Overview
Assets Under Management: $409 million
Headquarters: NEW YORK, NY
High-Net-Worth Clients: 149
Average Client Assets: $3 million
Frequently Asked Questions
WELLINGTON SHIELDS & CO., LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #149021), WELLINGTON SHIELDS & CO., LLC is subject to fiduciary duty under federal law.
WELLINGTON SHIELDS & CO., LLC is headquartered in NEW YORK, NY.
WELLINGTON SHIELDS & CO., LLC serves 149 high-net-worth clients according to their SEC filing dated October 14, 2024. View client details ↓
According to their SEC Form ADV, WELLINGTON SHIELDS & CO., LLC offers portfolio management for individuals. View all service details ↓
WELLINGTON SHIELDS & CO., LLC manages $409 million in client assets according to their SEC filing dated October 14, 2024.
According to their SEC Form ADV, WELLINGTON SHIELDS & CO., LLC serves high-net-worth individuals. View client details ↓
Services Offered
Services: Portfolio Management for Individuals
Clients
Number of High-Net-Worth Clients: 149
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 80.77
Average High-Net-Worth Client Assets: $3 million
Total Client Accounts: 493
Discretionary Accounts: 485
Non-Discretionary Accounts: 8
Regulatory Filings
CRD Number: 149021
Last Filing Date: 2024-10-14 00:00:00
Website: https://wellingtonshields.com