Overview
Assets Under Management: $154 million
Headquarters: ALBUQUERQUE, NM
High-Net-Worth Clients: 37
Average Client Assets: $3.3 million
Frequently Asked Questions
WATERROCK WEALTH MANAGEMENT is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #296462), WATERROCK WEALTH MANAGEMENT is subject to fiduciary duty under federal law.
WATERROCK WEALTH MANAGEMENT is headquartered in ALBUQUERQUE, NM.
WATERROCK WEALTH MANAGEMENT serves 37 high-net-worth clients according to their SEC filing dated March 24, 2026. View client details ↓
According to their SEC Form ADV, WATERROCK WEALTH MANAGEMENT offers financial planning, portfolio management for individuals, and selection of other advisors. View all service details ↓
WATERROCK WEALTH MANAGEMENT manages $154 million in client assets according to their SEC filing dated March 24, 2026.
According to their SEC Form ADV, WATERROCK WEALTH MANAGEMENT serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 37
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 79.46%
Average Client Assets: $3.3 million
Total Client Accounts: 290
Discretionary Accounts: 290
Regulatory Filings
CRD Number: 296462
Filing ID: 2081193
Last Filing Date: 2026-03-24 13:53:31