Overview
Assets Under Management: $181 million
High-Net-Worth Clients: 58
Average Client Assets: $3.0 million
Frequently Asked Questions
WAX ASSET MANAGEMENT LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #157405), WAX ASSET MANAGEMENT LLC is subject to fiduciary duty under federal law.
WAX ASSET MANAGEMENT LLC serves 58 high-net-worth clients according to their SEC filing dated March 12, 2026. View client details ↓
According to their SEC Form ADV, WAX ASSET MANAGEMENT LLC offers portfolio management for individuals. View all service details ↓
WAX ASSET MANAGEMENT LLC manages $181 million in client assets according to their SEC filing dated March 12, 2026.
According to their SEC Form ADV, WAX ASSET MANAGEMENT LLC serves high-net-worth individuals. View client details ↓
Services Offered
Services: Portfolio Management for Individuals
Clients
Number of High-Net-Worth Clients: 58
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 96.93%
Average Client Assets: $3.0 million
Total Client Accounts: 125
Discretionary Accounts: 125
Regulatory Filings
CRD Number: 157405
Filing ID: 2060601
Last Filing Date: 2026-03-12 15:24:38