Advisors, Inc., Regional Sales Manager, from 03/2001 to 06/2007
• American Express Bank International., Senior Investment Specialist, from 02/1999 to 03/2001
Item 3 Disciplinary Information
Mr. Gadala-Maria does not have any reportable disciplinary disclosure.
Item 4 Other Business Activities
Mr. Gadala-Maria is also CEO, and President of VectorGlobal WMG, Inc. a broker-dealer affiliated VectorGlobal IAG,
Inc. through common control and ownership.
Mr. Gadala-Maria engages most of his professional time on the broker-dealer activities.
For additional information please refer to sections Fees and Compensation, Other Financial Industry Activities and
Affiliations and Client Referrals and Other Compensation on the disclosure brochure of VectorGlobal IAG, Inc.
Item 5 Additional Compensation
Mr. Gadala-Maria does not receive any additional compensation for providing advisory services beyond the fee-
based compensation he receives through VectorGlobal IAG, Inc.
Item 6 Supervision
Santiago Santos, Chief Compliance Officer, is responsible for supervising the activities of our firm. Our firm has
developed Written Supervisory Policies and Procedures which we follow that address his supervisory responsibilities
including periodically reviewing investment recommendations, trades, and communications with clients. Mr. Santos
can be reached at 305.350.3350.
Page 21 of 76
VectorGlobal IAG, Inc.
JUAN MANUEL DE LOS REYES CORDOVA
STRATEGY & PRODUCT DIRECTOR
VECTORGLOBAL IAG, INC.
1001 BRICKELL AVENUE, SUITE 1900
MIAMI, FLORIDA 33131
PHONE: 305.350.3350
09/05/2025
FORM ADV PART 2B
BROCHURE SUPPLEMENT
This brochure supplement provides information about Juan Manuel De Los Reyes Cordova that supplements the
VectorGlobal IAG, Inc. brochure. You should have received a copy of that brochure. Please contact our firm on
305.350.3350 if you have not received VectorGlobal IAG, Inc.'s brochure or if you have any questions about the
contents of this supplement.
Additional information about Juan Manuel De Los Reyes Cordova is available on the SEC’s website at
www.adviserinfo.sec.gov.
Page 22 of 76
VectorGlobal IAG, Inc.
Juan Manuel De Los Reyes Cordova
Year of Birth: 1983
ITEM 2 Educational Background and Business Experience
Formal Education
Bachelor’s degree in administration and finance awarded by the Instituto Tecnologico y de Estudios Superiors de
Monterrey (Monterrey Institute of Technology and Higher Studies), 2004-2009
The Institute is a member of the National Association of Universities and Higher Institutes of the Mexican Republic and
is accredited by the Southern Association of Colleges and Schools in the United States.
FINRA Series 7, 66, 63 & SIE
Business Background
• VectorGlobal IAG, Head of Asset Management, 8/2023 - Present
• VectorGlobal WMG, Member of Investment & Credit Committee, 05/2013 – Present
• Vector Casa de Bolsa, Credit Analyst, 11/2010 – 05/2013
• Banco Nacional de Mexico (Banamex), Credit Analyst, 05/2009 – 11/2010
Item 3 Disciplinary Information
Form ADV Part 2B requires disclosure of certain criminal or civil actions, administrative proceedings, and self-regulatory
organization proceedings, as well as certain other proceedings related to suspension or revocation of a professional
attainment, designation, or license. Mr. Juan Manuel De Los Reyes Cordova has no required disclosures under this item.
Item 4 Other Business Activities
Mr. De Los Reyes Cordova is a registered broker at VectorGlobal WMG, a securities broker/dealer affiliated with
VectorGlobal IAG, inc. through common control and ownership.
Please refer to the fees and compensation section and the client referrals and other compensation section of
VectorGlobal IAG inc.’s firm brochure for additional disclosures on this topic.
Item 5 Additional Compensation
Mr. De los Reyes does not receive any additional compensation for providing advisory services.
Item 6 Supervision
Santiago Santos, Chief Compliance Officer, is responsible for supervising the activities of our firm. Our firm has developed
Written Supervisory Policies and Procedures which we follow that address his supervisory responsibilities including
periodically reviewing investment recommendations, trades, and communications with clients. Mr. Santos can be
reached at 305.350.3350.
VectorGlobal IAG, Inc.
Claudia M.P. Batlle
CHIEF INVESTMENT OFFICER
VectorGlobal IAG, Inc.
1001 Brickell Avenue, Suite 1900
Miami, Florida 33131
Phone: 305.350.3350
09/05/2025
FORM ADV PART 2B
BROCHURE SUPPLEMENT
This brochure supplement provides information about Claudia M.P. Batlle that supplements the VectorGlobal IAG, Inc.
brochure. You should have received a copy of that brochure. Please contact our firm on 305.350.3350 if you have not
received VectorGlobal IAG, Inc.'s brochure or if you have any questions about the contents of this supplement.
Additional information about Claudia M.P. Batlle is available on the SEC’s website at www.adviserinfo.sec.gov.
Page 24 of 76
VectorGlobal IAG, Inc.
Claudia Maria de la Paz Batlle, CFP®
Year of Birth: 1967
ITEM 2 EDUCATIONAL BACKGROUND AND BUSINESS EXPERIENCE
Formal Education
University of Georgia, CFP Certified Planning Certificate, 3/2016 - 3/2017
University of Illinois Executive Development Center, Bond Analysis and Portfolio Management, 1992 - 1992
Florida International university, BA Business Administration - Marketing, 8/1988 - 8/1990
Business Background
Seaview Investment Managers LLC, Founder/Chief Investment Officer/Chief Compliance Officer, 06/2019 - Present
FPMI LLC dba FPW International, CEO, 10/2018 - Present
Seaview Investment Managers LLC, Managing Member, 9/2017 - Present
VectorGlobal IAG, Head of Asset Management, 1/2012 - Present
VectorGlobal WMG, Member of Investment & Credit Committee, 1/2011 - Present
Fundación Manos Del Sur, Founding director & Volunteer, 10/1999 - Present
Kouzine Corp., President, 8/2007 - 2/2011
Latin America Specialty Foods, President, 10/2005 - 2/2011
Certifications: CFP
The CERTIFIED FINANCIAL PLANNERTM, CFP® and federally registered CFP® (with flame design) marks (collectively, the
"CFP® marks") are professional certification marks granted in the United States by Certified Financial Planner Board of
Standards, Inc. ("CFP Board").
The CFP® certification is a voluntary certification; no federal or state law or regulation requires financial planners to hold
CFP® certification. It is recognized in the United States and several other countries for its (1) high standard of professional
education; (2) stringent code of conduct and standards of practice; and (3) ethical requirements that govern professional
engagements with clients. Currently, more than 71,000 individuals have obtained CFP® certification in the United States.
To attain the right to use the CFP® marks, an individual must satisfactorily fulfill the following requirements:
Education – Complete an advanced college-level course of study addressing the financial planning subject areas that CFP
Board’s studies have determined as necessary for the competent and professional delivery of financial planning services
and attain a bachelor’s degree from a regionally accredited United States college or university (or its equivalent from a
foreign university). CFP Board’s financial planning subject areas include insurance planning and risk management,
employee benefits planning, investment planning, income tax planning, retirement planning, and estate planning.
Examination – Pass the comprehensive CFP® Certification Examination. The examination includes case studies and client
scenarios designed to test one’s ability to correctly diagnose financial planning issues and apply one’s knowledge of
financial planning to real world circumstances.
Experience – Complete at least three years of full-time financial planning-related experience (or the equivalent,
measured as 2,000 hours per year); and
Ethics – Agree to be bound by CFP Board’s Standards of Professional Conduct, a set of documents outlining the ethical
and practice standards for CFP® professionals.
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VectorGlobal IAG, Inc.
Individuals who become certified must complete the following ongoing education and ethics requirements to maintain
the right to continue to use the CFP® marks:
Continuing Education – Complete 30 hours of continuing education hours every two years, including two hours on
the Code of Ethics and other parts of the Standards of Professional Conduct, to maintain competence and keep up with
developments in the financial planning field; and
Ethics – Renew an agreement to be bound by the Standards of Professional Conduct. The Standards prominently require
that CFP® professionals provide financial planning services at a fiduciary standard of care. This means CFP® professionals
must provide financial planning services in the best interests of their clients.
CFP® professionals who fail to comply with the above standards and requirements may be subject to CFP Board's
enforcement process, which could result in suspension or permanent revocation of their CFP® certification.
Item 3 Disciplinary Information
Form ADV Part 2B requires disclosure of certain criminal or civil actions, administrative proceedings, and self-regulatory
organization proceedings, as well as certain other proceedings related to suspension or revocation of a professional
attainment, designation, or license. Mrs. Claudia Maria de la Paz Batlle has no required disclosures under this item.
Item 4 Other Business Activities
Claudia Maria de la Paz Batlle is a Member of Investment Committee with VectorGlobal WMG. VectorGlobal WMG is a
diversified financial services company engaged in the sale of specialized investment products. Persons providing
investment advice to advisory clients on behalf of our firm are registered representatives with VectorGlobal WMG. In
their capacity as registered representatives, these persons do not receive compensation in connection with the purchase
and sale of securities or other investment products, including asset-based sales charges, service fees or 12b-1 fees for
the sale or holding mutual funds. Compensation is not earned by these persons in their capacities as registered
representatives in addition to our advisory fees. This practice does not present a conflict of interest because persons
providing investment advice to advisory clients on behalf of our firm who are registered representatives do not receive
compensation in connection with the purchase and sale of securities or other investment products, including asset-based
sales charges, service fees or 12b-1 fees, for the sale or holding, of mutual funds. Persons providing investment advice
to advisory clients on behalf of our firm can select or recommend, and in many instances will select or recommend,
mutual fund investments. These mutual fund investments do not pay 12b-1 fees.
