Overview

Assets Under Management: $141 million
Headquarters: CINCINNATI, OH
High-Net-Worth Clients: 159
Average Client Assets: $0.7 million

Frequently Asked Questions

WATERSTONE INVESTMENT COUNSEL, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.

Yes. As an SEC-registered investment advisor (CRD #106639), WATERSTONE INVESTMENT COUNSEL, LLC is subject to fiduciary duty under federal law.

WATERSTONE INVESTMENT COUNSEL, LLC is headquartered in CINCINNATI, OH.

WATERSTONE INVESTMENT COUNSEL, LLC serves 159 high-net-worth clients according to their SEC filing dated April 04, 2023. View client details ↓

According to their SEC Form ADV, WATERSTONE INVESTMENT COUNSEL, LLC offers financial planning and portfolio management for individuals. View all service details ↓

WATERSTONE INVESTMENT COUNSEL, LLC manages $141 million in client assets according to their SEC filing dated April 04, 2023.

According to their SEC Form ADV, WATERSTONE INVESTMENT COUNSEL, LLC serves high-net-worth individuals. View client details ↓

Services Offered

Services: Financial Planning, Portfolio Management for Individuals

Clients

Number of High-Net-Worth Clients: 159
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 77.00%
Average Client Assets: $0.7 million
Total Client Accounts: 462
Discretionary Accounts: 461
Non-Discretionary Accounts: 1

Regulatory Filings

CRD Number: 106639
Filing ID: 1749464
Last Filing Date: 2023-04-04 11:40:00