Overview
- Total Firm Assets
- $235 million
- Average High-Net-Worth Client Portfolio Size
- $5.2 million
Fee Disclosure
Source: PART II (2025-03-24)
· View brochure text
Latest filing: PART 2A (2026-03-30)
· View brochure text
| Min | Max | Disclosed Annual Rate |
|---|---|---|
| $0 | $3,000,000 | 1.50% |
| $3,000,001 | $5,000,000 | 1.25% |
| $5,000,001 | and above | Negotiable |
Stated Minimum Annual Fee: $8,000
Estimated Annual Advisory Fees
| Portfolio Value | Estimated Annual Fee | Effective Fee Rate |
|---|---|---|
| $1 million | $15,000 | 1.50% |
| $5 million | $70,000 | 1.40% |
| $10 million | Negotiable | Negotiable |
| $50 million | Negotiable | Negotiable |
| $100 million | Negotiable | Negotiable |
Actual fees may vary; other investment costs may apply.
Clients
- High-Net-Worth Share of Firm Assets
- 72.28%
- Number of High-Net-Worth Clients
- 33
- Total Client Accounts
- 130
- Discretionary Accounts
- 118
- Non-Discretionary Accounts
- 12
Services Offered
Services: Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Educational Seminars
Regulatory Filings
- SEC CRD Number
- 156928
- PART 2A (2026-03-30) · View brochure text
- PART II (2025-03-24) (fee schedule source) · View brochure text
View firm on SEC ↗ · Current Form ADV (PDF) ↗