Overview
Assets Under Management: $133 million
Headquarters: WAUSAU, WI
High-Net-Worth Clients: 44
Average Client Assets: $1.2 million
Frequently Asked Questions
WHALEN CAPITAL, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #130016), WHALEN CAPITAL, INC. is subject to fiduciary duty under federal law.
WHALEN CAPITAL, INC. is headquartered in WAUSAU, WI.
WHALEN CAPITAL, INC. serves 44 high-net-worth clients according to their SEC filing dated April 10, 2024. View client details ↓
According to their SEC Form ADV, WHALEN CAPITAL, INC. offers financial planning, portfolio management for individuals, and pension consulting services. View all service details ↓
WHALEN CAPITAL, INC. manages $133 million in client assets according to their SEC filing dated April 10, 2024.
According to their SEC Form ADV, WHALEN CAPITAL, INC. serves high-net-worth individuals and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Pension Consulting
Clients
Number of High-Net-Worth Clients: 44
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 41.33%
Average Client Assets: $1.2 million
Total Client Accounts: 390
Discretionary Accounts: 390
Regulatory Filings
CRD Number: 130016
Filing ID: 1864854
Last Filing Date: 2024-04-10 11:45:00