Claudia Maria de la Paz Batlle is Head of Asset Management of VectorGlobal IAG, a registered investment adviser. When
appropriate, Mrs. Batlle may recommend that you use the investment advisory services of VectorGlobal IAG. If you utilize
the advisory services of Mrs. Batlle through VectorGlobal IAG, she may receive additional fees or other compensation in
her capacity as an investment adviser representative. These fees would be in addition to any fees charged for the
advisory services provided through Claudia M.P. Batlle, CFP (R) LLC.
Claudia Maria de la Paz Batlle is CEO/Partner of FPMI LLC, a company that provides educational services in Financial
Principles and Management to specific market niches, such as young adults and women, through FPW International, or
Financial Planning for Women International. Mrs. Batlle's duties as the CEO/Partner of FPMI LLC do not create a conflict
of interest to her provision of advisory services through CLAUDIA M.P. BATLLE, CFP (R) LLC. Mrs. Batlle might refer clients
to FPMI LLC or VECTORGLOBAL IAG for educational, advisory and/or insurance services, where she might receive
compensation. Mrs. Batlle is also Founding Director of Fundación Manos del Sur, a Nonprofit organization. Mrs.
Batlle's duties as the Founding Director of Fundación Manos del Sur do not create a conflict of interest to her provision
of advisory services through Claudia M.P. Batlle, CFP (R) LLC.
Page 26 of 76
VectorGlobal IAG, Inc.
Item 5 Additional Compensation
Ms. Batlle does receive any additional compensation for providing advisory services beyond the fee-based compensation
she receives through VectorGlobal IAG, Inc & SEAVIEW Investment Managers.
Item 6 Supervision
Santiago Santos, Chief Compliance Officer, is responsible for supervising the activities of our firm. Our firm has developed
Written Supervisory Policies and Procedures which we follow that address his supervisory responsibilities including
periodically reviewing investment recommendations, trades, and communications with clients. Mr. Santos can be
reached at 305.350.3350.
Page 27 of 76
VectorGlobal IAG, Inc.
ERIC UREÑA
MANAGEMENT PERSON
VectorGlobal IAG, Inc.
1001 Brickell Avenue, Suite 1900
Miami, Florida 33131
Phone: 305.350.3350
09/05/2025
FORM ADV PART 2B
BROCHURE SUPPLEMENT
This brochure supplement provides information about Eric Ureña that supplements the VectorGlobal IAG, Inc.
brochure. You should have received a copy of that brochure. Please contact our firm on 305.350.3350 if you have not
received VectorGlobal IAG, Inc.'s brochure or if you have any questions about the contents of this supplement.
Additional information about Eric Ureñ𝐚 is available on the SEC’s website at https://adviserinfo.se
Page 28 of 76
VectorGlobal IAG, Inc.
Eric Ureña
Year of birth: 1967
ITEM 2 EDUCATIONAL BACKGROUND AND BUSINESS EXPERIENCE
Formal Education
University of Florida, M.B.A, 1993
University of Florida, B.A., Material Science Engineering, 1990
Business Background for the Previous Five Years
• VectorGlobal WMG, Inc., since April 2009 to present
•
Stanford Group - 2005 to 2009
Item 3 Disciplinary Information
Mr. Eric Ureña does not have any reportable disciplinary disclosure.
Item 4 Other Business Activities
Mr. Eric Ureña is also Head Trader of VectorGlobal WMG, Inc. a broker-dealer affiliated VectorGlobal IAG, Inc.
through common control and ownership.
Mr. Eric Ureña engages most of his professional time on the broker-dealer activities.
For additional information please refer to sections Fees and Compensation and Client Referrals and Other
Compensation on the disclosure brochure of VectorGlobal IAG, Inc.
Item 5 Additional Compensation
Mr. Eric Ureña does not receive any additional compensation for providing advisory services beyond the fee-based
compensation he receives through VectorGlobal IAG, Inc.
Item 6 Supervision
Santiago Santos, Chief Compliance Officer, is responsible for supervising the activities of our firm. Our firm has
developed Written Supervisory Policies and Procedures which we follow that address his supervisory responsibilities
including periodically reviewing investment recommendations, trades, and communications with clients. Mr.Santos
can be reached at 305.350.3350.
VectorGlobal IAG, Inc.
ANTONIO FERNANDEZ
INVESTMENT ADVISER REPRESENTATIVE
VECTORGLOBAL IAG, INC.
1001 BRICKELL BAY DRIVE, SUITE 1900
MIAMI, FLORIDA 33131
PHONE: 305.350.3350
09/05/2025
FORM ADV PART 2B
BROCHURE SUPPLEMENT
This brochure supplement provides information about Antonio Fernandez that supplements the VectorGlobal IAG,
Inc. brochure. You should have received a copy of that brochure. Please contact our firm on 305.350.3350 if you
have not received VectorGlobal IAG, Inc.'s brochure or if you have any questions about the contents of this
supplement.
Additional information about Antonio Fernandez is available on the SEC’s website at https://adviserinfo.sec.gov
VectorGlobal IAG, Inc.
Antonio Fernandez
Year of Birth: 1972
ITEM 2 EDUCATIONAL BACKGROUND AND BUSINESS EXPERIENCE
Formal Eduation
Mr. Fernandez has a BA degree in Industrial & System engineering Degree at Instituto Tecnologico de Estudios
Superiores de Monterrey Campus in Ciudad de mexico 1990-1994.
FINRA Series 7,66,63, 24 & SIE
Business Background for the Previous Five Years
• VectorGlobal IAG, INC- Investment Adviser 04/2017 - Present
• VectorGlobal WMG, Register Broker- 11/2016 – Present
• Actinver Securities, Register Broker 2010 – 2016
Item 3 Disciplinary Information
Mr. Fernandez does not have any reportable disciplinary disclosure.
Item 4 Other Business Activities
Mr. Fernandez is a registered broker at VectorGlobal WMG, inc., a securities broker/dealer affiliated with
VectorGlobal IAG, inc. through common control and ownership.
Please refer to the fees and compensation section and the client referrals and other compensation section of
VectorGlobal IAG inc.’s firm brochure for additional disclosures on this topic.
Item 5 Additional Compensation
Mr. Fernandez does not receive any additional compensation for providing advisory services beyond the fee-based
compensation he receives through VectorGlobal IAG, Inc.
Item 6 Supervision
Santiago Santos, Chief Compliance Officer, is responsible for supervising the activities of our firm. Our firm has
developed written supervisory policies and procedures which we follow that address his supervisory
responsibilities including periodically reviewing investment recommendations, trades, and communications with
clients. Mr.Santos can be reached at 305.350.3350.
MONICA CLEVES
INVESTMENT ADVISER REPRESENTATIVE
VECTORGLOBAL IAG, INC.
1001 Brickell Bay Drive, Suite 1900
Miami, Florida 33131
Phone: 305.350.3350
09/05/2025
FORM ADV PART 2B
BROCHURE SUPPLEMENT
This brochure supplement provides information about Monica Cleves that supplements VECTORGLOBAL IAG, Inc.
brochure. You should have received a copy of that brochure. Please contact our firm on 305.350.3350 if you have
not received VectorGlobal IAG, Inc.'s brochure or if you have any questions about the contents of this supplement.
Additional information about Monica Cleves is available on the SEC’s website at www.adviserinfo.sec.gov.
Page 32 of 76
VectorGlobal IAG, Inc.
Monica Cleves
Year of Birth: 1966
ITEM 2 Educational Background and Business Experience
Formal Education
Universidad Santo Tomas de Aquino / Universidad Central (Bogotá, Colombia), Economics, 1994
Universidad Central (Bogotá, Colombia), Business, 1988
FINRA Series 7, 63, 66 & SIE
BUSINESS BACKGROUND FOR THE PREVIOUS FIVE YEARS
VectorGlobal WMG, Registered Broker, 04/2010 – Present
Citibank, Registered Broker, April 2003 - 2010
Item 3 Disciplinary Information
Ms. Cleves does not have any reportable disciplinary disclosure.
Item 4 Other Business Activities
Ms. Cleves is a registered broker at VectorGlobal WMG, Inc., a securities broker/dealer affiliated with VectorGlobal
IAG, Inc. through common control and ownership.
Mrs. Cleves engages most of her professional time on the broker dealer activities.
Please refer to the Fees and Compensation section and the Client Referrals and Other Compensation section of
VectorGlobal IAG, Inc.’s firm brochure for additional disclosures on this topic.
Item 5 Additional Compensation
Mrs. Cleves does not receive any additional compensation for providing advisory services beyond the fee-based
compensation she receives through VectorGlobal IAG, Inc.
Item 6 Supervision
Santiago Santos, Chief Compliance Officer, is responsible for supervising the activities of our firm. Our firm has
developed Written Supervisory Policies and Procedures which we follow that address his supervisory responsibilities
including periodically reviewing investment recommendations, trades, and communications with clients. Mr.Santos
can be reached at 305.350.3350.
Page 33 of 76
VectorGlobal IAG, Inc.
CARLOS MORALES
INVESTMENT ADVISER REPRESENTATIVE
VectorGlobal IAG, Inc.
