Overview
- Headquarters
- Golden, CO
- Total Firm Assets
- $5.4 billion
- Average High-Net-Worth Client Portfolio Size
- $1.1 million
Fee Disclosure
Source: FORM ADV PART 2A - FIRM BROCHURE (2025-10-29)
· View brochure text
Latest filing: FORM ADV PART 2A APPENDIX 1 - WRAP FEE PROGRAM BROCHURE (2026-03-24)
· View brochure text
Latest filing: FORM ADV PART 2A - FIRM BROCHURE (2026-03-24)
· View brochure text
| Min | Max | Disclosed Annual Rate |
|---|---|---|
| $0 | and above | 3.00% |
Estimated Annual Advisory Fees
| Portfolio Value | Estimated Annual Fee | Effective Fee Rate |
|---|---|---|
| $1 million | $30,000 | 3.00% |
| $5 million | $150,000 | 3.00% |
| $10 million | $300,000 | 3.00% |
| $50 million | $1,500,000 | 3.00% |
| $100 million | $3,000,000 | 3.00% |
Actual fees may vary; other investment costs may apply.
Clients
- High-Net-Worth Share of Firm Assets
- 66.22%
- Number of High-Net-Worth Clients
- 3,272
- Total Client Accounts
- 19,273
- Discretionary Accounts
- 18,748
- Non-Discretionary Accounts
- 525
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Pension Consulting, Investment Advisor Selection, Educational Seminars
Regulatory Filings
- SEC CRD Number
- 283545
- FORM ADV PART 2A APPENDIX 1 - WRAP FEE PROGRAM BROCHURE (2026-03-24) · View brochure text
- FORM ADV PART 2A - FIRM BROCHURE (2026-03-24) · View brochure text
- FORM ADV PART 2A - FIRM BROCHURE (2025-10-29) (fee schedule source) · View brochure text
View firm on SEC ↗ · Current Form ADV (PDF) ↗