Overview
- Headquarters
- Richmond, VA
- Total Firm Assets
- $1.5 billion
- Average High-Net-Worth Client Portfolio Size
- $7.6 million
- Stated Minimum Account Size
- $1,000,000
Recent Rankings
Forbes 2025: 240
Fee Disclosure
Source: SBK FINANCIAL PART 2A (2025-03-14)
· View brochure text
Latest filing: SBK FINANCIAL PART 2A (2026-03-25)
· View brochure text
| Min | Max | Disclosed Annual Rate |
|---|---|---|
| $0 | $2,000,000 | 1.00% |
| $2,000,001 | $5,000,000 | 0.75% |
| $5,000,001 | $10,000,000 | 0.50% |
| $10,000,001 | $20,000,000 | 0.35% |
| $20,000,001 | and above | 0.25% |
Stated Minimum Annual Fee: $10,000
Estimated Annual Advisory Fees
| Portfolio Value | Estimated Annual Fee | Effective Fee Rate |
|---|---|---|
| $1 million | $10,000 | 1.00% |
| $5 million | $42,500 | 0.85% |
| $10 million | $67,500 | 0.68% |
| $50 million | $177,500 | 0.36% |
| $100 million | $302,500 | 0.30% |
Actual fees may vary; other investment costs may apply.
Clients
- High-Net-Worth Share of Firm Assets
- 96.78%
- Number of High-Net-Worth Clients
- 197
- Total Client Accounts
- 1,318
- Discretionary Accounts
- 1,318
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Investment Advisor Selection
Regulatory Filings
- SEC CRD Number
- 132513
- SBK FINANCIAL PART 2A (2026-03-25) · View brochure text
- SBK FINANCIAL PART 2A (2025-03-14) (fee schedule source) · View brochure text
View firm on SEC ↗ · Current Form ADV (PDF) ↗