1001 Brickell Bay Drive, Suite 1900
Miami, Florida 33131
Phone: 305.350.3350
09/05/2025
FORM ADV PART 2B
BROCHURE SUPPLEMENT
This brochure supplement provides information about Carlos Morales that supplements the VectorGlobal IAG, Inc.
brochure. You should have received a copy of that brochure. Please contact our firm on 305.350.3350 if you have
not received VectorGlobal IAG, Inc.'s brochure or if you have any questions about the contents of this supplement.
Additional information about Carlos Morales is available on the SEC’s website at
https://adviserinfo.sec.gov.
Page 34 of 76
VectorGlobal IAG, Inc.
CARLOS MORALES
YEAR OF BIRTH: 1983
ITEM 2 Educational Background and Business Experience
Formal Education
Mr. Morales has a B.S degree in Industrial and Systems Engineering - University of Florida, Dec 2005.
FINRA Series 7, 63, 66 & SIE
Busines Background for The Previous Five Years
VectorGlobal IAG Inc. Investment Adviser Representative, 01/2018 - Present
VectorGlobal WMG, Registered Broker, 04/2017 – Present.
Investment Advisor – UBS Financial, March 2014 – April 2017.
Client Relationship Manager – Arca Capital, November 2012 - November 2013
Item 3 Disciplinary Information
Mr. Morales does not have any reportable disciplinary disclosure.
Item 4 Other Business Activities
Mr. Morales is a registered broker at VectorGlobal WMG, Inc., a securities broker/dealer affiliated with VectorGlobal
IAG, Inc. through common control and ownership.
Please refer to the Fees and Compensation section and the Client Referrals and Other Compensation section of
VectorGlobal IAG, Inc.’s firm brochure for additional disclosures on this topic.
Item 5 Additional Compensation
Mr. Morales does not receive any additional compensation for providing advisory services beyond the fee-based
compensation he receives through VectorGlobal IAG, Inc.
Item 6 Supervision
Santiago Santos, Chief Compliance Officer, is responsible for supervising the activities of our firm. Our firm has
developed Written Supervisory Policies and Procedures which we follow that address his supervisory responsibilities
including periodically reviewing investment recommendations, trades, and communications with clients. Mr. Santos
can be reached at 305.350.3350.
Page 35 of 76
VectorGlobal IAG, Inc.
FELIPE H. VALBUENA, CFP®
INVESTMENT ADVISER REPRESENTATIVE
VectorGlobal IAG, Inc.
1001 Brickell Bay Drive, Suite 1900
Miami, Florida 33131
Phone: 305.350.3350
09/05/2025
FORM ADV PART 2B
BROCHURE SUPPLEMENT
This brochure supplement provides information about Felipe H. Valbuena that supplements the VectorGlobal IAG,
Inc. brochure. You should have received a copy of that brochure. Please contact our firm on 305.350.3350 if you
have not received VectorGlobal IAG, Inc.'s brochure or if you have any questions about the contents of this
supplement.
Additional information about Felipe H. Valbuena is available on the SEC’s website at
www.adviserinfo.sec.gov.
Page 36 of 76
VectorGlobal IAG, Inc.
Felipe H. Valbuena, CFP®
Year of Birth: 1961
ITEM 2 EDUCATIONAL BACKGROUND AND BUSINESS EXPERIENCE
Formal Education
Mr. Valbuena has an Administration Business Degree (master’s in international business) University of Miami,
Florida, CFP CERTIFIED PLANNING Certificate, 05/12/2021.
Certificate of Advanced Management Studies Program (Business School) University of Miami-Florida
FINRA Series 7, 63,66 & SIE
Business Background for The Previous Five Years
VectorGlobal IAG, Inc., Investment Adviser Representative, 01/10/2019 – Present
VectorGlobal WMG, Registered Broker, 01/10/2019 – Present
EFG Bank S.A. Suiza - Colombia, 2006 –2018
Banco Atlántico S.A. España - Colombia, 2002 -2005
Certifications: CFP®
The CERTIFIED FINANCIAL PLANNER TM, CFP® and federally registered CFP® (with flame design) marks (collectively,
the "CFP® marks") are professional certification marks granted in the United States by Certified Financial Planner
Board of Standards, Inc. ("CFP Board").
The CFP® certification is a voluntary certification; no federal or state law or regulation requires financial planners to
hold CFP® certification. It is recognized in the United States and several other countries for its (1) high standard of
professional education; (2) stringent code of conduct and standards of practice; and (3) ethical requirements that
govern professional engagements with clients. Currently, more than 71,000
individuals have obtained
CFP® certification in the United States.
To attain the right to use the CFP® marks, an individual must satisfactorily fulfill the following requirements:
Education – Complete an advanced college-level course of study addressing the financial planning subject areas that
CFP Board’s studies have determined as necessary for the competent and professional delivery of financial planning
services and attain a bachelor’s degree from a regionally accredited United States college or university (or its
equivalent from a foreign university). CFP Board’s financial planning subject areas include insurance planning and
risk management, employee benefits planning, investment planning, income tax planning, retirement planning, and
estate planning.
Examination – Pass the comprehensive CFP® Certification Examination. The examination includes case studies and
client scenarios designed to test one’s ability to correctly diagnose financial planning issues and apply one’s
knowledge of financial planning to real world circumstances.
Experience – Complete at least three years of full-time financial planning-related experience (or the equivalent,
measured as 2,000 hours per year); and
Ethics – Agree to be bound by CFP Board’s Standards of Professional Conduct, a set of documents outlining the
ethical and practice standards for CFP® professionals.
Page 37 of 76
VectorGlobal IAG, Inc.
Individuals who become certified must complete the following ongoing education and ethics requirements to
maintain the right to continue to use the CFP® marks:
CONTINUING EDUCATION – COMPLETE 30 HOURS OF CONTINUING EDUCATION HOURS EVERY TWO YEARS, INCLUDING TWO HOURS ON
THE CODE OF ETHICS AND OTHER PARTS OF THE STANDARDS OF PROFESSIONAL CONDUCT, TO MAINTAIN COMPETENCE AND KEEP UP WITH
DEVELOPMENTS IN THE FINANCIAL PLANNING FIELD; AND
ETHICS – RENEW AN AGREEMENT TO BE BOUND BY THE STANDARDS OF A PROFESSIONAL CONDUCT. THE STANDARDS PROMINENTLY
REQUIRE THAT CFP® PROFESSIONALS PROVIDE FINANCIAL PLANNING SERVICES AT A FIDUCIARY STANDARD OF CARE. THIS MEANS
CFP® PROFESSIONALS MUST PROVIDE FINANCIAL PLANNING SERVICES IN THE BEST INTERESTS OF THEIR CLIENTS.
CFP® PROFESSIONALS WHO FAIL TO COMPLY WITH THE ABOVE STANDARDS AND REQUIREMENTS MAY BE SUBJECT TO CFP BOARD'S
ENFORCEMENT PROCESS, WHICH COULD RESULT IN SUSPENSION OR PERMANENT REVOCATION OF THEIR CFP® CERTIFICATION.
Item 3 Disciplinary Information
Mr. Valbuena does not have any reportable disciplinary disclosure.
Item 4 Other Business Activities
Mr. Valbuena is a registered broker at VectorGlobal WMG, Inc., a securities broker/dealer affiliated with
VectorGlobal IAG, Inc. through common control and ownership.
Please refer to the Fees and Compensation section and the Client Referrals and Other Compensation section of
VectorGlobal IAG, Inc.’s firm brochure for additional disclosures on this topic.
Item 5 Additional Compensation
Mr. Valbuena does not receive any additional compensation for providing advisory services beyond the fee-based
compensation he receives through VectorGlobal IAG, Inc.
Item 6 Supervision
Santiago Santos, Chief Compliance Officer, is responsible for supervising the activities of our firm. Our firm has
developed Written Supervisory Policies and Procedures which we follow that address his supervisory responsibilities
including periodically reviewing investment recommendations, trades, and communications with clients. Mr. Santos
can be reached at 305.350.3350.
Page 38 of 76
VectorGlobal IAG, Inc.
JOSE ANTONIO ROCA
INVESTMENT ADVISER REPRESENTATIVE
VectorGlobal IAG, Inc.
1001 Brickell Bay Drive, Suite 1900
Miami, Florida 33131
Phone: 305.350.3350
09/05/2025
FORM ADV PART 2B
BROCHURE SUPPLEMENT
This brochure supplement provides information about Jose Antonio Roca that supplements the VectorGlobal IAG,
Inc. brochure. You should have received a copy of that brochure. Please contact our firm on 305.350.3350 if you
have not received VectorGlobal IAG, Inc.'s brochure or if you have any questions about the contents of this
supplement.
Additional information about Jose Antonio Roca is available on the SEC’s website at www.adviserinfo.sec.gov.
Page 39 of 76
VectorGlobal IAG, Inc.
Jose Antonio Roca
Year of Birth: 1979
ITEM 2 EDUCATIONAL BACKGROUND AND BUSINESS EXPERIENCE
Formal Education
Mr. Roca has a BA degree in Business Administration and Marketing at Universidad Peruana de Ciencias Aplicadas
(Peru) and completed MBA at HEC Montreal with a Green Belt Lean Six Sigma Certificate.
FINRA Series 7, 65 & SIE
Business Background for The Previous Five Years
•VectorGlobal IAG, Inc., Investment Adviser Representative, 02/2020 – Present
•VectorGlobal WMG, Business Developer Peru, 12/2018 – 01/2020
•Independent Consultan, Perú & Canadá, 01/2017 – 11/2018
•Citibank, N.A. Foreign Associate, 01/2013 – 06/2015
•Inteligo Bank LTD. Wealth Manager, 01/2008 - 12/2012
Item 3 Disciplinary Information
Mr. Roca does not have any reportable disciplinary disclosure.
