Overview
- Headquarters
- Charlotte, NC
- Total Firm Assets
- $43.0 billion
- Average High-Net-Worth Client Portfolio Size
- $3.2 million
Fee Disclosure
Source: EQUITY OPTIMIZATION, FIXED INCOME STRATEGIES TEAM, OPTION STRATEGIES GROUP (2026-01-21)
· View brochure text
Latest filing: EQUITY OPTIMIZATION, FIXED INCOME STRATEGIES TEAM, OPTION STRATEGIES GROUP (2026-03-23)
· View brochure text
Latest filing: FORM ADV PART 2A - GMR GIS GPM GSR GAA (2026-03-23)
· View brochure text
| Min | Max | Disclosed Annual Rate |
|---|---|---|
| $0 | and above | 0.28% |
Estimated Annual Advisory Fees
| Portfolio Value | Estimated Annual Fee | Effective Fee Rate |
|---|---|---|
| $1 million | $2,800 | 0.28% |
| $5 million | $14,000 | 0.28% |
| $10 million | $28,000 | 0.28% |
| $50 million | $140,000 | 0.28% |
| $100 million | $280,000 | 0.28% |
Actual fees may vary; other investment costs may apply.
Clients
- High-Net-Worth Share of Firm Assets
- 80.70%
- Number of High-Net-Worth Clients
- 11,004
- Total Client Accounts
- 12,213
- Discretionary Accounts
- 12,213
Services Offered
Services: Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Investment Advisor Selection
Regulatory Filings
- SEC CRD Number
- 133204
- EQUITY OPTIMIZATION, FIXED INCOME STRATEGIES TEAM, OPTION STRATEGIES GROUP (2026-03-23) · View brochure text
- FORM ADV PART 2A - GMR GIS GPM GSR GAA (2026-03-23) · View brochure text
- EQUITY OPTIMIZATION, FIXED INCOME STRATEGIES TEAM, OPTION STRATEGIES GROUP (2026-01-21) (fee schedule source) · View brochure text
View firm on SEC ↗ · Current Form ADV (PDF) ↗