Item 4 Other Business Activities
Mr. Roca is a registered broker at VectorGlobal WMG, a securities broker/dealer affiliated with VectorGlobal IAG,
inc. through common control and ownership.
Please refer to the Fees and Compensation section and the Client Referrals and Other Compensation section of
VectorGlobal IAG, Inc.’s firm brochure for additional disclosures on this topic.
Item 5 Additional Compensation
Mr. Roca does not receive any additional compensation for providing advisory services beyond the fee-based
compensation he receives through VectorGlobal IAG, Inc.
Item 6 Supervision
Santiago Santos, Chief Compliance Officer, is responsible for supervising the activities of our firm. Our firm has
developed Written Supervisory Policies and Procedures which we follow that address his supervisory responsibilities
including periodically reviewing investment recommendations, trades, and communications with clients. Mr. Santos
can be reached at 305.350.3350.
Page 40 of 76
VectorGlobal IAG, Inc.
MARIA PIA ACEVEZ
INVESTMENT ADVISER REPRESENTATIVE
VectorGlobal IAG, Inc.
1001 Brickell Bay Drive, Suite 1900
Miami, Florida 33131
Phone: 305.350.3350
09/05/2025
FORM ADV PART 2B
BROCHURE SUPPLEMENT
This brochure supplement provides information about Maria Pia Acevez that supplements the VectorGlobal IAG,
Inc. brochure. You should have received a copy of that brochure. Please contact our firm on 305.350.3350 if you
have not received VectorGlobal IAG, Inc.'s brochure or if you have any questions about the contents of this
supplement.
Additional information about Maria Pia Acevez is available on the SEC’s website at
www.adviserinfo.sec.gov.
Page 41 of 76
VectorGlobal IAG, Inc.
MARIA PIA ACEVEZ
YEAR OF BIRTH: 1969
ITEM 2 EDUCATIONAL BACKGROUND AND BUSINESS EXPERIENCE
Formal Education
Ms. Acevez has a Marketing and Business degree at Universidad Panamericana, Guadalajara, Mexico & master’s
degree in Financiamiento de Proyecto Industriales.
FINRA SERIES 7 & 63, 66 & SIE
Business Background for The Previous Five Years
VECTORGLOBAL IAG, INC., INVESTMENT ADVISER REPRESENTATIVE, 03/20/2021 – PRESENT
VECTORGLOBAL WMG, REGISTERED BROKER, 06/2014 – PRESENT.
Item 3 Disciplinary Information
Ms. Acevez does not have any reportable disciplinary disclosure.
Item 4 Other Business Activities
Ms. Acevez is a registered broker at VectorGlobal WMG, Inc., a securities broker/dealer affiliated with VectorGlobal
IAG, Inc. through common control and ownership.
Mrs. Acevez is engaged in the sales and purchasing of artwork (Caiman Contemporary LLC).
Please refer to the Fees and Compensation section and the Client Referrals and Other Compensation section of
VectorGlobal IAG, Inc.’s firm brochure for additional disclosures on this topic.
Item 5 Additional Compensation
Ms. Acevez does not receive any additional compensation for providing advisory services beyond the fee-based
compensation she receives through VectorGlobal IAG, Inc.
Item 6 Supervision
Santiago Santos, Chief Compliance Officer, is responsible for supervising the activities of our firm. Our firm has
developed Written Supervisory Policies and Procedures which we follow that address his supervisory responsibilities
including periodically reviewing investment recommendations, trades, and communications with clients. Mr. Santos
can be reached at 305.350.3350.
Page 42 of 76
VectorGlobal IAG, Inc.
CARLOS SCHWARZ KLEYMAN
INVESTMENT ADVISER REPRESENTATIVE
VectorGlobal IAG, Inc.
1001 Brickell Bay Drive, Suite 1900
Miami, Florida 33131
Phone: 305.350.3350
09/05/2025
FORM ADV PART 2B
BROCHURE SUPPLEMENT
This brochure supplement provides information about Carlos Schwarz Kleyman that supplements the
VectorGlobal IAG, Inc. brochure. You should have received a copy of that brochure. Please contact our firm on
305.350.3350 if you have not received VectorGlobal IAG, Inc.'s brochure or if you have any questions about the
contents of this supplement.
Additional information about Carlos Schwarz Kleyman is available on the SEC’s website at
www.adviserinfo.sec.gov.
Page 43 of 76
VectorGlobal IAG, Inc.
Carlos Schwarz Kleyman
Year of Birth: 1989
ITEM 2 EDUCATIONAL BACKGROUND AND BUSINESS EXPERIENCE
Formal Education
Mr. Schwarz has an International Business degree from Tecnologico de Monterrey, Guadalajara Campus, México. He
also studied at the University of Arizona for a Business Major.
FINRA Series 65 & SIE
Business Background for The Previous Five Years
VectorGlobal IAG, Inc., Investment Adviser Representative,04/30/2021 – Present
Independent Insurance Agent certified to sell Life Insurance in México, 09/2018 – PRESENT
Construction Supervision and Sales Representative for a commercial development project in the Mexican Caribbean.
03/2017 - 09/2018
Logistic manager for a Lighting Product Manufacturer with its headquarters in Hollywood, Florida. 11/2014 - 03/2017
Junior Consultant for a Logistic Advisor Firm in Mexico City. 05/2014 - 11/2014
Item 3 Disciplinary Information
Mr. Schwarz does not have any reportable disciplinary disclosure.
Item 4 Other Business Activities
Mr. Schwarz is an Insurance Agent in Mexico, selling mostly Life Insurance.
Please refer to the Fees and Compensation section and the Client Referrals and Other Compensation section of
VectorGlobal IAG, Inc.’s firm brochure for additional disclosures on this topic.
Item 5 Additional Compensation
Mr. Schwarz does not receive any additional compensation for providing advisory services beyond the fee- based
compensation he receives through VectorGlobal IAG, Inc.
Item 6 Supervision
Santiago Santos, Chief Compliance Officer, is responsible for supervising the activities of our firm. Our firm has
developed Written Supervisory Policies and Procedures which we follow that address his supervisory responsibilities
including periodically reviewing investment recommendations, trades, and communications with clients. Mr. Santos
can be reached at 305.350.3350.
Page 44 of 76
VectorGlobal IAG, Inc.
JUAN MANUEL RAMOS FERNANDEZ
INVESTMENT ADVISER REPRESENTATIVE
VectorGlobal IAG, Inc.
1001 Brickell Bay Drive, Suite 1900
Miami, Florida 33131
Phone: 305.350.3350
09/05/2025
FORM ADV PART 2B
BROCHURE SUPPLEMENT
This brochure supplement provides information about Juan Manuel Ramos Fernandez that supplements
VECTORGLOBAL IAG, Inc. brochure. You should have received a copy of that brochure. Please contact our firm on
305.350.3350 if you have not received VectorGlobal IAG, Inc.'s brochure or if you have any questions about the
contents of this supplement.
Additional information about Juan Manuel Ramos Fernandez is available on the SEC’s website at
www.adviserinfo.sec.gov.
Page 45 of 76
VectorGlobal IAG, Inc.
Juan Manuel Ramos Fernandez
Year of Birth: 1958
ITEM 2 EDUCATIONAL BACKGROUND AND BUSINESS EXPERIENCE
FORMAL EDUCATION
Mr. Ramos Fernandez has a Business Administration degree from San Diego State University.
FINRA SERIES 7 & 63, 66 & SIE
Business Background for The Previous Five Years
VectorGlobal IAG, Inc., Investment Adviser Representative,07/01/2021 – Present
VectorGlobal WMG Registered Broker, 07/01/2021 – Present
Wells Fargo Advisors- San Diego, CA 07/2017 - 06/30/2021
Merrill Lynch- San Diego, CA 05/2006 - 07/2017
Item 3 Disciplinary Information
No Investment Advisory Disciplinary Actions
Item 4 Other Business Activities
Mr. Ramos Fernandez is a registered broker at VectorGlobal WMG, Inc., a securities broker/dealer affiliated with
VectorGlobal IAG, Inc. through common control and ownership.
Please refer to the Fees and Compensation section and the Client Referrals and Other Compensation section of
VectorGlobal IAG, Inc.’s firm brochure for additional disclosures on this topic.
Item 5 Additional Compensation
Mr. Ramos Fernandez does not receive any additional compensation for providing advisory services beyond the fee-
based compensation he receives through VectorGlobal IAG, Inc.
Item 6 Supervision
Santiago Santos, Chief Compliance Officer, is responsible for supervising the activities of our firm. Our firm has
developed Written Supervisory Policies and Procedures which we follow that address his supervisory responsibilities
including periodically reviewing investment recommendations, trades, and communications with clients. Mr. Santos
can be reached at 305.350.3350.
Page 46 of 76
VectorGlobal IAG, Inc.
MICHAEL F. RICCIARDI
INVESTMENT ADVISER REPRESENTATIVE
VectorGlobal IAG, Inc.
1001 Brickell Bay Drive, Suite 1900
Miami, Florida 33131
Phone: 305.350.3350
09/05/2025
FORM ADV PART 2B
BROCHURE SUPPLEMENT
This brochure supplement provides information about Michael F. Ricciardi that supplements the VectorGlobal IAG,
Inc. brochure. You should have received a copy of that brochure. Please contact our firm on 305.350.3350 if you
have not received VectorGlobal IAG, Inc.'s brochure or if you have any questions about the contents of this
supplement.
Additional information about Michael F. Ricciardi is available on the SEC’s website at www.adviserinfo.sec.gov.
Page 47 of 76
VectorGlobal IAG, Inc.
MICHAEL F. RICCIARDI
Year of Birth: 1977
ITEM 2 EDUCATIONAL BACKGROUND AND BUSINESS EXPERIENCE
Formal Education
Mr. Ricciardi has a Master of Business Administration & Master of Science Degree from Seton Hall University, South
Orange, NJ.
FINRA Series 7, 66 & 63 & SIE. (Combined State Law License from Brokerage and Investment Advisor)
Business Background for The Previous Five Years
VectorGlobal IAG, Inc., Investment Adviser Representative,10/01/2021 – Present
VectorGlobal WMG Registered Broker, 10/01/2021 – Present
Citigroup Global Markets Inc-Houston, Tx 12/2018 - 10/2021
Citigroup Global Markets Inc-Jalisco, Mexico 09/2014 - 10/2018
Item 3 Disciplinary Information
Mr. Ricciardi does not have any reportable disciplinary disclosure.
Item 4 Other Business Activities
Mr. Ricciardi is a registered broker at VectorGlobal WMG, a securities broker/dealer affiliated with VectorGlobal IAG,
inc. through common control and ownership.
Mr. Ricciardi is a Landlord-Owner – Real Estate Property.
Please refer to the Fees and Compensation section and the Client Referrals and Other Compensation section of
Vector Global IAG, Inc.’s firm’s brochure for additional disclosures on this topic.
Item 5 Additional Compensation
Mr. Ricciardi does not receive any additional compensation for providing advisory services beyond the fee-based
compensation he receives through VectorGlobal IAG, Inc.
Item 6 Supervision
Santiago Santos, Chief Compliance Officer, is responsible for supervising the activities of our firm. Our firm has
developed Written Supervisory Policies and Procedures which we follow that address his supervisory responsibilities
including periodically reviewing investment recommendations, trades, and communications with clients. Mr. Santos
can be reached at 305.350.3350.
Page 48 of 76
VectorGlobal IAG, Inc.
PAULINA MERINO
INVESTMENT ADVISER REPRESENTATIVE
VectorGlobal IAG, Inc.
1001 Brickell Bay Drive, Suite 1900
Miami, Florida 33131
Phone: 305.350.3350
09/05/2025
FORM ADV PART 2B
BROCHURE SUPPLEMENT
This brochure supplement provides information about Paulina Merino that supplements the VectorGlobal IAG, Inc.
brochure. You should have received a copy of that brochure. Please contact our firm on 305.350.3350 if you have
not received VectorGlobal IAG, Inc.'s brochure or if you have any questions about the contents of this supplement.
Additional information about Paulina Merino is available on the SEC’s website at www.adviserinfo.sec.gov.
Page 49 of 76
VectorGlobal IAG, Inc.
Paulina Merino
YEAR OF BIRTH: 1987
ITEM 2 Educational Background and Business Experience
Formal Education
Mrs. Merino has a Bachelor of Science in Nutrition from Autónoma University of Aguascalientes, Mexico.
FINRA Series 7, 11, 65 & 63 & SIE. (Combined State Law License from Brokerage and Investment Advisor)
Business Background for The Previous Five Years
VectorGlobal IAG, Inc., Investment Adviser Representative,05/2021 – Present
VectorGlobal WMG Registered Broker, 05/2021 – Present
Actinver Securities Inc-Houston, Tx 05/2016 - 05/2021
Item 3 Disciplinary Information
Mrs. Merino does not have any reportable disciplinary disclosure.
Item 4 Other Business Activities
Mrs. Merino is a registered broker at VectorGlobal WMG, a securities broker/dealer affiliated with VectorGlobal IAG,
inc. through common control and ownership.
Mrs. Merino is a yoga teacher; she offers yoga classes in Soultribes Studio, and she is Employed As an independent
contractor.
Please refer to the Fees and Compensation section and the Client Referrals and Other Compensation section of
Vector Global IAG, Inc.’s firm brochure for additional disclosures on this topic.
Item 5 Additional Compensation
Mrs. Merino does not receive any additional compensation for providing advisory services beyond the fee-based
compensation she receives through VectorGlobal IAG, Inc.
Item 6 Supervision
Santiago Santos, Chief Compliance Officer, is responsible for supervising the activities of our firm. Our firm has
developed Written Supervisory Policies and Procedures which we follow that address his supervisory responsibilities
including periodically reviewing investment recommendations, trades, and communications with clients. Mr. Santos
can be reached at 305.350.3350.
Page 50 of 76
VectorGlobal IAG, Inc.
ANDRES SILVA
INVESTMENT ADVISER REPRESENTATIVE
VectorGlobal IAG, Inc.
1001 Brickell Bay Drive, Suite 1900
Miami, Florida 33131
Phone: 305.350.3350
09/05/2025
FORM ADV PART 2B
BROCHURE SUPPLEMENT
This brochure supplement provides information about Andres Silva that supplements the VectorGlobal IAG, Inc.
brochure. You should have received a copy of that brochure. Please contact our firm on 305.350.3350 if you have
not received VectorGlobal IAG, Inc.'s brochure or if you have any questions about the contents of this supplement.
Additional information about Andres Silva is available on the SEC’s website at www.adviserinfo.sec.gov.
Page 51 of 76
VectorGlobal IAG, Inc.
Andres Silva
Year of Birth: 1981
ITEM 2 EDUCATIONAL BACKGROUND AND BUSINESS EXPERIENCE
Formal Education
Mr. Silva is a Commercial Engineer with a minor in Business administrations from Pontificia Catholic University of
Chile.
FINRA Series 65, 7 & SIE
Business Background for The Previous Five Years
VectorGlobal IAG, Inc., Investment Adviser Representative,11/2021 – Present
VectorGlobal WMG Agencia de Valores, Chile - 12/2014 – Present
Item 3 Disciplinary Information
Mr. Silva does not have any reportable disciplinary disclosure.
Item 4 Other Business Activities
Mr. Silva is a registered broker at VectorGlobal WMG, a securities broker/dealer affiliated with VectorGlobal IAG,
inc. through common control and ownership.
Mr. Silva does not have other business activities.
Please refer to the Fees and Compensation section and the Client Referrals and Other Compensation section of
Vector Global IAG, Inc.’s firm’s brochure for additional disclosures on this topic.
Item 5 Additional Compensation
Mr. Silva does not receive any additional compensation for providing advisory services beyond the fee-based
compensation he receives through VectorGlobal IAG, Inc.
Item 6 Supervision
Santiago Santos, Chief Compliance Officer, is responsible for supervising the activities of our firm. Our firm has
developed Written Supervisory Policies and Procedures which we follow that address his supervisory responsibilities
including periodically reviewing investment recommendations, trades, and communications with clients. Mr. Santos
can be reached at 305.350.3350.
Page 52 of 76
VectorGlobal IAG, Inc.
JAVIER AUGUSTO SORIA
INVESTMENT ADVISER REPRESENTATIVE
VectorGlobal IAG, Inc.
1001 Brickell Bay Drive, Suite 1900
Miami, Florida 33131
Phone: 305.350.3350
09/05/2025
FORM ADV PART 2B
BROCHURE SUPPLEMENT
This brochure supplement provides information about Javier Augusto Soria that supplements the VectorGlobal
IAG, Inc. brochure. You should have received a copy of that brochure. Please contact our firm on 305.350.3350 if
you have not received VectorGlobal IAG, Inc.'s brochure or if you have any questions about the contents of this
supplement.
Additional information about Javier Augusto Soria is available on the SEC’s website at www.adviserinfo.sec.gov.
Page 53 of 76
VectorGlobal IAG, Inc.
JAVIER SORIA
Year of Birth: 1968
ITEM 2 EDUCATIONAL BACKGROUND AND BUSINESS EXPERIENCE
Formal Education
Centro de Estudios Macroeconomicos (CEMA) Buenos Aires, Argentina
•
• Mr. Soria - master’s degree in economics and business
•
• Bachelor’s degree in science, Computer Information Systems, Universidad CAECE, Buenos Aires, Argentina
•
FINRA SERIES Securities Industry Essentials (SIE), General Securities Representative (Series7) & Uniform
Combined State Law (Series 66)
Canadian Securities Course (CSC), Wealth Management Essential (WME)
Business Background for The Previous Five Years
• VectorGlobal IAG, Inc., Investment Adviser Representative, 01/2021 – Present
• VectorGlobal WMG - 12/2020 – Present
• Andbank Private Bankers-Miami 01/2017 - 06/2019
•
Scotiabank, Bank of Nova Scotia- Toronto, Ontario 01/2015 - 10/2016
Item 3 Disciplinary Information
Mr. Soria does not have any reportable disciplinary disclosure.
Item 4 Other Business Activities
Mr. Soria is a registered broker at VectorGlobal WMG, a securities broker/dealer affiliated with VectorGlobal IAG,
inc. through common control and ownership.
Mr. Soria is a Landlord-Owner - one rental property in Canada, Rental income Provided (Non-Investment related).
Less than 3 hours monthly devoted toward this function. SinResortes SA non-investment related- Trampoline
business.
Please refer to the Fees and Compensation section and the Client Referrals and Other Compensation section of
Vector Global IAG, Inc.’s firm’s brochure for additional disclosures on this topic.
Item 5 Additional Compensation
Mr. Soria does not receive any additional compensation for providing advisory services beyond the fee-based
compensation he receives through VectorGlobal IAG, Inc.
Item 6 Supervision
Santiago Santos, Chief Compliance Officer, is responsible for supervising the activities of our firm. Our firm has
developed Written Supervisory Policies and Procedures which we follow that address his supervisory
responsibilities including periodically reviewing investment recommendations, trades, and communications with
clients. Mr. Santos can be reached at 305.350.3350.
Page 54 of 76
VectorGlobal IAG, Inc.
GIBRAN JOSE ABDALA HADAD
INVESTMENT ADVISER REPRESENTATIVE
VectorGlobal IAG, Inc.
1001 Brickell Bay Drive, Suite 1900
Miami, Florida 33131
Phone: 305.350.3350
09/05/2025
FORM ADV PART 2B
BROCHURE SUPPLEMENT
This brochure supplement provides information about Gibrán Jose Abdala Hadad, that supplements
VECTORGLOBAL IAG, Inc. brochure. You should have received a copy of that brochure. Please contact our firm on
305.350.3350 if you have not received VectorGlobal IAG, Inc.'s brochure or if you have any questions about the
contents of this supplement.
Additional information about Gibrán Jose Abdala Hadad is available on the SEC’s website at
www.adviserinfo.sec.gov.
•
l
e
–
• 2
e
Page 55 of 76
VectorGlobal IAG, Inc.
Gibrán José Abdala
Year of Brith: 1978
ITEM 2 EDUCATIONAL BACKGROUND AND BUSINESS EXPERIENCE
Formal Education
Mr. Gibrán Abdala - master’s degree in economics and business
Anáhuac University of Norther Mexico
Bachelor’s degree in economics
Anáhuac University of Northern Mexico
FINRA SERIES 7, 63, 66 & SIE
Business Background for The Previous Five Years
Vector Casa de Bolsa S.A. DE C.V.- VectorGlobal WMG: 2012 - Present
Item 3 Disciplinary Information
No Investment Advisory Disciplinary Actions
Item 4 Other Business Activities
Mr. Abdala is a registered broker at VectorGlobal WMG, Inc., a securities broker/dealer affiliated with VectorGlobal
IAG, Inc. through common control and ownership. Mr. Abdala is his leisure time participates in the Patronato
Francisco Mendez (Orphanage) Mr. Abdala owns a Taxi Plate business and is a member of the Hamsi Bros (hotel)
partnership.
Item 5 Additional Compensation
Mr. Abdala does not receive any additional compensation for providing advisory services beyond the fee-based
compensation he receives through VectorGlobal IAG, Inc.
Item 6 Supervision
Santiago Santos, Chief Compliance Officer, is responsible for supervising the activities of our firm. Our firm has
developed Written Supervisory Policies and Procedures which we follow that address his supervisory responsibilities
including periodically reviewing investment recommendations, trades, and communications with clients. Mr. Santos
can be reached at 305.350.3350.
Page 56 of 76
VectorGlobal IAG, Inc.
JUAN CARLOS SANCHEZ COSTES
INVESTMENT ADVISER REPRESENTATIVE
VectorGlobal IAG, Inc.
1001 Brickell Bay Drive, Suite 1900
Miami, Florida 33131
Phone: 305.350.3350
09/05/2025
FORM ADV PART 2B
BROCHURE SUPPLEMENT
This brochure supplement provides information about Juan Carlos Sanchez Costes that supplements
VECTORGLOBAL IAG, Inc. brochure. You should have received a copy of that brochure. Please contact our firm on
305.350.3350 if you have not received VectorGlobal IAG, Inc.'s brochure or if you have any questions about the
contents of this supplement.
Additional information about Juan Carlos Sanchez Costes is available on the SEC’s website at
www.adviserinfo.sec.gov.
Page 57 of 76
VectorGlobal IAG, Inc.
Juan Carlos Sanchez Costes
Year of Brith: 1979
ITEM 2 EDUCATIONAL BACKGROUND AND BUSINESS EXPERIENCE
Formal Education
Mr. Sanchez Costes -M.I.M. master’s in international management / Itam Mexico City
B.S. In Business Administration, M. Finance/ Universidad PANAMERICANA MEXICO City
FINRA: Series 7, 66, 63, SIE & life and health
Business Background for The Previous Five Years
22 YEARS OF EXPERIENCE IN FINANCIAL INSTITUTIONS
VectorGlobal WMG Inc- 01/27/2023 - Present
UBS Financial Services Inc-04/2019 - 01/27/2023
Banamex/Citibank- 03/2012 - 03/2019
Item 3 Disciplinary Information
Mr. Sanchez Costes does not have any reportable disciplinary disclosure.
Item 4 Other Business Activities
Mr. Sanchez Costes is a registered broker at VectorGlobal WMG, Inc., a securities broker/dealer affiliated with
VectorGlobal IAG, Inc. through common control and ownership.
Item 5 Additional Compensation
Mr. Sanchez Costes does not receive any additional compensation for providing advisory services beyond the fee-
based compensation he receives through VectorGlobal IAG, Inc.
Item 6 Supervision
Santiago Santos, Chief Compliance Officer, is responsible for supervising the activities of our firm. Our firm has
developed Written Supervisory Policies and Procedures which we follow that address his supervisory responsibilities
including periodically reviewing investment recommendations, trades, and communications with clients. Mr. Santos
can be reached at 305.350.3350.
Page 58 of 76
VectorGlobal IAG, Inc.
ANDRE FILIPE DA SILVA REID
INVESTMENT ADVISER REPRESENTATIVE
VectorGlobal IAG, Inc.
1001 Brickell Bay Drive, Suite 1900
Miami, Florida 33131
Phone: 305.350.3350
09/05/2025
FORM ADV PART 2B
BROCHURE SUPPLEMENT
This brochure supplement provides information about Andre Filipe da Silva Reid that supplements
VECTORGLOBAL IAG, Inc. brochure. You should have received a copy of that brochure. Please contact our firm at
305.350.3350 if you did not receive Vectorglobal IAG, Inc.’s brochure or if you have any questions about the
contents of this supplement.
Additional information about Andre Filipe da Silva Reid is available on the SEC’s website at
www.adviserinfo.sec.gov.
Page 59 of 76
VectorGlobal IAG, Inc.
Andre Filipe da silva Reid
Year of Brith: 1970
ITEM 2 EDUCATIONAL BACKGROUND AND BUSINESS EXPERIENCE
Formal Education
Mr. Andre Filipe Da Silva Reid – Postgraduate Degree in Risk Management and Derivatives - Univesidade Catolica -
Porto E BDP (Bolsa De Deivados Do Porto) Portugal- September 97 - August 98
MA in Finance-London of Economics – August 95 - October 95
Ba- Accountancy and Finance (Third Honours)- University of Greenwich, UK -September 92 - July 95
FINRA: Series 7, 65 & SIE
Business Background for The Previous Five Years
VECTORGLOBAL WMG INC- 02/14 /2023 - PRESENT
Bulltick Wealth Management-January 2013-february 2023 - Director
Item 3 Disciplinary Information
Mr. Filipe da silva Reid does not have any reportable disciplinary disclosure.
Item 4 Other Business Activities
Mr. Da Silva Reid is a registered broker at VectorGlobal WMG, Inc., a securities broker/dealer affiliated with
VectorGlobal IAG, Inc. through common control and ownership.
Item 5 Additional Compensation
Mr. Da Silva Reid does not receive any additional compensation for providing advisory services beyond the fee-based
compensation he receives through VectorGlobal IAG, Inc.
Item 6 Supervision
Santiago Santos, Chief Compliance Officer, is responsible for supervising the activities of our firm. Our firm has
developed Written Supervisory Policies and Procedures which we follow that address his supervisory responsibilities
including periodically reviewing investment recommendations, trades, and communications with clients. Mr. Santos
can be reached at 305.350.3350.
Page 60 of 76
VectorGlobal IAG, Inc.
ANDREA NARBONA LETELIER
INVESTMENT REPRESENTATIVE
VECTORGLOBAL IAG, INC.
1001 BRICKELL BAY DRIVE, SUITE 1900
MIAMI, FLORIDA 33131
PHONE: 305.350.3350
09/05/2025
FORM ADV PART 2B
BROCHURE SUPPLEMENT
This brochure supplement provides information about Andrea Narbona Letelier that supplements the VectorGlobal
IAG, Inc. brochure. You should have received a copy of that brochure. Please contact our firm on 305.350.3350 if
you have not received VectorGlobal IAG, Inc.'s brochure or if you have any questions about the contents of this
supplement.
Additional information about Andrea Narbona Letelier is available on the SEC’s website at www.adviserinfo.sec.gov.
Page 61 of 76
VectorGlobal IAG, Inc.
Andrea Narbona Letelier
Year of birth: 1994
ITEM 2 EDUCATIONAL BACKGROUND AND BUSINESS EXPERIENCE
Formal Education
Universidad Adolfo Ibanez, Masters Degree in Finance / 2018
Universidad Adolfo Ibanez, Businees Engineering / 2017
FINRA: SIE, Series 7, 66, 86 & 87
Business Background for the Previous Five Years
• VectorGlobal WMG, Inc. / 2019 - Present
Item 3 Disciplinary Information
Mrs. Narbona Letelier does not have any reportable disciplinary disclosure.
Item 4 Other Business Activities
Mrs. Narbona Letelier is a registered broker at VectorGlobal WMG, Inc., a securities broker/dealer affiliated with
VectorGlobal IAG, Inc. through common control and ownership.
Mrs. Narbona Letelier serves as a teaching assistant for finance-related eClass online courses, that are part of
graduate programs.
Real estate co-proprietor with sister (business location for leasing).
Refers clients to VectorGlobal WMG Agencia de Valores (Chilean broker-dealer that operates locally).
For additional information please refer to sections Fees and Compensation and Client Referrals and Other
Compensation on the disclosure brochure of VectorGlobal IAG, Inc.
Item 5 Additional Compensation
Mrs. Narbona Letelier does not receive any additional compensation for providing advisory services beyond the fee-
based compensation she receives through VectorGlobal IAG, Inc.
Item 6 Supervision
Santiago Santos, Chief Compliance Officer, is responsible for supervising the activities of our firm. Our firm has
developed Written Supervisory Policies and Procedures which we follow that address his supervisory responsibilities
including periodically reviewing investment recommendations, trades, and communications with clients. Mr. Santos
can be reached at 305.350.3350.
CRISTINA TORRES DAGER
INVESTMENT ADVISER REPRESENTATIVE
VECTORGLOBAL IAG, INC.
1001 BRICKELL BAY DRIVE, SUITE 1900
MIAMI, FLORIDA 33131
PHONE: 305.350.3350
09/05/2025
FORM ADV PART 2B
BROCHURE SUPPLEMENT
This brochure supplement provides information about Cristina Torres Dager that supplements the VectorGlobal IAG,
Inc. brochure. You should have received a copy of that brochure. Please contact our firm on 305.350.3350 if you
have not received VectorGlobal IAG, Inc.'s brochure or if you have any questions about the contents of this
supplement.
Additional information about Cristina Torres Dager is available on the SEC’s website at www.adviserinfo.sec.gov.
Page 63 of 76
VectorGlobal IAG, Inc.
Cristina Torres Dager
Year of birth: 1978
ITEM 2 EDUCATIONAL BACKGROUND AND BUSINESS EXPERIENCE
Formal Education
Universidad Tecnologica de Bolivar, Bachelors Degree in Business Administration / 1995-2000
Universidad de la Sabana, coursework in Commercial Management / 2016-2017
FINRA: Series 65 & SIE
Business Background for the Previous Five Years
Itau Panama, S.A. (Commercial Manager): 7/2019 – 8/2020
• VectorGlobal IAG, Inc. (Investment Advisor): 12/2023 – Present
• VectorGlobal WMG, Inc.: 5/2021 – 12/2022
•
• Occidental Bank Barbados (Commercial Manager): 3/2014 – 7/2019
Item 3 Disciplinary Information
Mrs. Torres Dager does not have any reportable disciplinary disclosure.
Item 4 Other Business Activities
Mrs. Torres Dager does not have other business activities.
For additional information please refer to sections Fees and Compensation and Client Referrals and Other
Compensation on the disclosure brochure of VectorGlobal IAG, Inc.
Item 5 Additional Compensation
Mrs. Torres Dager does not receive any additional compensation for providing advisory services beyond the fee-
based compensation she receives through VectorGlobal IAG, Inc.
Item 6 Supervision
Santiago Santos, Chief Compliance Officer, is responsible for supervising the activities of our firm. Our firm has
developed Written Supervisory Policies and Procedures which we follow that address his supervisory responsibilities
including periodically reviewing investment recommendations, trades, and communications with clients. Mr. Santos
can be reached at 305.350.3350.
SIMON CORREA
INVESTMENT ADVISER REPRESENTATIVE
VECTORGLOBAL IAG, INC.
1001 BRICKELL BAY DRIVE, SUITE 1900
MIAMI, FLORIDA 33131
PHONE: 305.350.3350
09/05/2025
FORM ADV PART 2B
BROCHURE SUPPLEMENT
This brochure supplement provides information about Simon Correa that supplements the VectorGlobal IAG, Inc.
brochure. You should have received a copy of that brochure. Please contact our firm on 305.350.3350 if you have
not received VectorGlobal IAG, Inc.'s brochure or if you have any questions about the contents of this supplement.
Additional information about Simon Correa is available on the SEC’s website at www.adviserinfo.sec.gov
Page 65 of 76
VectorGlobal IAG, Inc.
Simon Correa
Year of birth: 1991
ITEM 2 EDUCATIONAL BACKGROUND AND BUSINESS EXPERIENCE
Formal Education
Bachelor’s degree in Economics- Universidad del Rosario, 2013- Bogota, Colombia.
Master’s Degree in Financial Management with a minor in consumer behavior – EAE Business School,2018-Madrid,
Spain.
FINRA: Series 7,66 & SIE
Business Background for the Previous Five Years
• VectorGlobal IAG, Inc. (Investment Advisor): 06/2024– Present
• VectorGlobal WMG, Inc.: 06/2024 – Present
•
Credicorp Capital LLC (previously Ultralat): AVP 09/2018 – 05/2024
• Ultralat Capital markets: Equities & Funds Strategist 10/2016 – 10/2017
Item 3 Disciplinary Information
Mr. Simon Correa does not have any reportable disciplinary disclosure.
Item 4 Other Business Activities
Mr. Simon Correa is a registered broker at VectorGlobal WMG, Inc., a securities broker/dealer affiliated with
VectorGlobal IAG, Inc. through common control and ownership.
For additional information please refer to sections Fees and Compensation and Client Referrals and Other
Compensation on the disclosure brochure of VectorGlobal IAG, Inc.
Item 5 Additional Compensation
Mr. Simon Correa does not receive any additional compensation for providing advisory services beyond the fee-
based compensation he receives through VectorGlobal IAG, Inc.
Item 6 Supervision
Santiago Santos, Chief Compliance Officer, is responsible for supervising the activities of our firm. Our firm has
developed Written Supervisory Policies and Procedures which we follow that address his supervisory responsibilities
including periodically reviewing investment recommendations, trades, and communications with clients. Mr.Santos
can be reached at 305.350.3350.
Page 66 of 76
VectorGlobal IAG, Inc.
GILHERME ANDRE DOS SANTOS
INVESTMENT ADVISER REPRESENTATIVE
VECTORGLOBAL IAG, INC.
1001 BRICKELL BAY DRIVE, SUITE 1900
MIAMI, FLORIDA 33131
PHONE: 305.350.3350
09/05/2025
FORM ADV PART 2B
BROCHURE SUPPLEMENT
This brochure supplement provides information about Gilherme Andre that supplements the VectorGlobal IAG, Inc.
brochure. You should have received a copy of that brochure. Please contact our firm on 305.350.3350 if you have
not received VectorGlobal IAG, Inc.'s brochure or if you have any questions about the contents of this supplement.
Additional information about Gilherme Andre is available on the SEC’s website at www.adviserinfo.sec.gov
Page 67 of 76
VectorGlobal IAG, Inc.
Gilherme Andre Dos Santos
Year of birth: 1997
ITEM 2 EDUCATIONAL BACKGROUND AND BUSINESS EXPERIENCE
Formal Education
Bachelor of Business Administration (Management)-May 2021.Florida International University.
Bachelor of Business administration (International Business)- May 2021. Florida International University.
Business Specialist (Business Management)- May 2019- Miami Dade College.
Associate of Arts (Business Administration)- May 2019- Miami Dade College.
FINRA: Series 65 & SIE
Business Background for the Previous Five Years
• VectorGlobal IAG, Inc. (Investment Advisor): 04/2023– Present
• VectorGlobal WMG, Inc.: 10/2021 – Present- Invesment Analyst
•
•
Powerful Nutrition: Finance Manager- 02/2021– 10/2021
Full time Student at Florida International University - 05/2017 – 05/2019
Item 3 Disciplinary Information
Mr. Gilherme Dos Santos does not have any reportable disciplinary disclosure.
Item 4 Other Business Activities
Mr. Gilherme Dos Santos has rental property LLC. Name-2536 Eagle Run Corp & Musical Country LLC Business that
manufactures and distributes musical instruments.
Please refer to the Fees and Compensation section and the Client Referrals and Other Compensation section of
VectorGlobal IAG,Inc.’s firm brochure for additional disclosures on this topic.
Item 5 Additional Compensation
Mr. Gilherme Dos Santos does not receive any additional compensation for providing advisory services beyond the
fee-based compensation he receives through VectorGlobal IAG, Inc.
Item 6 Supervision
Santiago Santos, Chief Compliance Officer, is responsible for supervising the activities of our firm. Our firm has
developed Written Supervisory Policies and Procedures which we follow that address his supervisory responsibilities
including periodically reviewing investment recommendations, trades, and communications with clients. Mr. Santos
can be reached at 305.350.3350.
Page 68 of 76
VectorGlobal IAG, Inc.
SANTIAGO PEÑA DIAZ
INVESTMENT ADVISER REPRESENTATIVE
VECTORGLOBAL IAG, INC.
1001 BRICKELL BAY DRIVE, SUITE 1900
MIAMI, FLORIDA 33131
PHONE: 305.350.3350
09/05/2025
FORM ADV PART 2B
BROCHURE SUPPLEMENT
This brochure supplement provides information about Santiago Peña that supplements the VectorGlobal IAG, Inc.
brochure. You should have received a copy of that brochure. Please contact our firm on 305.350.3350 if you have
not received VectorGlobal IAG, Inc.'s brochure or if you have any questions about the contents of this supplement.
Additional information about Santiago Peña is available on the SEC’s website at www.adviserinfo.sec.gov
Page 69 of 76
VectorGlobal IAG, Inc.
Santiago Peña Diaz
Year of birth: 1988
ITEM 2 EDUCATIONAL BACKGROUND AND BUSINESS EXPERIENCE
Formal Education
• Bachelor of Business Administration-2007-2011 Universidad Militar Nueva Granada.
• Master’s Degree in digital Marketing & E-Commerce-2012-2013 EAE Business School.
FINRA: Series 7, 65 & SIE
Business Background for the Previous Five Years
• VectorGlobal IAG, Inc. (Investment Advisor): 01/2025– Present
• VectorGlobal WMG, Inc.: 07/2018 –Present
Item 3 Disciplinary Information
Mr. Peña Diaz does not have any reportable disciplinary disclosure.
Item 4 Other Business Activities
Mr. Peña Diaz is director and owner of 50% a digital marketing company located in Panama called Smartketing 360
S.A. he does not have an active day-to-day role within the company.
Mr. Peña Diaz is a registered broker at VectorGlobal WMG, inc., a securities broker/dealer affiliated with
VectorGlobal IAG, Inc. through common control and ownership.
Please refer to the Fees and Compensation section and the Client Referrals and Other Compensation section of
VectorGlobal IAG,Inc.’s firm brochure for additional disclosures on this topic.
Item 5 Additional Compensation
Mr. Peña Diaz does not receive any additional compensation for providing advisory services beyond the fee-based
compensation he receives through VectorGlobal IAG, Inc.
Item 6 Supervision
Santiago Santos, Chief Compliance Officer, is responsible for supervising the activities of our firm. Our firm has
developed Written Supervisory Policies and Procedures which we follow that address his supervisory responsibilities
including periodically reviewing investment recommendations, trades, and communications with clients. Mr. Santos
can be reached at 305.350.3350.
Page 70 of 76
VectorGlobal IAG, Inc.
FELIPE GOMEZ GUTIERREZ
INVESTMENT ADVISER REPRESENTATIVE
VECTORGLOBAL IAG, INC.
1001 BRICKELL BAY DRIVE, SUITE 1900
MIAMI, FLORIDA 33131
PHONE: 305.350.3350
09/05/2025
FORM ADV PART 2B
BROCHURE SUPPLEMENT
This brochure supplement provides information about Felipe Gomez Gutierrez that supplements the VectorGlobal
IAG, Inc. brochure. You should have received a copy of that brochure. Please contact our firm on 305.350.3350 if
you have not received VectorGlobal IAG, Inc.'s brochure or if you have any questions about the contents of this
supplement.
Additional information about Felipe Gomez Gutierrez is available on the SEC’s website at www.adviserinfo.sec.gov
Page 71 of 76
VectorGlobal IAG, Inc.
Felipe Gomez Gutierrez
Year of birth: 1988
ITEM 2 EDUCATIONAL BACKGROUND AND BUSINESS EXPERIENCE
Formal Education
Master’s in Finance (specialized in Quantitative Finances)- Universidad Externado de Colombia-2015-2017
Bachelor’s in Finaces and International Affairs- Universidad Externado de Colombia, 2007-2013.
FINRA
•
•
Series 7, 24, 66, SIE & 86
CFA Level 2 (completed); CFA level 3 candidate (Feb 2025)
Business Background for the Previous Five Years
Investment Advisor-VectorGlobal IAG, Inc. 02/2024– Present
•
• Registered Representative -VectorGlobal WMG, Inc. - 02/2024 – Present
•
•
Investment Counselor -Banorte Securities International-Jun 2021-Feb2024
Credit Analyst, Vectorglobal WMG, Jun 2016-Jun 2021
Item 3 Disciplinary Information
Mr. Gomez Gutierrez does not have any reportable disciplinary disclosure.
Item 4 Other Business Activities
Mr. Gomez Gutierrez is a registered broker at VectorGlobal WMG, inc., a securities broker/dealer affiliated with
VectorGlobal IAG, Inc. through common control and ownership.
Please refer to the Fees and Compensation section and the Client Referrals and Other Compensation section of
VectorGlobal IAG,Inc.’s firm brochure for additional disclosures on this topic.
Item 5 Additional Compensation
Mr. Gomez Gutierrez does not receive any additional compensation for providing advisory services beyond the fee-
based compensation he receives through VectorGlobal IAG, Inc.
Item 6 Supervision
Santiago Santos, Chief Compliance Officer, is responsible for supervising the activities of our firm. Our firm has
developed Written Supervisory Policies and Procedures which we follow that address his supervisory responsibilities
including periodically reviewing investment recommendations, trades, and communications with clients. Mr. Santos
can be reached at 305.350.3350.
Page 72 of 76
VectorGlobal IAG, Inc.
AMMAR ABU-LUGHOD
INVESTMENT ADVISER REPRESENTATIVE
VECTORGLOBAL IAG, INC.
1001 BRICKELL BAY DRIVE, SUITE 1900
MIAMI, FLORIDA 33131
PHONE: 305.350.3350
09/05/2025
FORM ADV PART 2B
BROCHURE SUPPLEMENT
This brochure supplement provides information about Ammar Abu-Lughod that supplements the VectorGlobal IAG,
Inc. brochure. You should have received a copy of that brochure. Please contact our firm on 305.350.3350 if you
have not received VectorGlobal IAG, Inc.'s brochure or if you have any questions about the contents of this
supplement.
Additional information about Ammar Abu-Lughod is available on the SEC’s website at www.adviserinfo.sec.gov
Page 73 of 76
VectorGlobal IAG, Inc.
Ammar Abu-Lughod
Year of birth: 1970
ITEM 2 EDUCATIONAL BACKGROUND AND BUSINESS EXPERIENCE
Formal Education
Mr.Abu-Lughod attended Oklahoma City University, and graduated in 05/1990 with a BS degree in Finance
FINRA
•
Series 7, 63, 31 & SIE (Securities Industry Esssentials®)
Business Background for the Previous Five Years
Investment Advisor-VectorGlobal IAG, Inc. 11/2024– Present
•
• Registered Representative -VectorGlobal WMG, Inc. - 11/2024 – Present
• Morgan Stanley- 2016-2024
Item 3 Disciplinary Information
No Investment Advisory Disciplinary Actions
Item 4 Other Business Activities
• Rental property: Investment related; Manhattan beach, California; Sole proprietor/owner/Partner.
• Rental Property: Investment related; Jumeirah Lake Towers (JLT), Dubai; Rental income for the 2/4 leased
offices; Sole proprietor, Owner /partner, (proprietor, partner, officer, director employee, trustee, agent)
Mr. Ammar Abu-Lughod is a registered broker at VectorGlobal WMG, inc., a securities broker/dealer affiliated with
VectorGlobal IAG, Inc. through common control and ownership.
Please refer to the Fees and Compensation section and the Client Referrals and Other Compensation section of
VectorGlobal IAG,Inc.’s firm brochure for additional disclosures on this topic.
Item 5 Additional Compensation
Mr. Ammar Abu-Lughod does not receive any additional compensation for providing advisory services beyond the
fee-based compensation he receives through VectorGlobal IAG, Inc.
Item 6 Supervision
Santiago Santos, Chief Compliance Officer, is responsible for supervising the activities of our firm. Our firm has
developed Written Supervisory Policies and Procedures which we follow that address his supervisory responsibilities
including periodically reviewing investment recommendations, trades, and communications with clients. Mr. Santos
can be reached at 305.350.3350.
Page 74 of 76
VectorGlobal IAG, Inc.
ISAAC WOLF
INVESTMENT ADVISER REPRESENTATIVE
VECTORGLOBAL IAG, INC.
1001 BRICKELL BAY DRIVE, SUITE 1900
MIAMI, FLORIDA 33131
PHONE: 305.350.3350
09/05/2025
FORM ADV PART 2B
BROCHURE SUPPLEMENT
This brochure supplement provides information about Isaac Wolf that supplements the VectorGlobal IAG, Inc.
brochure. You should have received a copy of that brochure. Please contact our firm on 305.350.3350 if you have
not received VectorGlobal IAG, Inc.'s brochure or if you have any questions about the contents of this supplement.
Additional information about Isaac Wolf is available on the SEC’s website at www.adviserinfo.sec.gov
Page 75 of 76
VectorGlobal IAG, Inc.
Isaac wolf
Year of birth: 1979
ITEM 2 EDUCATIONAL BACKGROUND AND BUSINESS EXPERIENCE
Formal Education
Mr.Wolf attended Instituto Panamericano de Alta Direccion de Empresa -Monterrey, Mexico-Business Management-
2009-2010.
Universidad de Navarra -Pamplona, Spain- Humanities-2004-2009.
Instituto Tecnológico y de Estudios Superiores de Monterrey- SLP, Mexico-Industrial Engineering-1997-2002
FINRA
•
Series 7, 65 & SIE (Securities Industry Esssentials®)
Business Background for the Previous Five Years
• Registered Representative -VectorGlobal WMG, Inc. – 11/2024 – Present
•
•
•
Investment Advisor-VectorGlobal IAG, Inc. 01/2025– Present.
CG Compass LLC, Financial Advisor, 09/2023 – 10/2024
Compass Investments, Private Wealth Management -04/16 - 08/2023
Item 3 Disciplinary Information
No Investment Advisory Disciplinary Actions
Item 4 Other Business Activities
Mr. Wolf is a registered broker at VectorGlobal WMG, inc., a securities broker/dealer affiliated with VectorGlobal
IAG, Inc. through common control and ownership.
Please refer to the Fees and Compensation section and the Client Referrals and Other Compensation section of
VectorGlobal IAG,Inc.’s firm brochure for additional disclosures on this topic.
Item 5 Additional Compensation
Mr. Wolf does not receive any additional compensation for providing advisory services beyond the fee-based
compensation he receives through VectorGlobal IAG, Inc.
Item 6 Supervision
Santiago Santos, Chief Compliance Officer, is responsible for supervising the activities of our firm. Our firm has
developed Written Supervisory Policies and Procedures which we follow that address his supervisory responsibilities
including periodically reviewing investment recommendations, trades, and communications with clients. Mr. Santos
can be reached at 305.350.3350.
Page 76 of 76
VectorGlobal IAG, Inc.